De-identifying Health Data for Compliant Analytics

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Solution Overview

Problem

The analysis of healthcare information is complicated by the need to limit access to protected health information (PHI) while complying with regulations like HIPAA and HITECH, leading to difficulties in data privacy, compliance, and the effectiveness of big data analytics due to restricted data access and de-identification challenges.

Innovation Solution

A computer system that accesses health information databases, randomly selects a subset of patient data, removes PHI to create a de-identified analytics subset, and stores it, allowing for analytical model construction and evaluation while restricting access to PHI, thereby enabling big data analytics while ensuring compliance with patient privacy laws.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If access to protected health information is restricted to comply with HIPAA and HITECH regulations, then patient privacy is protected and regulatory compliance is achieved, but the effectiveness and utility of big data analytics is reduced due to limited data access

Engineering Contradiction:
Improveregulatory complianceVSAvoidanalytics effectiveness
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The system segments health information into protected health information (PHI) and non-PHI components, allowing analytics to be performed on non-PHI data while PHI remains restricted. This segmentation enables partial data access that maintains compliance while supporting analytical workflows.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system introduces an intermediary layer that automatically de-identifies health information by removing PHI before presenting data to analytics users. This intermediary process allows analytics to proceed on de-identified data without direct access to sensitive PHI, bridging the gap between compliance requirements and analytical needs.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Adaptability or versatility

If protected health information is de-identified to enable analytics, then data utility is improved, but the risk of re-identification and privacy breaches increases

Engineering Contradiction:
Improvedata utilityVSAvoidre-identification risk
Core Design Contradiction:
Adaptability or versatilityVSObject-affected harmful factors

Solution Approach 1:

The system performs de-identification as a preliminary action before data is accessed by analytics users. By removing PHI upfront and maintaining records of what was removed, the system enables data utility while pre-establishing protective measures against re-identification risks.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system implements feedback mechanisms that track de-identification processes and monitor for potential re-identification risks. This feedback loop allows the system to adjust de-identification strategies and maintain security while preserving data utility for analytics.

Inventive Principle:
Principle #23Feedback

3Measurement precision

If all health information is made accessible for analytics without restriction, then analytical model accuracy is improved through larger data volumes, but patient privacy protection is compromised and regulatory violations occur

Engineering Contradiction:
Improvemodel accuracyVSAvoidprivacy protection
Core Design Contradiction:
Measurement precisionVSReliability

Solution Approach 1:

The system extracts and removes protected health information from health records before making data available for analytics. This extraction process retains sufficient data for accurate analytical modeling while removing elements that would compromise patient privacy or enable regulatory violations.

Inventive Principle:
Principle #2Taking out (Extraction)

Data Source

PatentUS10803466B2Analytic modeling of protected health information
Publication Date: 2020.10.13 SOLVENTUM INTELLECTUAL PROPERTIES CO
  • US10803466B2 patent drawing
  • US10803466B2 patent drawing
  • US10803466B2 patent drawing

AI summary

This disclosure includes techniques for analyzing patient data. In one example, a method includes accessing, by a computer system, one or more databases comprising health information for a plurality of patients, wherein the health information includes protected health information, randomly selecting, by the computer system, a subset of the health information from the one or more databases, wherein the subset of the health information corresponds to a subset of the plurality of patients, removing, by the computer system, the protected health information from the subset of health information to produce a de-identified analytics subset of patient data suitable for analytical model construction and evaluation, and storing, by the computer system, the de-identified analytics subset of the patient data in the one or more databases.