GaN Laser Diode Orientation on Off-Cut Substrates

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Solution Overview

Problem

Gallium nitride-based semiconductor devices grown on foreign substrates face high defect densities due to lattice constant and thermal expansion mismatches, leading to performance issues, while native gallium nitride substrates are ideal but challenging to produce in large areas.

Innovation Solution

The directional placement of a laser diode on a III-V nitride substrate with an off-cut surface, specifically a GaN substrate off-cut from the (0001) plane towards the [10 1 2] or [11 2 0] direction, which creates parallel surface steps and allows for smoother epitaxial growth and improved device performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If gallium nitride-based semiconductor devices are grown on foreign substrates, then device fabrication can proceed, but high defect densities occur due to lattice constant and thermal expansion mismatches

Engineering Contradiction:
Improvedevice fabricationVSAvoiddevice performance
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

A buffer layer is introduced as an intermediary between the foreign substrate and the gallium nitride device layers. This buffer layer acts as a mediator that reduces the impact of lattice constant and thermal expansion mismatches, thereby decreasing defect density while enabling fabrication on foreign substrates.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The substrate orientation is changed from standard (0001) to off-cut orientations (e.g., 10-15 degrees from c-plane towards m-plane or a-plane). This parameter change in crystal orientation modifies the growth characteristics and defect formation, reducing dislocation density in the gallium nitride layers while maintaining manufacturability.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If native gallium nitride substrates are used, then crystal defects are reduced, but large area substrate production becomes challenging

Engineering Contradiction:
Improvecrystal qualityVSAvoidsubstrate area
Core Design Contradiction:
ReliabilityVSArea of stationary object

Solution Approach 1:

The substrate system is segmented into a foreign substrate, a buffer layer, and device layers. This segmentation allows the use of large-area foreign substrates (sapphire, silicon carbide) while maintaining high crystal quality through the buffer layer that isolates the device layers from substrate defects.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Off-cut substrate orientations (10-15 degrees from c-plane) are used to modify epitaxial growth characteristics. This parameter change enables smoother surface growth and reduced defect propagation across large substrate areas, overcoming the limitation of native substrate production.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If epitaxially laterally overgrown (ELOG) growth is employed, then crystal defects are reduced, but manufacturing complexity increases

Engineering Contradiction:
Improvecrystal qualityVSAvoidgrowth process complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The substrate orientation parameter is changed to off-cut (10-15 degrees from c-plane), which simplifies the growth process compared to ELOG. This parameter change inherently reduces defects during standard MOVPE growth without requiring the complex patterning and selective growth steps of ELOG, thereby maintaining crystal quality while reducing manufacturing complexity.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in high-quality, smooth epitaxial films with reduced crystal defects, enhancing the performance of semiconductor devices such as laser diodes by aligning the laser diode cavity parallel to the substrate's lattice surface steps and using hydride vapor phase epitaxy for growth.

Implementation Method 1

growth of a few microns thickness of gallium nitride and associated device layers

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Implementation Method 2

metal-organic vapor phase epitaxy (MOVPE)

Methodology Applied
Scientific EffectVapor phase epitaxy: Chemical Vapour Deposition

Implementation Method 3

Gallium nitride substrates can be prepared by various methods... GaN substrate off-cut from the (0001) plane towards the [10 1 2] or [11 2 0] direction, which creates parallel surface steps

Methodology Applied
Scientific EffectCrystallographic orientation:

Data Source

PatentUS8378463B2Orientation of electronic devices on mis-cut substrates
Publication Date: 2013.02.19 CREELED INC
  • US8378463B2 patent drawing
  • US8378463B2 patent drawing
  • US8378463B2 patent drawing

AI summary

A microelectronic assembly in which a semiconductor device structure is directionally positioned on an off-axis substrate. In an illustrative implementation, a laser diode is oriented on a GaN substrate wherein the GaN substrate includes a GaN (0001) surface off-cut from the <0001>direction predominantly towards either the <11 20> or the <1 100> family of directions. For a <11 20> off-cut substrate, a laser diode cavity may be oriented along the <1 100> direction parallel to lattice surface steps of the substrate in order to have a cleaved laser facet that is orthogonal to the surface lattice steps. For a <1 100> off-cut substrate, the laser diode cavity may be oriented along the <1 100> direction orthogonal to lattice surface steps of the substrate in order to provide a cleaved laser facet that is aligned with the surface lattice steps.