Folded Cavity Optoelectronic Device Waveguide Alignment

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Solution Overview

Problem

Existing optoelectronic devices lack efficient methods for precision cleaving and alignment of waveguides to achieve low-loss optical coupling and hybrid integration, particularly in semiconductor optical amplifiers, which limits their performance and packaging efficiency.

Innovation Solution

A semiconductor optoelectronic device with a folded cavity design using precision cleaving and etched features to align waveguides at a specific angle, allowing for single-sided alignment and coating with wavelength or polarization selective films to enhance optical properties, enabling effective light reflection and reduced residual reflection.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If traditional cleaving methods are used for waveguide alignment, then manufacturing is simpler, but alignment precision and optical coupling efficiency deteriorate

Engineering Contradiction:
Improvewaveguide alignment precisionVSAvoidfabrication process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies preliminary action by pre-defining etch features in the waveguide layer that serve as cleave initiators before the actual cleaving process. These etch features are positioned at precise locations to guide the cleave plane, ensuring accurate waveguide alignment and facet positioning before the mechanical cleaving step occurs.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent uses etch features as an intermediary element between the manufacturing process and the final cleaved facet. These features act as a mediator that translates design specifications into precise physical cleave positions, enabling accurate alignment without requiring complex direct positioning methods.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of manufacture

If single-ended optical coupling is used, then packaging cost and time of flight are reduced, but alignment precision and optical coupling efficiency deteriorate

Engineering Contradiction:
Improvepackaging costVSAvoidoptical coupling precision
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent defines etch features in the same waveguide layer and mask level as the waveguide core before fabrication completes. This preliminary definition of the cleave initiator position ensures that the subsequent cleave will occur at the precise location needed for optimal optical coupling, achieving sub-micron tolerance without complex post-fabrication alignment.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The device structure itself provides the alignment function through the integrated etch feature that is part of the waveguide layer. The cleave initiator is self-aligned to the waveguide core through the fabrication process, eliminating the need for separate alignment mechanisms or procedures.

Inventive Principle:
Principle #25Self-service

3Reliability

If folded cavity design with angled waveguides is used, then optical performance is enhanced, but device complexity and fabrication difficulty increase

Engineering Contradiction:
Improveoptical performanceVSAvoidwaveguide structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent employs asymmetry by positioning the etch feature to create a specific angled configuration where the first waveguide meets the facet at a different angle than the second waveguide. This asymmetric arrangement enables the folded cavity design with precise angle control for optimized optical performance while using standard fabrication techniques.

Inventive Principle:
Principle #4Asymmetry

Solution Approach 2:

The patent introduces dimensional complexity by creating a folded cavity structure where waveguides bend at angles rather than proceeding linearly. The etch feature enables this three-dimensional waveguide configuration within a planar fabrication process, achieving enhanced optical performance through spatial reconfiguration.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

4Manufacturing precision

If precision cleaving with sub-micron tolerance is achieved, then optical coupling efficiency is improved, but manufacturing complexity and process control difficulty increase

Engineering Contradiction:
Improvecleave position accuracyVSAvoidfabrication process simplicity
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The etch feature serves as an intermediary that translates standard fabrication capabilities into sub-micron precision cleave positioning. By using the etch feature as a physical reference point that is easily identifiable during cleaving, the process achieves high precision without requiring advanced process control systems.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The fabrication process itself creates the precision reference (etch feature) that enables accurate cleaving. The same lithography and etching steps that define the waveguide also define the cleave initiator position, allowing the process to self-align and achieve sub-micron tolerance through inherent process geometry rather than external measurement and adjustment.

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enables low-loss optical modification, cost-effective packaging, and improved optical performance by ensuring precise alignment and coating of waveguides, facilitating hybrid integration and reduced time of flight in bit-serial optical processing.

Implementation Method 1

light travelling along the first waveguide is reflected into the second waveguide by the first facet

Methodology Applied
Scientific EffectReflection: Reflection

Data Source

PatentUS7627216B2Folded cavity of optoelectronic devices
Publication Date: 2009.12.01 HUAWEI TECH CO LTD
  • US7627216B2 patent drawing
  • US7627216B2 patent drawing
  • US7627216B2 patent drawing

AI summary

An optoelectronic device has at least a first facet (S), a first waveguide (2) and a second waveguide (3). The waveguides are substantially coincident at the first facet (6), such that light travelling along the first waveguide (2) is reflected into the second waveguide (3) by the first facet (6). The first facet (6) is formed by precision cleaving. Preferably an etch feature is incorporated in the same mask level as that to define the waveguide core.