Hardware Transaction Commit for Software Memory Overhead

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Solution Overview

Problem

Traditional locking mechanisms for concurrent access in shared-memory systems face challenges such as deadlocks, priority inversions, and performance limitations, while transactional memory offers a way to simplify concurrent programming but incurs overhead due to expensive synchronization operations, especially when switching from hardware to software transactions.

Innovation Solution

The system exploits hardware transactional memory (HTM) to improve the performance of software transactional memory (STM) or hybrid transactional memory (HyTM) by collecting read and write sets during software transactions and using a single hardware transaction to validate and commit results, reducing overhead and increasing the likelihood of successful commitment.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If traditional locking mechanisms are used to ensure correctness of concurrent access, then consistency is maintained, but performance is limited and complexity increases

Engineering Contradiction:
ImproveconsistencyVSAvoidperformance
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent segments the critical section into a speculative execution region that can be executed concurrently by multiple threads. Instead of locking the entire critical section, the system divides it into speculative regions that can be executed in parallel and then validated, allowing performance improvement while maintaining consistency through validation.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent changes the state parameter of memory locations from locked/unlocked to valid/invalid through validation. By using validation bits to track the correctness of speculative executions rather than locks to prevent execution, the system enables concurrent access while ensuring consistency through post-execution validation.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If hardware transactions are used to commit results, then overhead is reduced and performance improves, but reliability may be compromised when transactions exceed hardware limitations

Engineering Contradiction:
ImproveperformanceVSAvoidreliability
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent segments large transactions that exceed hardware limitations into smaller sub-transactions. Each sub-transaction is validated independently using validation bits, ensuring that even if hardware transaction limits are exceeded, the overall reliability is maintained through incremental validation of smaller units.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent introduces validation bits as an intermediary mechanism between hardware transactions and memory locations. These validation bits track the correctness of speculative executions and enable reliable commit decisions even when hardware transaction capabilities are limited, acting as a mediator that ensures reliability.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Productivity

If multiple threads execute critical sections concurrently without locks, then performance increases, but correctness becomes difficult to guarantee

Engineering Contradiction:
ImproveperformanceVSAvoidcorrectness
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent performs preliminary speculative execution of critical sections by multiple threads before validation. Threads can concurrently execute their speculative regions without locks, and the correctness is guaranteed by subsequent validation using validation bits that track whether each speculative execution is still valid.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent uses validation bits as feedback mechanisms that track the correctness of speculative executions. When a memory location is accessed, the validation bit provides feedback about whether the speculative execution is still valid, allowing threads to continue concurrently while correctness is monitored and enforced through this feedback loop.

Inventive Principle:
Principle #23Feedback

Data Source

PatentUS8402227B2System and method for committing results of a software transaction using a hardware transaction
Publication Date: 2013.03.19 ORACLE INT CORP
  • US8402227B2 patent drawing
  • US8402227B2 patent drawing
  • US8402227B2 patent drawing

AI summary

The system and methods described herein may exploit hardware transactional memory to improve the performance of a software or hybrid transactional memory implementation, even when an entire user transaction cannot be executed within a hardware transaction. The user code of an atomic transaction may be executed within a software transaction, which may collect read and write sets and/or other information about the atomic transaction. A single hardware transaction may be used to commit the atomic transaction by validating the transaction's read set and applying the effects of the user code to memory, reducing the overhead associated with commitment of software transactions. Because the hardware transaction code is carefully controlled, it may be less likely to fail to commit. Various remedial actions may be taken before retrying hardware transactions following some failures. If a transaction exceeds the constraints of the hardware, it may be committed by the software transactional memory alone.