Frequency Offset Estimation via Correlation Peak in Coherent Optical Receivers

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Solution Overview

Problem

In coherent optical communication systems, estimating and compensating for frequency offsets prior to signal processing for wavelength dispersion and polarization mode dispersion is challenging, especially with multi-level modulation schemes like 16 QAM, where existing methods require prior compensation of frequency offsets and wavelength dispersion, creating a need for a technique that can estimate and compensate frequency offsets without pre-compensated signals.

Innovation Solution

A frequency offset estimation device that uses a correlation processing unit to obtain a correlation pattern between the reception signal spectrum and a detection pattern, estimating the frequency offset based on the peak position of this correlation pattern, allowing for compensation without pre-compensated signals.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional frequency offset estimation methods are used, then frequency offset can be estimated with high accuracy, but signal processing for wavelength dispersion compensation and polarization mode dispersion compensation must be completed prior to estimation, which is impossible when frequency offset is large

Engineering Contradiction:
Improvefrequency offset estimation accuracyVSAvoidsignal processing sequence requirement
Core Design Contradiction:
Measurement precisionVSEase of operation

Solution Approach 1:

The patent inverts the conventional signal processing sequence by performing frequency offset estimation and compensation before wavelength dispersion compensation and polarization mode dispersion compensation. This is achieved by using correlation processing on the received signal to detect frequency offset, then compensating for it using a frequency offset compensation unit before passing the signal to subsequent compensation stages.

Inventive Principle:
Principle #13The other way round (Inversion)

Solution Approach 2:

The patent performs preliminary frequency offset estimation and compensation on the received signal before it undergoes wavelength dispersion compensation or polarization mode dispersion compensation. This preliminary action is implemented by calculating the correlation between the received signal and a reference signal to detect frequency offset, then applying compensation before the signal enters the main processing chain.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If frequency offset compensation is performed prior to wavelength dispersion compensation, then signal processing can proceed correctly, but the estimation method requires pre-compensated signals which are not available initially

Engineering Contradiction:
Improvesignal processing reliabilityVSAvoidcompatibility with uncompensated signals
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent changes the approach from requiring pre-compensated signals to working directly with uncompensated received signals. This is achieved by modifying the estimation method to use correlation processing that is robust to frequency offset, allowing the system to adapt to the actual signal condition without requiring prior compensation.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces correlation processing as an intermediary step between signal reception and the main processing chain. This intermediary process detects frequency offset by calculating the correlation between the received signal and a reference signal, enabling subsequent compensation without requiring the input signal to be pre-compensated.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Loss of time

If correlation processing is performed on uncompensated reception signals, then frequency offset can be estimated before other compensations, but the processing complexity increases

Engineering Contradiction:
Improvesignal processing timingVSAvoidprocessing system complexity
Core Design Contradiction:
Loss of timeVSDevice complexity

Solution Approach 1:

The patent merges the frequency offset estimation function into the existing signal processing chain by using correlation processing that can be implemented using the same computational resources already allocated for other signal processing tasks. The correlation operation is integrated with the existing FFT and filtering operations, reducing overall system complexity.

Inventive Principle:
Principle #5Merging (Combining)

Data Source

PatentUS20240187107A1Frequency offset estimation apparatus, receiving apparatus, frequency offset estimation method and program
Publication Date: 2024.06.06 NT T INC
  • US20240187107A1 patent drawing
  • US20240187107A1 patent drawing
  • US20240187107A1 patent drawing

AI summary

A frequency offset estimation device includes a correlation processing unit that obtains a correlation pattern that is a waveform pattern indicating a correlation between a reception signal spectrum and a detection pattern based on a power spectrum of the reception signal or the reception signal spectrum indicating an amplitude spectrum based on the power spectrum and the detection pattern that is a predetermined waveform pattern, andan estimation unit that estimates a frequency offset amount based on a peak position of the correlation pattern obtained by the correlation processing unit.