Floating Gate Buffer Layer for Void-Free STI and CMP Uniformity

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Solution Overview

Problem

Conventional semiconductor manufacturing methods face challenges in simultaneously preventing voids in shallow trench isolation and floating gates, and suffer from loading effects during the CMP process, making it difficult to achieve optimal device performance.

Innovation Solution

The method involves forming a first and second hard mask layer over a semiconductor substrate, creating trenches, and filling them with dielectric material to form shallow trench isolation regions. A buffer layer is repeatedly deposited and polished over the floating gate material, with a dry etch process used to remove portions above the shallow trench isolation regions, ensuring the buffer and floating gate surfaces are coplanar, and maintaining the desired thickness and morphology of the floating gate.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If the thickness of silicon nitride layer is increased to 1.5-2 times the final floating gate thickness, then the floating gate can be properly formed, but the aspect ratio in the filler dielectric material becomes high leading to cavity formation in shallow trench isolation

Engineering Contradiction:
Improvefloating gate thickness controlVSAvoidshallow trench isolation void-free quality
Core Design Contradiction:
Manufacturing precisionVSReliability

Solution Approach 1:

The patent applies preliminary action by forming a buffer layer over the floating gate material before performing CMP. This buffer layer is deposited in advance to prevent direct contact between the CMP slurry and the floating gate material, thereby preventing cavities in the shallow trench isolation while still allowing proper floating gate formation. The buffer layer serves as a protective intermediary that resolves the contradiction between maintaining floating gate thickness and preventing STI voids.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The buffer layer acts as an intermediary between the CMP process and the floating gate material. By introducing this intermediate layer, the patent enables the CMP process to proceed without directly exposing the floating gate material to the slurry, thus preventing cavity formation in the shallow trench isolation while maintaining the integrity of the floating gate structure.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Measurement precision

If self-aligned method is used to form floating gate material layer, then alignment precision is improved, but small size active area regions lead to voids within the floating gate

Engineering Contradiction:
Improvefloating gate alignment precisionVSAvoidfloating gate void-free quality
Core Design Contradiction:
Measurement precisionVSManufacturing precision

Solution Approach 1:

The buffer layer is formed preliminarily over the floating gate material before CMP. This preliminary protective layer prevents the CMP slurry from directly contacting and creating voids in small active area regions, while still allowing the self-aligned method to maintain its alignment precision benefits.

Inventive Principle:
Principle #10Preliminary action

3Shape

If CMP process is used to planarize floating gate layer, then surface flatness is improved, but loading effects cause floating gate thickness loss in pad area

Engineering Contradiction:
Improvefloating gate surface flatnessVSAvoidfloating gate thickness uniformity
Core Design Contradiction:
ShapeVSManufacturing precision

Solution Approach 1:

The buffer layer serves as an intermediary protective layer during CMP. It absorbs the mechanical and chemical effects of the CMP slurry, preventing direct erosion of the floating gate material. This intermediary layer maintains surface flatness through CMP while preventing the loading effects that cause thickness loss in pad areas.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The buffer layer provides beforehand cushioning by being deposited over the floating gate material prior to CMP. This protective layer cushions the floating gate material against the harsh CMP environment, preventing excessive thickness removal and maintaining thickness uniformity across different regions including pad areas.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach reduces void formation in both shallow trench isolation and floating gates, improves the floating gate's thickness and morphology, and mitigates the loading effects during the CMP process, resulting in enhanced semiconductor device performance.

Implementation Method 1

perform CMP (chemical mechanical polish) to form a shallow trench isolation (STI)

Methodology Applied
Scientific EffectCMP (Chemical Mechanical Polish): Abrasion

Implementation Method 2

a dry etch process to remove a portion of the floating gate material above the shallow trench isolation regions

Methodology Applied
Scientific EffectDry etch: Plasma

Data Source

PatentUS9633858B2Methods for forming semiconductor device
Publication Date: 2017.04.25 SEMICON MFG INT (SHANGHAI) CORP
  • US9633858B2 patent drawing
  • US9633858B2 patent drawing
  • US9633858B2 patent drawing

AI summary

A method for forming a semiconductor device includes forming first and second hard mask layers overlying a semiconductor substrate and forming trenches through the second hard mask, the first hard mask, and into the substrate. A dielectric material is formed in the trenches to form shallow trench isolation regions, removing the second hard mask layer, and a floating gate material is formed overlying the first hard mask and the trenches. The method further includes repeating at least twice a process of forming a buffer layer over the floating gate material and using a polishing process to remove a portion of the buffer layer and a top portion of the floating gate material. Next, a dry etch process to remove a portion of the floating gate material above the shallow trench isolation regions and the remaining portions of the buffer layer to form floating gate structures.