Semi-Static HARQ-ACK Codebook Determination for Unlicensed Carriers

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Solution Overview

Problem

In 3GPP 5G NR, the existing semi-static HARQ-ACK codebook determination methods fail to accurately handle HARQ-ACK feedback on unlicensed carriers, leading to unnecessary downlink retransmissions due to LBT failures and hidden node interference, causing performance degradation and misunderstandings between UE and BS regarding codebook sizes.

Innovation Solution

Implement a trigger-based semi-static HARQ-ACK codebook determination mechanism that allows multiple transmission opportunities for HARQ-ACK feedback, using K1 sets to enlarge the downlink association set and include retransmission opportunities, ensuring accurate codebook size understanding between UE and BS.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If semi-static HARQ-ACK codebook determination is used on unlicensed carriers, then HARQ-ACK feedback transmission is enabled, but LBT failures and hidden node interference cause unnecessary downlink retransmissions and performance degradation

Engineering Contradiction:
ImproveHARQ-ACK feedback transmission reliabilityVSAvoiddownlink retransmission efficiency
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent applies dynamics by making the HARQ-ACK codebook determination adaptive rather than fixed. The UE and BS dynamically adjust the codebook size based on actual transmission outcomes. When LBT fails or hidden node interference occurs, the system dynamically retransmits HARQ-ACK feedback with updated codebook sizes, transforming the static semi-static determination into a dynamic process that responds to real-time channel conditions.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent implements feedback mechanisms where the UE monitors downlink assignments and provides feedback about HARQ-ACK transmission status. The BS receives this feedback and adjusts subsequent transmissions accordingly. This closed-loop feedback system enables both UE and BS to understand whether previous HARQ-ACK feedback was successfully received, preventing unnecessary retransmissions and improving overall reliability.

Inventive Principle:
Principle #23Feedback

2Device complexity

If existing semi-static HARQ-ACK codebook determination methods are used, then codebook transmission is simplified, but misunderstandings between UE and BS regarding codebook sizes occur

Engineering Contradiction:
Improvecodebook determination complexityVSAvoidcodebook size alignment
Core Design Contradiction:
Device complexityVSLoss of information

Solution Approach 1:

The patent uses feedback to ensure both UE and BS arrive at the same codebook size understanding. The UE determines the codebook size based on received downlink assignments and transmits HARQ-ACK feedback. The BS uses this feedback to verify its understanding of the codebook size and adjusts if necessary. This mutual feedback mechanism eliminates misunderstandings while keeping the determination process relatively simple.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent creates a universal codebook determination mechanism that works for both initial transmissions and retransmissions. The same feedback-based approach is used regardless of whether it's the first HARQ-ACK feedback or a retransmission, providing a unified solution that maintains consistency between UE and BS across different transmission scenarios.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Reliability

If multiple transmission opportunities are provided for HARQ-ACK feedback, then reliable feedback transmission is achieved, but communication protocol complexity increases

Engineering Contradiction:
ImproveHARQ-ACK feedback reliabilityVSAvoidcommunication protocol complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent segments the HARQ-ACK feedback process into distinct transmission opportunities. Instead of treating it as a single complex transaction, the system divides it into multiple potential transmission attempts, each with its own codebook determination. This segmentation makes the protocol more manageable and easier to implement while achieving reliable feedback through multiple chances.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS12261700B2Method and apparatus for semi-static HARQ-ACK codebook determination
Publication Date: 2025.03.25 LENOVO (BEIJING) LTD
  • US12261700B2 patent drawing
  • US12261700B2 patent drawing
  • US12261700B2 patent drawing

AI summary

The present application is related to a method and apparatus for semi-static HARQ-ACK codebook determination. A method for semi-static HARQ-ACK codebook determination includes: receiving downlink control information (DCI) scheduling a data transmission in a set of candidate data transmission occasions; transmitting a HARQ-ACK codebook for the set of candidate data transmission occasions; receiving another DCI scheduling another data transmission in another set of candidate data transmission occasions; and transmitting another HARQ-ACK codebook for the abovementioned another set of candidate data transmission occasions.