GaN Semiconductor Structures with Lattice-Matched Nucleation Layers

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Solution Overview

Problem

The growth of gallium nitride (GaN) thin films on sapphire substrates results in three-dimensional growth mode due to lattice mismatch and thermal expansion differences, leading to structural defects that degrade the quality of the film, necessitating a buffer layer to achieve high-quality epitaxial growth.

Innovation Solution

A semiconductor structure comprising a polycrystal substrate with a first single crystal layer that serves as a nucleation layer, matched in lattice and thermal expansion to the substrate, reducing dislocation density and residual stress, allowing for the growth of a thick, high-purity second single crystal layer.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If GaN is directly grown on a sapphire substrate, then the growth process is simplified, but the layer contains structural defects such as point defects, misfit dislocations, and stacking faults

Engineering Contradiction:
Improvegrowth process simplicityVSAvoidfilm quality
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent introduces a buffer layer composed of low-temperature grown AlN or GaN as an intermediary between the sapphire substrate and the subsequent high-quality GaN layer. This buffer layer provides nucleation sites for two-dimensional GaN growth at higher temperatures, effectively mediating the interface between the dissimilar sapphire substrate and GaN film, thereby reducing misfit dislocations and improving overall film quality without significantly complicating the growth process

Inventive Principle:
Principle #24Intermediary (Mediator)

2Manufacturing precision

If a buffer layer is introduced to improve GaN layer properties, then the film quality is improved, but the device complexity increases

Engineering Contradiction:
ImproveGaN layer propertiesVSAvoidstructure complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent employs parameter changes by controlling the buffer layer thickness and growth temperature to optimize GaN layer properties. By systematically varying these parameters, high-quality GaN films are achieved with reduced defect densities. The buffer layer thickness is carefully controlled, and growth temperature is adjusted to transition from three-dimensional to two-dimensional growth mode, thereby improving film quality while maintaining reasonable structural complexity

Inventive Principle:
Principle #35Parameter changes

3Adaptability or versatility

If GaN is grown on sapphire substrate, then the thermal expansion difference and lattice mismatch are present, but no suitable crystalline substrate with lattice parameter near GaN is available

Engineering Contradiction:
Improvesubstrate availabilityVSAvoidlattice mismatch and thermal expansion difference
Core Design Contradiction:
Adaptability or versatilityVSObject-affected harmful factors

Solution Approach 1:

The buffer layer serves as a mediator that accommodates the lattice mismatch and thermal expansion difference between sapphire and GaN. By providing a transition layer with intermediate properties, the buffer layer reduces the harmful effects of direct interface mismatch, enabling successful GaN growth on readily available sapphire substrates without requiring exotic materials

Inventive Principle:
Principle #24Intermediary (Mediator)

4Productivity

If three-dimensional growth mode occurs due to lattice mismatch, then the growth rate is higher, but the layer contains structural defects that degrade film properties

Engineering Contradiction:
Improvegrowth rateVSAvoidstructural quality
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent employs periodic action by first growing a low-temperature buffer layer in three-dimensional mode to establish nucleation sites, then transitioning to high-temperature two-dimensional growth mode for the main GaN layer. This periodic switching between growth conditions allows the initial rapid three-dimensional growth to be followed by high-quality two-dimensional growth, thereby achieving both reasonable growth rate and excellent structural quality

Inventive Principle:
Principle #19Periodic action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The approach results in reduced dislocation density and elimination of defects like stacking faults, enabling the growth of a thick, high-purity single crystal layer suitable for optoelectronic devices with improved structural and electronic properties.

Implementation Method 1

The first single crystal layer serves as a nucleation layer for growth of the second single crystal layer

Methodology Applied
Scientific EffectNucleation: Nucleation

Implementation Method 2

due to their similar coefficients of thermal expansion (CTE), residual stress between the polycrystal substrate and the nucleation layer is effectively reduced when cooling subsequent to a high temperature process

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Data Source

PatentUS8026517B2Semiconductor structures
Publication Date: 2011.09.27 IND TECH RES INST
  • US8026517B2 patent drawing
  • US8026517B2 patent drawing
  • US8026517B2 patent drawing

AI summary

A semiconductor structure is disclosed. The semiconductor structure includes a polycrystal substrate, a first single crystal layer formed thereon and a second single crystal layer formed on the first single crystal layer. A variation of coefficients of thermal expansion (CTE) between the first single crystal layer and the polycrystal substrate is less than 25%. There is no lattice mismatch between the first single crystal layer and the polycrystal substrate.