GaN Single-Crystal Substrate Edge Metal Mask for Diameter Expansion

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Solution Overview

Problem

The preparation of GaN single-crystal substrates using hydride vapor phase epitaxy (HVPE) is limited by anisotropic growth, stress accumulation, and polycrystalline particle attachment due to high-index facets and graphite crucible sidewalls, leading to reduced substrate size and quality.

Innovation Solution

A method involving an edge metal mask technology, where a tungsten or zirconium metal mask ring is used to confine GaN single-crystal growth, preventing anisotropic edge growth and allowing for interlayer decoupling and diameter expansion, followed by chemico-mechanical trimming to achieve a stress-free self-supporting substrate.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If a graphite crucible with groove sidewall is used to restrict edge growth, then the GaN single-crystal thick film growth is confined, but polycrystalline GaN particles attach on the groove sidewall causing steady air flow damage and size reduction

Engineering Contradiction:
Improveedge growth controlVSAvoidpolycrystalline particle attachment
Core Design Contradiction:
Manufacturing precisionVSObject-affected harmful factors

Solution Approach 1:

The patent changes the material parameter of the mask from graphite to metal (such as molybdenum or tungsten), which fundamentally alters the interaction between the mask surface and GaN particles. The metal mask ring does not generate polycrystalline particles and maintains stable air flow, resolving the harmful attachment problem while preserving edge growth control

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces a sacrificial GaN layer that is intentionally grown and then removed. This disposable layer serves as a temporary structure during the growth process to enable subsequent diameter expansion, and is discarded after serving its purpose, thus solving the contradiction between maintaining diameter and achieving expansion

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

2Length of stationary object

If the GaN single-crystal thick film is grown to 100 μm thickness, then the substrate thickness is sufficient, but anisotropic growth at the edge causes cladding, stress accumulation, and unintentional doping

Engineering Contradiction:
Improvesubstrate thicknessVSAvoidcrystalline quality
Core Design Contradiction:
Length of stationary objectVSManufacturing precision

Solution Approach 1:

The patent performs preliminary actions by growing the GaN layer with the metal mask ring in place before removal. The mask ring prevents anisotropic edge growth during the critical early stages of thick film formation, ensuring uniform crystalline quality throughout the thickness development process

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The metal mask ring acts as an intermediary object that mediates the growth process. It provides a physical boundary that prevents direct interaction between the growing GaN edges and the environment, eliminating the anisotropic growth pathway while allowing controlled uniform growth

Inventive Principle:
Principle #24Intermediary (Mediator)

3Manufacturing precision

If the metal mask ring is used to confine GaN single-crystal sacrificial layer growth, then edge anisotropic growth is prohibited, but the substrate diameter is restricted by the mask ring inner diameter

Engineering Contradiction:
Improveedge growth uniformityVSAvoidsubstrate diameter
Core Design Contradiction:
Manufacturing precisionVSArea of stationary object

Solution Approach 1:

The patent uses the metal mask ring for preliminary confinement during the growth of the sacrificial layer, ensuring uniform edge quality. After this preliminary phase, the mask ring is removed and the sacrificial layer is etched away, allowing subsequent diameter expansion without the mask constraint

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The sacrificial GaN layer serves as a disposable temporary structure that enables the diameter expansion process. It is grown under confinement, then removed to allow the final substrate to expand beyond the original mask ring diameter, achieving both quality and size goals

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method enhances the crystalline quality and curvature radius of GaN substrates, prevents mismatch stress and diameter reduction, and results in a high-quality, stress-free self-supporting GaN single-crystal substrate with improved thickness and size.

Implementation Method 1

the metal mask ring catalyzes decomposition of the ammonia, thereby blocking attached growth of nitride on the metal mask ring

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

epitaxially growing the GaN single-crystal sacrificial layer in the confined manner on the front surface of the composite epitaxial substrate in an HVPE chamber with HVPE

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Implementation Method 3

a gallium (Ga) metal atom provided by an III-group source chemically reacts with a nitrogen (N) atom provided by a nitrogen source (ammonia or NH3)

Methodology Applied
Scientific EffectChemical reaction: Chemical Bonding

Implementation Method 4

introducing a thermal stress in a horizontal direction through a time-domain temperature gradient, such that a binding force between the nitrogen-lattice polar GaN epitaxial thin film and the single-crystal graphene, and a binding force between the metal-lattice polar GaN single-crystal template and the single-crystal graphene are greater than an interlayer binding force of the single-crystal graphene

Methodology Applied
Scientific EffectThermal stress: Thermal Expansion

Data Source

PatentUS20250092572A1Method for preparing gallium nitride (GAN) single-crystal substrate with edge metal mask technology
Publication Date: 2025.03.20 PEKING UNIV
  • US20250092572A1 patent drawing
  • US20250092572A1 patent drawing
  • US20250092572A1 patent drawing

AI summary

The present disclosure provides a method for preparing a gallium nitride (GaN) single-crystal substrate with an edge metal mask technology. The method includes: preparing a metal mask ring on a composite epitaxial substrate, epitaxially growing a GaN single-crystal sacrificial layer in a confined manner, performing separation with interlayer decoupling of single-crystal graphene through an in-situ temperature gradient method to obtain a self-supporting GaN single-crystal sacrificial layer, epitaxially growing a GaN single-crystal thick film in a diameter expanded manner, and performing chemico-mechanical trimming on the GaN single-crystal thick film to obtain a stress-free self-supporting GaN single-crystal substrate. The metal mask ring is compatible with the GaN single-crystal preparation process (hydride vapor phase epitaxy (HVPE)), and efficiently catalyzes decomposition reaction of the nitrogen source. While prohibiting edge growth of the GaN single-crystal thick film, the present disclosure improves a crystalline quality of the GaN single-crystal substrate.