Hollow Core Waveguide Using High-Contrast Gratings

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Solution Overview

Problem

Chip-based waveguides suffer from high optical losses due to direct band-edge absorption, free carrier absorption, and interaction with optical phonons, exceeding the acceptable limits for most applications, while hollow-core waveguides with distributed Bragg reflectors (DBRs) have insufficient reflectivity, leading to high losses.

Innovation Solution

The use of high contrast gratings (HCGs) with subwavelength periodicity, comprising high refractive index segments surrounded by low index material, creates a hollow core for light confinement through glancing reflections, achieving low loss propagation by destructive interference between grating harmonics, and allowing for arbitrary incidence and azimuth configurations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If chip-based waveguides are used, then compact size and integration capability are improved, but optical loss increases significantly

Engineering Contradiction:
Improvewaveguide sizeVSAvoidoptical loss
Core Design Contradiction:
Volume of moving objectVSLoss of energy

Solution Approach 1:

The patent extracts the core material from the waveguide structure, creating a hollow-core waveguide where light propagates through air rather than through solid semiconductor material. This removes the source of absorption losses (direct band-edge absorption, free carrier absorption, and optical phonon interaction) while maintaining the compact chip-based form factor.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent employs a composite structure combining semiconductor materials for the cladding layers with air as the core medium. The high-refractive-index semiconductor cladding layers surround an air core, creating a composite waveguide that leverages the optical confinement properties of semiconductors while eliminating their absorption losses in the propagation region.

Inventive Principle:
Principle #40Composite materials

2Reliability

If distributed Bragg reflectors (DBRs) are used in hollow-core waveguides, then light confinement is improved, but reflectivity remains insufficient leading to high losses

Engineering Contradiction:
Improvelight confinementVSAvoidoptical loss
Core Design Contradiction:
ReliabilityVSLoss of energy

Solution Approach 1:

The patent changes the structural parameters of the cladding from conventional DBR designs to high-contrast gratings with specific geometric configurations. The grating period, duty cycle, and depth are optimized to achieve ultra-high reflectivity (>99.9%) at the operating wavelength, significantly improving upon standard DBR performance and enabling ultra-low loss propagation.

Inventive Principle:
Principle #35Parameter changes

3Loss of energy

If optical fibers are used, then ultra-low loss is achieved, but bulkiness and lack of flexibility are worsened

Engineering Contradiction:
Improveoptical lossVSAvoidwaveguide weight
Core Design Contradiction:
Loss of energyVSWeight of moving object

Solution Approach 1:

The patent creates a chip-based hollow-core waveguide that copies the ultra-low loss propagation characteristics of optical fibers by guiding light through an air core. This solid-state implementation replicates the fiber-optic low-loss performance while achieving compact integration and mechanical flexibility suitable for on-chip applications.

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in extremely low loss waveguides, such as 0.006 dB/m, with reduced nonlinearity and dispersion, enabling compact, flexible, and efficient light guidance without the need for optical fibers or hollow-core fibers.

Implementation Method 1

light confinement through a hollow core between opposing HCG faces... providing lateral confinement in response to glancing reflections from grating segments

Methodology Applied
Scientific EffectGlancing reflection: Reflection

Implementation Method 2

The optical confinement within the core is in response to destructive interference which arises between multiple grating harmonics in a subwavelength periodic structure

Methodology Applied
Scientific EffectDestructive interference: Interference

Data Source

PatentUS8442374B2Ultra-low loss hollow core waveguide using high-contrast gratings
Publication Date: 2013.05.14 RGT UNIV OF CALIFORNIA
  • US8442374B2 patent drawing
  • US8442374B2 patent drawing
  • US8442374B2 patent drawing

AI summary

Optical waveguides using segmented periodically-spaced high contrast gratings bounding a hollow core propagation region on at least two sides. Incident light is received in a hollow waveguide (HW) region (core) between opposing HCG faces which provide lateral confinement in response to glancing reflections of the incident light beam from high refractive index segments of the HCG as it traverses the core. Embodiments are described for planar waveguides (1D) having a planar core between two planar HCGs, as well as 2D waveguides, such as having rectangular segments of the HCG through which light is propagated. Additionally, other configurations of HCG-HW, including those having arbitrary incidence and azimuth, angled HCG segments, propagation in a direction which is transverse, or alternatively parallel, to the segments of the HCG.