Full Power Uplink Codebook for 5G MIMO

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Solution Overview

Problem

Current 5G communication systems face challenges in supporting efficient uplink (UL) MIMO operations due to limitations in UL channel estimation and precoding, particularly in scenarios with high-mobility UEs or bursty inter-cell interference, where accurate UL-CSI is unavailable at the base station.

Innovation Solution

The implementation of a codebook-based UL transmission method that includes full power and non-full power transmit precoding matrix indicators (TPMIs), allowing user equipment (UE) to transmit UE capability information and receive configuration information for selecting an appropriate UL codebook, enabling efficient UL MIMO operations even when accurate UL-CSI is unavailable.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If codebook-based UL transmission is implemented to support UL MIMO operations, then UL MIMO performance is improved, but device complexity increases due to codebook configuration and TPMI selection

Engineering Contradiction:
ImproveUL MIMO performanceVSAvoidcodebook configuration complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The base station performs preliminary channel estimation and determines the appropriate codebook configuration and TPMI indicators before uplink transmission. This preliminary action allows the UE to simply apply pre-determined precoding parameters, reducing real-time processing complexity while maintaining UL MIMO performance

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The codebook serves as an intermediary structure that pre-defines precoding matrix indicators (TPMIs) for different channel conditions. By using this pre-configured codebook, the system avoids complex real-time precoding calculations at the UE, simplifying device complexity while enabling effective UL MIMO operations

Inventive Principle:
Principle #24Intermediary (Mediator)

2Use of energy by moving object

If full power TPMIs are used for all layers, then transmission power efficiency is improved, but measurement precision of UL channel conditions deteriorates due to inability to perform accurate channel estimation

Engineering Contradiction:
Improvetransmission power efficiencyVSAvoidUL channel estimation accuracy
Core Design Contradiction:
Use of energy by moving objectVSMeasurement precision

Solution Approach 1:

The system applies full power transmission only to the extent necessary for reliable channel estimation (using non-full power TPMIs for reference signals), while allowing power-efficient full power TPMIs for data transmission. This partial application of full power strategy balances channel estimation accuracy with transmission power efficiency

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The system dynamically changes the TPMI parameter based on the transmission phase: using non-full power TPMIs during channel estimation phases to ensure measurement precision, and switching to full power TPMIs during data transmission phases to maximize power efficiency

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If non-full power TPMIs are used for channel estimation, then measurement precision of UL channel conditions is improved, but transmission power efficiency decreases

Engineering Contradiction:
ImproveUL channel estimation accuracyVSAvoidtransmission power efficiency
Core Design Contradiction:
Measurement precisionVSUse of energy by moving object

Solution Approach 1:

The transmission process is segmented into distinct phases: channel estimation phase using non-full power TPMIs for accurate measurement, and data transmission phase using full power TPMIs for power efficiency. This segmentation allows each phase to use the optimal TPMI type for its specific function

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system periodically switches between non-full power and full power TPMI usage based on the transmission phase requirements. During periodic channel estimation intervals, non-full power TPMIs are used; during periodic data transmission intervals, full power TPMIs are used, optimizing both measurement precision and power efficiency over time

Inventive Principle:
Principle #19Periodic action

Data Source

PatentUS11757502B2Full power uplink transmission for advanced wireless communication systems
Publication Date: 2023.09.12 SAMSUNG ELECTRONICS CO LTD
  • US11757502B2 patent drawing
  • US11757502B2 patent drawing
  • US11757502B2 patent drawing

AI summary

A method of a user equipment (UE) for an uplink (UL) transmission is provided. The method comprises transmitting, to a base station (BS), UE capability information including a full power transmission capability of the UE, receiving, from the BS, configuration information indicating an UL codebook, identifying the UL codebook to use for the UL transmission based on the configuration information, and transmitting, to the BS, the UL transmission based on the UL codebook, where the UL codebook for l layers includes Kl full power transmit precoding matrix indicators (TPMIs) and remaining non-full power TPMIs, where a TPMI indicates a precoding matrix for UL transmission and l indicates a rank value.