Compact Folded Metasurface Spectrometer Design

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Conventional optical spectrometers are bulky due to the combination of free space optical elements, limiting their integration into compact devices for medical and technological applications, and existing miniaturized spectrometers face challenges with resolution and sensitivity.

Innovation Solution

A compact folded metasurface spectrometer design using reflective dielectric metasurfaces on a single substrate, which controls the phase and polarization of electromagnetic waves, allowing for a compact and robust optical system with high spectral resolution.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If conventional free space optical elements are used in spectrometers, then spectral resolution can be achieved, but the device becomes bulky and difficult to integrate

Engineering Contradiction:
Improvespectrometer sizeVSAvoidspectral resolution
Core Design Contradiction:
Volume of moving objectVSMeasurement precision

Solution Approach 1:

The patent replaces conventional free-space optical elements (mirrors, gratings, lenses) with metasurfaces that directly modulate electromagnetic waves. The metasurfaces use subwavelength scatterers to control phase, amplitude, and polarization of light, eliminating the need for bulky mechanical optical components while achieving comparable or superior spectral resolution

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the operating parameters by using reflective dielectric metasurfaces with carefully designed scatterer geometries (size, shape, arrangement) to achieve precise phase control. This allows compact integration while maintaining spectral resolution through optimized metasurface structures rather than traditional optical paths

Inventive Principle:
Principle #35Parameter changes

2Volume of moving object

If miniaturized spectrometers are designed, then device size is reduced, but resolution and sensitivity deteriorate

Engineering Contradiction:
Improvespectrometer sizeVSAvoidspectral resolution and sensitivity
Core Design Contradiction:
Volume of moving objectVSReliability

Solution Approach 1:

The patent divides the optical functionality into multiple specialized metasurfaces, each performing a specific function (input coupling, spectral dispersion, output coupling). This segmentation allows each metasurface to be optimized for its specific role, maintaining high resolution and sensitivity while keeping the overall device compact

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent uses composite dielectric metasurface structures with carefully selected materials and geometric configurations to achieve high spectral resolution in a compact form. The composite nature of the metasurfaces (multiple layers, varied scatterer geometries) enables precise control over light-matter interaction, improving both resolution and sensitivity

Inventive Principle:
Principle #40Composite materials

3Ease of operation

If reflective surfaces are added to control electromagnetic waves, then optical control is improved, but device complexity increases

Engineering Contradiction:
Improveoptical wave controlVSAvoidnumber of reflective surfaces and components
Core Design Contradiction:
Ease of operationVSDevice complexity

Solution Approach 1:

The patent combines multiple optical functions (dispersion, focusing, polarization control) into single integrated metasurface components. Rather than using separate mirrors and optical elements, the metasurfaces perform multiple functions simultaneously, reducing the total number of components while improving optical control capability

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The design achieves a spectral resolution of ~1.2 nm over a 100-nm bandwidth, enabling compact integration and improved mechanical robustness, with potential for higher sensitivity and efficiency through optimization of metasurface structures and fabrication.

Implementation Method 1

two reflective surfaces opposite to each other and configured to reflect electromagnetic waves

Methodology Applied
Scientific EffectReflection: Reflection

Implementation Method 2

each metasurface of the plurality of metasurfaces is configured to control a phase or a polarization of the reflected electromagnetic waves

Methodology Applied
Scientific EffectPhase control:

Implementation Method 3

each metasurface of the plurality of metasurfaces is configured to control a phase or a polarization of the reflected electromagnetic waves

Methodology Applied
Scientific EffectPolarization control: Polarisation

Implementation Method 4

a dielectric medium between the two reflective surfaces, the dielectric medium being transparent to the reflected electromagnetic waves

Methodology Applied
Scientific EffectElectromagnetic wave transmission:

Data Source

PatentUS11092486B2Compact folded metasurface spectrometer
Publication Date: 2021.08.17 CALIFORNIA INST OF TECH
  • US11092486B2 patent drawing
  • US11092486B2 patent drawing
  • US11092486B2 patent drawing

AI summary

Compact optical devices such as spectrometers are realized with metasurfaces within a dielectric medium confined by reflective surfaces. The metasurfaces control the phase profiles of the reflected electromagnetic waves within the device. In a compact spectrometer, the metasurfaces within the device separate the electromagnetic waves in different wavelengths. The metasurfaces are designed according to their phase profile by varying the size of the array of scatterers.