Double-Layer Helical Waveguide On-Chip Spectrometer

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Solution Overview

Problem

Current on-chip Fourier transform spectrometers face limitations in temperature sensitivity, spectral resolution, and practicality due to thermal modulation and mechanical components, which hinder their miniaturization and accuracy in spectral reconstruction.

Innovation Solution

An on-chip Fourier transform spectrometer based on a double-layer spiral waveguide structure with asymmetric Mach-Zehnder interferometer, utilizing silicon nitride material and compressive sampling and spectral reconstruction algorithms to achieve low temperature sensitivity and high extinction ratio, eliminating thermal sensitivity and improving spectral resolution.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If conventional Fourier transform spectrometers are miniaturized using MEMS technology, then system size is reduced, but mechanical components become fragile and reliability decreases

Engineering Contradiction:
Improvesystem sizeVSAvoidmechanical component fragility
Core Design Contradiction:
Volume of moving objectVSReliability

Solution Approach 1:

The patent replaces mechanical moving components with all-optical path difference modulation methods. Specifically, it uses asymmetric Mach-Zehnder interferometer arrays with different fixed arm length differences to generate interference patterns, eliminating the need for mechanical mirror movement while achieving spectral measurement functionality.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The spectrometer is divided into multiple independent MZI interferometer units, each with a specific arm length difference. This segmentation allows the system to achieve spectral resolution through the array of interferometers rather than through mechanical scanning, improving reliability by eliminating moving parts.

Inventive Principle:
Principle #1Segmentation

2Extent of automation

If thermal modulation is used to change waveguide refractive index and length, then optical path difference is modulated, but power consumption increases and thermal sensitivity errors are introduced

Engineering Contradiction:
Improveoptical path difference modulationVSAvoidpower consumption
Core Design Contradiction:
Extent of automationVSUse of energy by moving object

Solution Approach 1:

The patent replaces thermal modulation with electro-optic modulation using phase shifters in each MZI arm. This substitution eliminates the need for thermal heating, dramatically reducing power consumption while avoiding thermal sensitivity errors and dispersion issues.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the modulation parameter from thermal (temperature-based) to electrical (voltage-based) control. By using electro-optic phase shifters, the system achieves optical path difference modulation through electrical signals, which consumes less power and avoids thermal-related measurement errors.

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If multiple MZI arrays with different optical path differences are used to improve spectral resolution, then measurement precision improves, but device complexity increases

Engineering Contradiction:
Improvespectral resolutionVSAvoidnumber of MZI components
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent combines multiple MZI interferometers into a single integrated photonic chip structure. By sharing common waveguide paths and combining the interferometer units on one chip, the system achieves high spectral resolution without proportionally increasing device complexity, as many components are merged and reused across the array.

Inventive Principle:
Principle #5Merging (Combining)

4Adaptability or versatility

If different MZI arm lengths are used to generate interference patterns, then spectral bandwidth is improved, but waveguide losses increase and extinction ratio decreases

Engineering Contradiction:
Improvespectral bandwidthVSAvoidwaveguide losses
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The patent optimizes the arm length differences in the MZI interferometers to balance spectral bandwidth and loss. By carefully designing the arm length variations and using low-loss waveguide materials, the system achieves broad spectral coverage while minimizing energy losses in the waveguides.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The double-layer spiral waveguide structure reduces temperature sensitivity and enhances spectral resolution, achieving improved performance comparable to advanced desktop spectrometers while maintaining miniaturization and portability.

Implementation Method 1

change the effective optical path of one of the arms by electro-optic and thermo-optic effects

Methodology Applied
Scientific EffectElectro-optic effect: Electro-Optic Effects

Implementation Method 2

change the effective optical path of one of the arms by electro-optic and thermo-optic effects

Methodology Applied
Scientific EffectThermo-optic effect:

Implementation Method 3

produce spatially distributed interference patterns by varying the arm length difference or optical path difference of an asymmetric Mach-Zehnder interferometer

Methodology Applied
Scientific EffectInterference: Interference

Data Source

PatentUS20240337536A1On-chip fourier transform spectrometer based on double-layer helical waveguide
Publication Date: 2024.10.10 SHANGHAI JIAOTONG UNIV
  • US20240337536A1 patent drawing
  • US20240337536A1 patent drawing
  • US20240337536A1 patent drawing

AI summary

An on-chip Fourier transform spectrometer based on a double-layer spiral waveguide comprises, in order, a waveguide input coupler, a 1×N optical splitter, N double-layer waveguide Y-branch structures, N double-layer spiral waveguides with incremental lengths, N double-layer waveguide Y-branch structures arranged in opposite directions, and N germanium-silicon detectors. The group index difference between the odd mode and the even mode in the double-layer waveguide makes the double-layer spiral waveguide function like an asymmetric Mach-Zehnder interferometer. N double-layer spiral waveguides with incremental lengths are used to achieve a spatial heterodyne based Fourier transform spectrometer. Spectral reconstruction from the measured interference fringes can be achieved by a regression algorithm. The invention meets the application need for miniaturization and portability of Fourier transform spectrometers, and has lower temperature sensitivity compared with the existing on-chip spectrometers on the silicon platform.