Gallium Arsenide Substrate Surface Oxidation for LPD Reduction

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Solution Overview

Problem

The existing methods for producing gallium arsenide single crystal substrates often result in a high number of light point defects (LPDs) on the surface of epitaxial films, which degrade device characteristics, and there is a need for a substrate that can reduce these defects to enhance surface smoothness and device performance.

Innovation Solution

A gallium arsenide single crystal substrate with a specific ratio of diarsenic trioxide to diarsenic pentoxide, as measured by X-ray photoelectron spectroscopy, is produced using an oxide film formed with ozone gas or ultraviolet rays and then etched with an acidic aqueous solution, resulting in a smoother surface and reduced LPDs.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional cleaning methods are used, then the substrate production process is simple, but the number of light point defects on the epitaxial film surface is high

Engineering Contradiction:
Improvedevice performanceVSAvoidsurface smoothness
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent applies preliminary action by forming an oxide film on the substrate surface before epitaxial film formation. This oxide film serves as a temporary layer that is subsequently removed through controlled etching, preparing the surface in advance to reduce light point defects and improve surface smoothness in the final epitaxial structure.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent utilizes parameter changes by controlling the oxidation state of arsenic atoms on the surface. By adjusting the ratio of diarsenic trioxide to diarsenic pentoxide through controlled oxidation and etching processes, the surface chemistry is modified to achieve reduced defect density and improved surface quality, directly impacting device performance.

Inventive Principle:
Principle #35Parameter changes

2Manufacturing precision

If the surface is treated to reduce light point defects, then the surface smoothness improves, but the production process complexity increases

Engineering Contradiction:
Improvesurface smoothnessVSAvoidproduction process
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies the extraction principle by removing the oxide film formed during the cleaning process through controlled etching with acidic aqueous solutions. This extraction step eliminates the temporary oxide layer while preserving the improved surface quality, achieving surface smoothness without permanently complicating the production process.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The oxide film acts as an intermediary substance in the patent. It is formed temporarily during the cleaning process to modify surface properties, then removed through etching. This intermediary approach allows surface treatment to reduce light point defects without requiring direct complex processing on the final epitaxial structure.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method effectively reduces the number of LPDs on the epitaxial film surface, improving the smoothness and electrical and optical characteristics of the substrate, leading to enhanced device performance.

Implementation Method 1

forming an oxide film on a main surface of a gallium arsenide single crystal substrate precursor using at least one of an ozone gas and an ultraviolet ray

Methodology Applied
Scientific EffectPhoto-oxidation: Photo-oxidation

Implementation Method 2

bringing the main surface into contact with an acidic aqueous solution to etch the oxide film

Methodology Applied
Scientific EffectChemical etching: Oxidation

Implementation Method 3

measured by X-ray photoelectron spectroscopy, in which an X-ray having an energy of 150 eV is used and a take-off angle (TOA) of a photoelectron is set to 5°

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentEP4116468B1Gallium arsenide single crystal substrate and method for producing gallium arsenide single crystal substrate
Publication Date: 2024.03.06 SUMITOMO ELECTRIC INDUSTRIES LTD
  • EP4116468B1 patent drawingFigure 1~2
  • EP4116468B1 patent drawingFigure 3
  • EP4116468B1 patent drawingFigure 4

AI summary

A gallium arsenide single crystal substrate having a main surface, in which a ratio of the number of As atoms existing as diarsenic trioxide to the number of As atoms existing as diarsenic pentoxide is greater than or equal to 2 when the main surface is measured by X-ray photoelectron spectroscopy, in which an X-ray having energy of 150 eV is used and a take-off angle of a photoelectron is set to 5°. Arithmetic average roughness (Ra) of the main surface is less than or equal to 0.3 nm.