GaN Capping Layer for AlN Buffer Oxidation Prevention

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Solution Overview

Problem

Existing methods for growing Group III nitride semiconductors often result in high threading dislocation density and N-polar surfaces due to oxidation of Al in the buffer layer during high-temperature heat treatment, leading to poor crystal quality and increased impurity incorporation.

Innovation Solution

A method involving the formation of a polycrystalline or amorphous AlN buffer layer with a capping layer to prevent oxidation, followed by high-temperature heat treatment without exposing the buffer layer, which reduces crystal nucleus density and threading dislocation density, and ensures a Ga-polar growth surface.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If high-temperature heat treatment is performed on AlN buffer layer without protection, then crystal nucleus density is reduced and threading dislocation density is reduced, but Al in the buffer layer is oxidized forming Al oxide

Engineering Contradiction:
Improvethreading dislocation densityVSAvoidAl oxide formation
Core Design Contradiction:
Manufacturing precisionVSObject-generated harmful factors

Solution Approach 1:

A GaN capping layer is introduced as an intermediary protective barrier between the AlN buffer layer and the oxidizing atmosphere during high-temperature heat treatment. The capping layer prevents direct oxidation of Al in the buffer layer while allowing the heat treatment to proceed at temperatures above 1150°C to reduce crystal nucleus density and threading dislocation density.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The GaN capping layer is formed on the AlN buffer layer before the high-temperature heat treatment process. This preliminary protective action ensures that the buffer layer is shielded from oxidation before exposure to high temperatures, preventing Al oxide formation while enabling the subsequent dislocation reduction heat treatment.

Inventive Principle:
Principle #10Preliminary action

2Manufacturing precision

If AlN buffer layer is heat-treated at high temperature without capping layer, then threading dislocation density is reduced, but N-polar surface is formed instead of Ga-polar surface

Engineering Contradiction:
Improvethreading dislocation densityVSAvoidsurface polarity
Core Design Contradiction:
Manufacturing precisionVSStability of the object's composition

Solution Approach 1:

The GaN capping layer serves as a protective intermediary that maintains the Ga-polar surface orientation during high-temperature heat treatment. By preventing direct exposure of the AlN buffer layer to the vapor phase, the capping layer prevents N-polar surface formation and ensures the growth surface maintains its Ga-polar characteristics after heat treatment.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The GaN capping layer is deposited on the AlN buffer layer before heat treatment to establish a protective barrier that preserves surface polarity. This preliminary action ensures that when high-temperature heat treatment is applied to reduce threading dislocation density, the surface composition stability is maintained and N-polar surface formation is prevented.

Inventive Principle:
Principle #10Preliminary action

3Manufacturing precision

If low temperature buffer layer is formed and then temperature is increased to GaN growth temperature, then fine crystals are formed, but fine crystals are decomposed and evaporated during temperature increase

Engineering Contradiction:
Improvefine crystal formationVSAvoidfine crystal decomposition
Core Design Contradiction:
Manufacturing precisionVSLoss of substance

Solution Approach 1:

The GaN capping layer acts as a protective intermediary that prevents decomposition and evaporation of fine crystals during temperature increase. By shielding the low-temperature buffer layer from direct exposure to high-temperature vapor phase, the capping layer allows safe temperature increase to GaN growth temperature while preserving the fine crystal structure.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Manufacturing precision

If high-temperature heat treatment is performed without capping layer, then crystal quality is improved, but impurity incorporation increases due to N-polar surface

Engineering Contradiction:
Improvecrystal qualityVSAvoidimpurity incorporation
Core Design Contradiction:
Manufacturing precisionVSReliability

Solution Approach 1:

The GaN capping layer serves as a protective intermediary that prevents N-polar surface formation during high-temperature heat treatment. By maintaining the Ga-polar surface orientation through this protective barrier, the capping layer prevents the increased impurity incorporation that would otherwise occur on N-polar surfaces, thereby preserving both crystal quality and reliability.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly reduces threading dislocation density and maintains a uniform Ga-polar surface, enhancing the crystal quality and suitability of the semiconductor for device production.

Implementation Method 1

oxidation of Al in the buffer layer during high-temperature heat treatment

Methodology Applied
Scientific EffectOxidation prevention: Oxidation

Implementation Method 2

high-temperature heat treatment without exposing the buffer layer, which reduces crystal nucleus density and threading dislocation density

Methodology Applied
Scientific EffectHeat treatment: Heat Treatment

Implementation Method 3

ensures a Ga-polar growth surface

Methodology Applied
Scientific EffectEpitaxial growth: Epitaxy

Data Source

PatentUS9214339B2Method for producing group III nitride semiconductor
Publication Date: 2015.12.15 TOYODA GOSEI CO LTD
  • US9214339B2 patent drawing
  • US9214339B2 patent drawing
  • US9214339B2 patent drawing

AI summary

Group III nitride semiconductor having reduced threading dislocation density and uniform Ga-polar surface is provided. Forming a capping layer on a buffer layer containing Al as an essential element at a temperature lower than a temperature at which an oxide of element constituting the buffer layer is formed. Heat treating the substrate having the buffer layer covered by the capping layer at a temperature higher than a temperature at which a crystal of body semiconductor grows without exposing the surface of the buffer layer. The substrate temperature is decreased to a temperature at which a crystal of the body semiconductor grows and the body semiconductor is grown.