HVAC Control Trajectory Optimization for Demand-Response Events

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Solution Overview

Problem

Existing load shedding techniques for HVAC systems during demand-response events often result in discomfort and inefficiency due to one-size-fits-all approaches, lack of consumer control, and inadequate consideration of individual thermal characteristics and comfort preferences.

Innovation Solution

An intelligent, network-connected thermostat that determines an optimized control trajectory for HVAC systems during demand-response events, balancing energy consumption, occupant discomfort, and energy consumption rate variations, allowing users to select comfort levels and generating personalized control strategies based on thermal retention, occupancy, and user habits.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If utility companies implement load shedding during peak demand periods, then energy consumption during peak periods is reduced, but consumer comfort deteriorates due to inadequate cooling

Engineering Contradiction:
Improveenergy consumption during peak demandVSAvoidconsumer discomfort
Core Design Contradiction:
Loss of energyVSObject-affected harmful factors

Solution Approach 1:

The system pre-cools residences before anticipated peak demand periods by lowering the setpoint temperature, storing cooling capacity in the building's thermal mass. This allows the HVAC system to be curtailed during peak periods while maintaining consumer comfort through the stored cooling effect.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system continuously monitors residence temperature, outdoor conditions, and thermal characteristics to dynamically adjust control strategies. This feedback mechanism ensures that load shedding actions maintain consumer comfort while achieving peak demand reduction goals.

Inventive Principle:
Principle #23Feedback

2Loss of energy

If utility companies use direct load control to cycle cooling systems, then energy consumption is reduced during peak periods, but consumer control and comfort deteriorate

Engineering Contradiction:
Improveenergy consumption during peak demandVSAvoidconsumer control
Core Design Contradiction:
Loss of energyVSEase of operation

Solution Approach 1:

The system empowers consumers to directly control their HVAC operation during demand-response events by providing them with a cost function that reflects their comfort preferences and thermal characteristics. Consumers independently optimize their control strategy without utility company micromanagement, maintaining both comfort and energy reduction goals.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The system transforms the control approach by changing from fixed utility-imposed cycling to dynamic consumer-controlled setpoint adjustment. Consumers modify the setpoint temperature parameter based on their comfort preferences and the provided cost function, achieving energy reduction while maintaining control and comfort.

Inventive Principle:
Principle #35Parameter changes

3Device complexity

If utility companies apply uniform load shedding strategies to all consumers, then implementation complexity is reduced, but effectiveness deteriorates due to lack of individualization

Engineering Contradiction:
Improvecontrol strategy complexityVSAvoiddemand-response effectiveness
Core Design Contradiction:
Device complexityVSReliability

Solution Approach 1:

The system tailors control strategies to each residence's specific thermal characteristics, occupancy patterns, and consumer comfort preferences. Each consumer receives a customized cost function and control approach rather than uniform treatment, significantly improving demand-response effectiveness while maintaining manageable complexity through automated personalization.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The system pre-characterizes each residence's thermal properties and consumer preferences before demand-response events. This preliminary personalization allows the system to generate customized control strategies quickly during events without requiring complex real-time adjustments, balancing individualization with operational simplicity.

Inventive Principle:
Principle #10Preliminary action

4Loss of energy

If cooling systems are controlled during demand-response events to reduce peak demand, then energy consumption during peak periods is reduced, but energy consumption after the event increases as systems work to regain setpoint temperature

Engineering Contradiction:
Improvepeak period energy consumptionVSAvoidtotal energy consumption timing
Core Design Contradiction:
Loss of energyVSLoss of time

Solution Approach 1:

The system shifts cooling load to pre-event periods by pre-cooling residences and storing thermal energy in building mass. This temporal load shifting reduces peak period consumption while avoiding post-event rebound because the stored cooling capacity maintains comfort during and after the event without requiring intensive post-event recovery cooling.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system maintains continuous cooling effectiveness by combining pre-event pre-cooling with during-event curtailment strategies that leverage thermal mass. This continuous approach eliminates the interruption-recovery cycle of traditional load shedding, reducing both peak consumption and post-event rebound while maintaining consumer comfort throughout the event period.

Inventive Principle:
Principle #20Continuity of useful action

Data Source

PatentEP3961342B1Controlling an HVAC system in association with a demand-response event
Publication Date: 2025.11.19 GOOGLE LLC
  • EP3961342B1 patent drawingFigure 1
  • EP3961342B1 patent drawingFigure 2
  • EP3961342B1 patent drawingFigure 3A

AI summary

A method of carrying out a demand response (DR) event by a control system comprises: identifying a DR event period for the DR event; determining an optimized control trajectory for a heating, ventilation, and air conditioning (HVAC) system, wherein the optimized control trajectory minimizes a cost function comprising a plurality of cost factors; controlling the HVAC system at a beginning of the DR event period in accordance with the optimized control trajectory for the HVAC system; determining, during the DR event period, whether a re-optimization of the optimized control trajectory is needed; performing, when the re-optimization is needed, the re-optimization; and controlling, after the re-optimization, the HVAC system in accordance with a control trajectory based on the re-optimization.