Gapped CAP Optical Transmission Dispersion Compensation

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Solution Overview

Problem

Optical transmission systems face challenges with fiber chromatic dispersion, which current methods either introduce additional cost or degrade the optical signal-to-noise ratio (OSNR), and coherent detection is not cost-effective due to the need for complex equipment.

Innovation Solution

A directly detected optical transmission system based on gapped carrierless amplitude/phase (CAP) modulation, where a gapped CAP signal is generated and transmitted with unbalanced optical sidebands, allowing for dispersion compensation in the electrical domain without the need for dispersion compensation fiber, using digital signal processing to equalize and decode the signal.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If dispersion compensation fiber is used to compensate fiber chromatic dispersion, then dispersion compensation is achieved, but additional cost and link loss are introduced which degrade OSNR

Engineering Contradiction:
Improvedispersion compensationVSAvoidlink loss and OSNR degradation
Core Design Contradiction:
ReliabilityVSLoss of energy

Solution Approach 1:

The patent replaces the optical domain dispersion compensation mechanism (dispersion compensation fiber) with an electrical domain digital signal processing approach. The electrical field reconstruction algorithm processes the directly detected optical signal to compensate for chromatic dispersion effects, eliminating the need for additional optical components and associated losses.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent introduces an electrical field reconstruction algorithm as an intermediary processing step between direct optical detection and final signal recovery. This algorithm reconstructs the complex electrical field from intensity-only measurements, enabling dispersion compensation without requiring coherent detection hardware or additional optical fibers.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If coherent detection is used to retain phase information and enable electrical domain dispersion compensation, then dispersion compensation is feasible, but the system requires hybrid mixer and local oscillator which increases cost

Engineering Contradiction:
Improvephase information retentionVSAvoidhybrid mixer and local oscillator requirement
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent replaces expensive coherent detection hardware (hybrid mixers, local oscillators) with a simpler directly detected receiver architecture. The system uses standard photodetectors and digital signal processing algorithms to achieve comparable functionality, eliminating the need for costly optical components while maintaining dispersion compensation capability.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent substitutes the optical mixing mechanism of coherent detection with electrical domain signal processing. Instead of using optical hybrid mixers and local oscillators to retrieve phase information, the system uses digital algorithms to reconstruct the electrical field from directly detected intensity signals.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If self-coherent detection with interferometric field reconstruction is used to retrieve complex-valued optical field, then differential direct detection receiver capabilities similar to fully coherent receiver are achieved, but delay interferometers add additional costs

Engineering Contradiction:
Improvecomplex-valued optical field retrievalVSAvoiddelay interferometer requirement
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent extracts the essential functionality of field reconstruction from the complex interferometric hardware architecture. By using a simplified direct detection approach combined with electrical domain signal processing, the system retrieves the necessary field information without requiring delay interferometers or other complex optical components.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent introduces an electrical field reconstruction algorithm as a digital intermediary that performs the field retrieval function traditionally accomplished by optical interferometers. This algorithm processes directly detected intensity signals to reconstruct the complex electrical field, eliminating the need for physical interferometric components.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach improves spectral efficiency and reduces the peak-to-average power ratio, maintaining high OSNR and enabling effective dispersion compensation without the costs associated with coherent detection, while retaining full information of the optical field.

Implementation Method 1

A direct detection module performs photo-detection on the optical signal to generate an electrical signal

Methodology Applied
Scientific EffectPhoto-detection: Photoelectric Effect

Data Source

PatentUS9374260B2Method and apparatus for directly detected optical transmission systems based on carrierless amplitude-phase modulation
Publication Date: 2016.06.21 FUTUREWEI TECHNOLOGIES INC
  • US9374260B2 patent drawing
  • US9374260B2 patent drawing
  • US9374260B2 patent drawing

AI summary

Methods and apparatus for directly detected optical system based on gapped CAP modulation and DSP Methods for generation and reconstruction of gapped CAP signal are disclosed. An apparatus for direct detection transmission for CAP modulated signal with two unbalanced optical sidebands separated by gaps is disclosed, in which a gapped CAP signal is generated, converted, and passed to an optical filter for unbalanced sidebands generation and wavelength locking before being transmitted over an optical link. Direct detection is performed on the optical signal and passed to gapped matching filters. Channel equalization is performed and the signal information is decoded to binary data.