Functionalized Elastomer Synthesis via Neodymium Catalyst Mediator

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Solution Overview

Problem

Current methods for producing stereoregular polymers functionalized with polar groups are challenging due to catalyst sensitivity towards heteroatom-containing substrates, particularly in stereoselective diene polymerization, which limits the incorporation of functional groups into the polymer backbone and chain-ends.

Innovation Solution

The use of polar functionalized organo-metal activators with neodymium-based catalysts, such as Nd(BH4)3·(THF)3, in combination with functionalized magnesium alkyls and quenching reagents, enables the synthesis of stereoregular, trifunctional, hetero-telechelic poly(dienes) with functional groups in the main chain and at both chain-ends, maintaining stereoregularity and compatibility with various functional activators and monomers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional catalysts are used for stereoselective diene polymerization, then stereoregularity is achieved, but the catalyst sensitivity towards heteroatom-containing substrates prevents incorporation of functional groups into the polymer backbone and chain-ends

Engineering Contradiction:
ImprovestereoregularityVSAvoidfunctional group incorporation
Core Design Contradiction:
Manufacturing precisionVSAdaptability or versatility

Solution Approach 1:

The patent employs a two-component catalyst system where an organolanthanide compound (e.g., neodymium borohydride Nd(BH4)3) acts as the primary catalyst and an organometallic compound (e.g., aluminum alkyls or magnesium alkyls) serves as an activator/mediator. This intermediary system allows the catalyst to tolerate heteroatom-containing substrates while maintaining stereoselectivity, enabling simultaneous functional group incorporation and stereoregular polymerization that conventional single-component catalysts cannot achieve.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The invention changes the chemical parameters of the catalyst system by using lanthanide-based compounds with specific ligands (borohydride, amide, or carboxylate) combined with organometallic activators. This parameter change in catalyst composition and structure fundamentally alters the catalyst's sensitivity profile, allowing it to accept functionalized dienes while preserving stereoselectivity, thus resolving the contradiction between stereoregularity and functional group incorporation.

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If polar functional groups are introduced into the polymer backbone, then compatibility with polar surfaces is enhanced, but catalyst deactivation occurs due to heteroatom sensitivity

Engineering Contradiction:
Improvecompatibility with polar surfacesVSAvoidcatalyst stability
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The organometallic activator (aluminum or magnesium compound) serves as a protective intermediary that shields the lanthanide catalyst center from deactivation by heteroatoms in functional groups. This mediator allows the catalyst to process functionalized monomers without losing activity, enabling reliable polymerization of polar substrates while maintaining catalyst stability throughout the reaction.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the catalyst's chemical environment by using lanthanide compounds with specific ligands (borohydride, amide, carboxylate) that create a more tolerant catalytic center. This parameter change in catalyst composition reduces heteroatom sensitivity, allowing the catalyst to remain stable and active even when processing monomers containing polar functional groups like esters, amides, or nitriles.

Inventive Principle:
Principle #35Parameter changes

3Adaptability or versatility

If functionalized organo-metal activators are used, then chain-end functionalization is achieved, but the complexity of the catalyst system increases

Engineering Contradiction:
Improvechain-end functionalization capabilityVSAvoidcatalyst system complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The organometallic activator performs multiple functions simultaneously: it activates the lanthanide catalyst, initiates polymerization, and introduces functional groups at the chain ends. This multi-functional approach achieves chain-end functionalization without requiring separate functionalization steps, thereby limiting the increase in overall process complexity despite the enhanced versatility of the catalyst system.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent merges the catalyst activation step with the chain-end functionalization step by using functionalized organometallic compounds as activators. The functional group on the activator becomes incorporated into the polymer chain end during the activation/initiation process, combining multiple functions into a single operation and reducing the need for additional separate steps.

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach allows for the simultaneous introduction of functional groups into the polymer backbone and chain-ends, resulting in high-cis or high-trans stereoregular polymers with enhanced compatibility and functionality, overcoming the limitations of existing methods by ensuring compatibility and maintaining stereoregularity.

Implementation Method 1

Nd(BH4)3·(THF)3 catalyzes, after activation with MgR2, the direct copolymerization of 1,3-butadiene or isoprene with polar functionalized dienes

Methodology Applied
Scientific EffectCatalysis: Catalysis

Data Source

PatentEP3444123B1Functionalized elastomer
Publication Date: 2020.09.23 THE GOODYEAR TIRE & RUBBER CO
  • EP3444123B1 patent drawingFigure 1
  • EP3444123B1 patent drawingFigure 2
  • EP3444123B1 patent drawingFigure 3

AI summary

The present invention is directed to a stereoregular functionalized elastomer represented by poly(M1 co M2). M1 is selected from the group consisting of isoprene and 1,3-butadiene; and M2 is of formula formula 4 wherein R6 is a covalent bond, phenylene, a linear or branched alkane diyl group containing 1 to 10 carbon atoms, or a combination of one or more phenylene groups and one or more linear or branched alkane diyl groups containing 1 to 10 carbon atoms; R7 is hydrogen or a linear or branched alkyl group containing 1 to 10 carbon atoms; X1 is selected from formulas 5 and 6 wherein R8 and R9 are independently trialkylsilyl, phenyl or a linear or branched alkyl group containing 1 to 10 carbon atoms, or one of R8 and R9 is hydrogen and the other is phenyl or a linear or branched alkyl group containing 1 to 10 carbon atoms, or R8 and R9 taken together with the nitrogen atom represent a nitrogen containing heterocyclic group containing from 4 to 12 carbon atoms; and X2 is a sulfur atom or a structure of formula 7 or 8 wherein when X2 is of formula 8, the S atom of formula 8 is adjacent to the phenyl ring of formula 6 and the N atom of formula 8 is adjacent to R6.