Flexible Plasmonic Nanocups via Rigid Substrate Inversion

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Solution Overview

Problem

Existing methods for fabricating plasmonic nanostructures on rigid substrates are limited by compatibility issues with thermal treatment and lack of designer freedom, resulting in low aspect ratio and symmetric shapes, which are not suitable for flexible implantable and sensing applications.

Innovation Solution

A method involving etching silicon substrates to form nanostructures, oxidizing them, depositing metallic layers, reflowing to form bulbs, and transferring these structures onto flexible substrates, allowing for precise control of shape, embedding depth, and metal placement between nanostructures, enabling high-aspect-ratio nanocups with customizable shapes and self-aligned functionalization.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If plasmonic nanostructures are fabricated on rigid substrates using existing methods, then the fabrication process is straightforward, but the aspect ratio is low and the shapes are symmetric and limited

Engineering Contradiction:
Improvefabrication process simplicityVSAvoidaspect ratio and shape control
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent inverts the conventional fabrication approach by first creating high-aspect-ratio silicon nanostructures on a rigid substrate, then transferring them to a flexible substrate. This inversion allows the rigid substrate to provide fabrication precision while the flexible substrate provides mechanical flexibility, resolving the contradiction between ease of manufacture and manufacturing precision.

Inventive Principle:
Principle #13The other way round (Inversion)

Solution Approach 2:

The patent uses a flexible substrate as an intermediary carrier that receives the pre-fabricated silicon nanostructures. This intermediary allows the nanostructures to be formed with high precision on a rigid substrate first, then transferred to achieve both high aspect ratio and mechanical flexibility, resolving the contradiction between fabrication simplicity and shape control precision.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Manufacturing precision

If thermal treatment is applied during fabrication, then metal layer reflow and bulb formation are achieved, but compatibility issues with flexible substrates arise

Engineering Contradiction:
Improvemetal placement controlVSAvoidsubstrate compatibility
Core Design Contradiction:
Manufacturing precisionVSAdaptability or versatility

Solution Approach 1:

The patent segments the fabrication process into two distinct stages: (1) forming silicon nanostructures and depositing metal layers on a rigid substrate where thermal treatment can be applied, and (2) transferring the complete structure to a flexible substrate. This segmentation allows thermal treatment to be applied where compatible, while still achieving flexible substrate compatibility in the final product.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent performs preliminary actions of silicon nanostructure formation, metal layer deposition, and thermal reflow on a rigid substrate before transferring to the flexible substrate. This preliminary action on a compatible substrate enables precise metal placement control while avoiding compatibility issues during the thermal treatment stage.

Inventive Principle:
Principle #10Preliminary action

3Ease of manufacture

If conventional fabrication methods are used on rigid substrates, then the process is well-established, but designer freedom and customization are limited

Engineering Contradiction:
Improveprocess establishmentVSAvoiddesigner freedom
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The flexible substrate acts as an intermediary that enables designer freedom by allowing post-fabrication manipulation. After the nanostructures are formed with high precision using well-established methods on a rigid substrate, the flexible substrate allows for stretching, compressing, and custom positioning, providing designer freedom while maintaining process establishment.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent introduces dynamics by using a flexible substrate that can be stretched, compressed, and manipulated after fabrication. This dynamic capability provides designer freedom for customization and reconfiguration while the initial fabrication uses well-established static processes on a rigid substrate.

Inventive Principle:
Principle #15Dynamics

4Reliability

If high-aspect-ratio nanocups are fabricated, then sensing performance is improved, but fabrication complexity increases

Engineering Contradiction:
Improvesensing performanceVSAvoidfabrication complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent inverts the transfer process by first creating high-aspect-ratio silicon nanostructures on a rigid substrate using standard lithography and etching, then transferring them to a flexible substrate. This inversion achieves high sensing performance through high aspect ratio while managing fabrication complexity by using well-established processes in the initial stage.

Inventive Principle:
Principle #13The other way round (Inversion)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Enables the fabrication of high-aspect-ratio plasmonic nanostructures with customizable shapes and self-aligned functionalization on flexible substrates, suitable for implantable and sensing applications, overcoming limitations of rigid substrates and achieving precise control over nanostructure placement and distance.

Implementation Method 1

reflowing the metallic layer to form metallic bulbs on a top section of the silicon oxide nanostructures

Methodology Applied
Scientific EffectThermal reflow: Heating

Implementation Method 2

etching a silicon substrate to form silicon nanostructures on top of the silicon substrate

Methodology Applied
Scientific EffectEtching: Ablation

Implementation Method 3

oxidizing the silicon nanostructures to form silicon oxide nanostructures

Methodology Applied
Scientific EffectOxidation: Oxidation

Implementation Method 4

depositing a metallic layer on the silicon oxide nanostructures

Methodology Applied
Scientific EffectMetal deposition: Physical Vapour Deposition

Data Source

PatentUS11002908B2Fabrication and self-aligned local functionalization of nanocups and various plasmonic nanostructures on flexible substrates for implantable and sensing applications
Publication Date: 2021.05.11 CALIFORNIA INST OF TECH
  • US11002908B2 patent drawing
  • US11002908B2 patent drawing
  • US11002908B2 patent drawing

AI summary

Methods for fabricating flexible substrate nanostructured devices are disclosed. The nanostructures comprise nano-pillars and metallic bulbs or nano-apertures. The nanostructures can be functionalized to detect biological entities. The flexible substrates can be rolled into cylindrical tubes for detection of fluidic samples.