Helical Baffles with Alternating Hole Sizes for Heat Exchangers

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Solution Overview

Problem

Conventional heat exchangers with helical baffles face challenges in achieving an optimal heat transfer to pressure drop ratio due to high pressure drops and vibration issues, which increase operating costs and reduce efficiency.

Innovation Solution

The implementation of helical baffles with an alternating pattern of holes of different sizes, where the second holes have a larger diameter than the first holes, reduces pressure drop by increasing leakage flow through the heat exchanger while maintaining a constant heat transfer rate.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If conventional perpendicular baffles are used to define flow compartments, then flow direction change is achieved, but form drag increases causing high pressure drop

Engineering Contradiction:
Improveflow direction controlVSAvoidpressure drop
Core Design Contradiction:
Ease of operationVSStress or pressure

Solution Approach 1:

The patent replaces conventional perpendicular baffles with helical baffles that follow a curved, spiral path along the shell. This curvature eliminates sharp turns and reduces form drag, allowing fluid to flow smoothly in a helical pattern while still achieving the desired flow direction change and improving the heat transfer to pressure drop ratio.

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The helical baffle configuration transforms the static, compartmentalized flow path into a dynamic, continuous helical flow pattern. The baffles are arranged to guide fluid along a spiraling path that continuously changes direction in a smooth manner, reducing turbulence and pressure drop while maintaining effective flow control.

Inventive Principle:
Principle #15Dynamics

2Stress or pressure

If baffle spacing is increased to reduce form drag, then pressure drop decreases, but heat transfer rate decreases

Engineering Contradiction:
Improvepressure dropVSAvoidheat transfer rate
Core Design Contradiction:
Stress or pressureVSPower

Solution Approach 1:

The helical baffle geometry creates a continuous curved flow path that enhances fluid mixing and turbulence along the tube surfaces. This curved flow pattern improves heat transfer coefficients without requiring tight baffle spacing, allowing larger baffle spacing to be used while maintaining both heat transfer rate and reduced pressure drop.

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The helical baffles create a periodic flow pattern that continuously redirects fluid along the tube bundle in a spiraling motion. This periodic redirection enhances heat transfer through improved fluid distribution and turbulence, allowing for optimized baffle spacing that balances heat transfer performance with pressure drop reduction.

Inventive Principle:
Principle #19Periodic action

3Power

If tight baffle-to-tube clearances are used to prevent leakage flow, then heat transfer is improved, but manufacturing precision requirements increase

Engineering Contradiction:
Improveheat transfer rateVSAvoidbaffle-to-tube clearance tolerance
Core Design Contradiction:
PowerVSManufacturing precision

Solution Approach 1:

The patent intentionally increases the baffle-to-tube clearance parameter from conventional tight tolerances to a larger, more practical value (e.g., 1/16 inch or 1.5 times the tube outer diameter). This parameter change reduces manufacturing complexity and assembly difficulty while the helical baffle geometry compensates for the increased clearance, maintaining effective heat transfer through improved flow distribution and reduced dead zones.

Inventive Principle:
Principle #35Parameter changes

4Reliability

If conventional baffle support locations are used to prevent vibration, then tube vibration is controlled, but device complexity increases

Engineering Contradiction:
Improvevibration controlVSAvoidbaffle support structure
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The helical baffles naturally follow a curved path that provides continuous support along the tube bundle length. The spiral geometry creates multiple contact points with the tubes as fluid flows through, providing distributed vibration damping without requiring additional support structures or complex baffle arrangements at specific locations.

Inventive Principle:
Principle #14Spheroidality (Curvature)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration effectively reduces pressure drop across the heat exchanger while maintaining a relatively constant heat transfer rate, thereby improving the overall heat transfer to pressure drop ratio and addressing vibration concerns.

Implementation Method 1

Helical baffles arranged along a center rod in an alternating pattern of first and second baffles... induce helical flow of a fluid through the shell and around the baffles

Methodology Applied
Scientific EffectHelical flow:

Implementation Method 2

The goal of a heat exchanger is to exchange heat, typically between two working fluids... As the working fluids pass through the heat exchanger

Methodology Applied
Scientific EffectHeat transfer:

Data Source

PatentUS20250146767A1Heat exchanger with helical baffles
Publication Date: 2025.05.08 LUMMUS TECHNOLOGY INC
  • US20250146767A1 patent drawing
  • US20250146767A1 patent drawing
  • US20250146767A1 patent drawing

AI summary

A heat exchanger includes a shell with a longitudinal axis and helical baffles inside the shell and arranged along the longitudinal axis in an alternating pattern of a first baffle followed by a second baffle of the helical baffles. Each helical baffle includes first holes and second holes that receive tubes. The second holes have a diameter larger than the first holes or there is a clearance between the second holes and the tubes that is greater than a clearance between the first holes and the tubes to intentionally induce an increase in a leakage stream in the spaces between the second holes and the tubes. Such increase in the leakage stream maintains a relatively constant rate of heat transfer while reducing pressure drop, thereby resulting in an improved heat transfer to pressure drop ratio for the heat exchanger.