Focal Stack Spoof Detection for Biometric Authentication

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Solution Overview

Problem

Current biometric authentication systems face challenges in accurately distinguishing between real and spoofed facial authentication attempts, leading to false negatives and false positives, which can result in unauthorized access or denied access to authorized users.

Innovation Solution

The use of focal stacks, which involve capturing a set of images of a subject at different focal distances within a short time frame, typically within 5-20 milliseconds, to enhance the accuracy of image-based spoof detection by analyzing the focus characteristics of the images to determine if they are from a real or spoofed face.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If single-focus or best-focus image analysis is used, then the system is simple and fast, but spoof detection accuracy is insufficient leading to false negatives and false positives

Engineering Contradiction:
Improvespoof detection accuracyVSAvoidsystem complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent divides the authentication process into multiple focal distance segments, capturing images at different focus points (near, intermediate, far) rather than relying on a single best-focus image. This segmentation allows the system to analyze focus characteristics across multiple planes, improving spoof detection accuracy by identifying inconsistencies that would be invisible in a single-focus image.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent transitions from two-dimensional image analysis to three-dimensional focal stack analysis by incorporating the focal distance dimension. By capturing and analyzing images at multiple focal distances, the system creates a volumetric representation of the subject, enabling detection of depth and focus characteristics that distinguish real faces from spoof attempts.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Measurement precision

If multiple images at different focal distances are captured, then spoof detection accuracy improves, but the time required for authentication increases

Engineering Contradiction:
Improvespoof detection accuracyVSAvoidauthentication time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The patent implements periodic action by capturing multiple images at different focal distances in rapid succession during a single authentication event. The system systematically cycles through near, intermediate, and far focal points, collecting focal stack data that can be analyzed to detect spoof attempts while maintaining acceptable authentication timing.

Inventive Principle:
Principle #19Periodic action

Solution Approach 2:

The patent applies preliminary action by pre-determining the focal distances to be captured (near, intermediate, far) and preparing the focal stack capture sequence before authentication begins. This allows the system to efficiently execute the multi-focus capture routine without adding significant overhead to the authentication process.

Inventive Principle:
Principle #10Preliminary action

3Stability of the object's composition

If focal stacks are captured within 5-20 milliseconds, then motion artifacts are minimized, but the system requires precise timing control

Engineering Contradiction:
Improveimage consistencyVSAvoidtiming control complexity
Core Design Contradiction:
Stability of the object's compositionVSDevice complexity

Solution Approach 1:

The patent employs dynamics by implementing a rapid, time-synchronized focal stack capture sequence that adapts to the authentication context. The system dynamically adjusts the timing and sequence of focal distance captures within the 5-20 millisecond window, coordinating camera focus changes and image capture to minimize motion artifacts while maintaining image consistency across the focal stack.

Inventive Principle:
Principle #15Dynamics

Data Source

PatentEP4046059B1Systems and methods for using focal stacks for image-based spoof detection
Publication Date: 2024.07.17 ASSA ABLOY AB
  • EP4046059B1 patent drawingFigure 1
  • EP4046059B1 patent drawingFigure 2
  • EP4046059B1 patent drawingFigure 3

AI summary

Disclosed herein are systems and methods for using focal stacks for image-based spoof detection. One embodiment takes the form of a method that includes obtaining a plurality of images of a biometric-authentication subject, the plurality of images captured by a camera system using a plurality of different focal distances; inputting, into an input-data-analysis module, a set of input data that includes the plurality of images; processing the set of input data using the input-data-analysis module to obtain, from the input-data-analysis module, a spoof-detection result for the biometric-authentication subject; and outputting the spoof-detection result for the biometric-authentication subject.