Flat-Bottom Polymer Vials for Lyophilization Heat and Barrier Control

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Solution Overview

Problem

Existing glass vials for pharmaceutical lyophilization face issues such as contamination, breakage, and non-uniform surface chemistry, while plastic vials suffer from gas permeability and leachables, making them unsuitable for lyophilization applications.

Innovation Solution

Development of polymer vials with a substantially flat bottom and sidewalls, produced through injection stretch blow molding, using a mold with a flat base mold and precise control of sidewall thickness, and application of PECVD water barrier coatings to enhance thermal efficiency and gas barrier properties.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If glass vials are used for pharmaceutical lyophilization, then chemical inertness and clarity are improved, but breakage risk and contamination from metal ions increase

Engineering Contradiction:
Improvechemical inertnessVSAvoidbreakage resistance
Core Design Contradiction:
ReliabilityVSStrength

Solution Approach 1:

The patent changes the material parameter from glass to cyclic olefin polymer (COP), transforming the container from fragile to impact-resistant while maintaining chemical inertness through proper material selection and processing

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses composite construction with COP as the base material and applies silicon oxide coating layers to combine the impact resistance of polymer with the chemical inertness and non-leaching properties of glass-like surfaces

Inventive Principle:
Principle #40Composite materials

2Strength

If plastic vials are used instead of glass, then breakage resistance is improved, but gas permeability and leachables increase

Engineering Contradiction:
Improvebreakage resistanceVSAvoidgas permeability
Core Design Contradiction:
StrengthVSObject-generated harmful factors

Solution Approach 1:

The patent applies thin film coating layers (silicon oxide) on the interior surface of the flexible polymer vial to create a barrier against gas permeability while maintaining the overall flexibility and impact resistance of the polymer container

Inventive Principle:
Principle #30Flexible shells and thin films

Solution Approach 2:

The patent creates a composite structure combining COP polymer with silicon oxide coating layers, where the polymer provides mechanical strength and the inorganic coating provides gas barrier properties and chemical inertness

Inventive Principle:
Principle #40Composite materials

3Ease of manufacture

If conventional blow molding is used for plastic vials, then manufacturing simplicity is improved, but dimensional tolerances and side-wall thickness uniformity worsen

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidside-wall thickness uniformity
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent uses a preform (test tube) as an intermediate form that is subsequently heated and blown into the final vial shape. This preliminary formation step allows for precise control of material distribution and wall thickness before the final blowing operation

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent controls the temperature parameter during the blowing process, heating the preform to a specific range to achieve optimal material flow and wall thickness uniformity, then rapidly cooling to set the dimensions with high precision

Inventive Principle:
Principle #35Parameter changes

4Strength

If domed bases are used in conventional vials, then structural strength is improved, but thermal efficiency during lyophilization worsens

Engineering Contradiction:
Improvestructural strengthVSAvoidthermal efficiency
Core Design Contradiction:
StrengthVSUse of energy by moving object

Solution Approach 1:

The patent inverts the conventional design by using a flat base instead of a domed base, changing the curvature from convex to planar to maximize thermal contact area with the lyophilization shelf, thereby improving heat transfer efficiency while maintaining adequate structural strength through the overall vial design

Inventive Principle:
Principle #14Spheroidality (Curvature)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The polymer vials provide improved thermal efficiency, consistent dimensional tolerances, and reduced gas permeability, ensuring stable storage and lyophilization of biologics without contamination, addressing the limitations of glass and plastic vials.

Implementation Method 1

stretching the preform with the mandrel to extend an end of the preform

Methodology Applied
Scientific EffectMechanical tension: Tension

Implementation Method 2

blowing gas into the preform such that the preform expands within the molding space

Methodology Applied
Scientific EffectGas pressure: Pressure Increase

Implementation Method 3

application of PECVD water barrier coatings to enhance thermal efficiency and gas barrier properties

Methodology Applied
Scientific EffectPlasma enhanced chemical vapor deposition: Plasma Enhanced Chemical Vapour Deposition

Data Source

PatentUS20260076872A1Polymer vials with substantially flat bottoms and injection stretch blow molding methods for making the same
Publication Date: 2026.03.19 SIO2 MEDICAL PRODUCTS LLC
  • US20260076872A1 patent drawing
  • US20260076872A1 patent drawing
  • US20260076872A1 patent drawing

AI summary

Disclosed are polymer vials and injection stretch blow molding methods for making the same. A polymer vial has a base having a base surface area and a sidewall extending up from the base. The base and sidewall define an interior configured to house product, the sidewall narrowing at an upper section of the vial to form a neck leading to an opening that provides access to the interior. The vial is optionally round and symmetrical about a central axis, a lower portion of the sidewall including a first surface that is outwardly curved along a first radius having an imaginary center positioned within the vial. The base is positioned below the first surface and is substantially flat such that at least 80% of the base surface area has a standing base surface occupying a single plane.