Generalized Nyquist Filters for Pulse Shaping

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Solution Overview

Problem

Raised Cosine filters suffer from poor smoothness properties, leading to degraded performance in pulse shaping for wireless communications, particularly due to discontinuities in their derivatives, which affect inter-symbol interference and adjacent channel interference.

Innovation Solution

The introduction of generalized Nyquist filters with improved smoothness in higher order derivatives, represented by specific frequency response equations, addresses these issues by enhancing time-frequency localization and tradeoffs between inter-symbol interference and adjacent channel interference.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If Raised Cosine filters are used for pulse shaping, then the filter structure is simple and easy to implement, but the smoothness properties are poor due to discontinuous derivatives

Engineering Contradiction:
Improvefilter implementation simplicityVSAvoidpulse shaping performance
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent introduces a generalized Raised Cosine filter with an additional parameter n (order of continuous derivatives) that allows tuning of the smoothness property. By changing this parameter, the filter achieves continuous derivatives up to order 2n while maintaining the basic Raised Cosine structure, thus improving pulse shaping performance without completely redesigning the filter.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The generalized Raised Cosine filter combines multiple mathematical components (cosine terms, polynomial terms, and exponential decay) into a composite frequency response function. This composite structure allows the filter to simultaneously achieve simplicity in implementation and improved smoothness properties through the careful design of the combined function.

Inventive Principle:
Principle #40Composite materials

2Reliability

If higher order derivatives are made continuous to improve smoothness, then time-frequency localization improves and interference is reduced, but the filter complexity increases

Engineering Contradiction:
Improveinterference reductionVSAvoidfilter structure complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent uses a single parameter n to control the order of continuous derivatives, allowing systematic improvement of smoothness. Each increment of n adds continuity to higher order derivatives while maintaining a consistent filter structure, providing a scalable approach to reducing interference without abrupt complexity increases.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The filter incorporates periodic cosine functions with specific frequencies determined by the parameter n. These periodic components are strategically placed in the frequency domain to ensure continuous derivatives while maintaining the overall periodic nature of the filter response, thus managing complexity through regular patterns.

Inventive Principle:
Principle #19Periodic action

Data Source

PatentUS10103928B2Nyquist and square root nyquist filters for pulse shaping in wireless communications
Publication Date: 2018.10.16 NATIONAL INSTRUMENTS CORP
  • US10103928B2 patent drawing
  • US10103928B2 patent drawing
  • US10103928B2 patent drawing

AI summary

Nyquist filters for pulse shaping and related matched filters in wireless communications are disclosed that provide improved performance. The disclosed embodiments recognize that the second derivative of the raised cosine function is discontinuous in the frequency domain and that the first derivative of the square root raised cosine is discontinuous in the frequency domain. As such, a generalization for the raised cosine filter is applied, and improvements can be made to the raised cosine function time-frequency localization and ultimately to tradeoffs between inter-symbol interference and adjacent channel interference by introducing smoothness to the higher order derivatives of the frequency response.