Hybrid Grating Optical Phased Array for Wide-Angle LiDAR

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Solution Overview

Problem

Existing scanning type LIDARs for autonomous vehicles face challenges with mechanical rotation limitations, high power consumption, limited viewing angles, and sensitivity to temperature changes, while silicon nitride waveguides suffer from cross-talk and noise issues due to their refractive index properties.

Innovation Solution

An optical phase array antenna with a hybrid grating structure, featuring a clad layer with recessed portions and a CMOS semiconductor process, enhances directionality and reduces perturbation strength, achieving a horizontal viewing angle of 120° or more and a vertical viewing angle of 20° or more, with a maximum output of 2 W or more, by modulating light phases and optimizing waveguide configurations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Use of energy by moving object

If silicon nitride waveguides are used to reduce laser threshold power, then laser power consumption is reduced, but cross-talk between adjacent waveguides increases due to low refractive index causing increased evanescent wave interaction

Engineering Contradiction:
Improvelaser power consumptionVSAvoidcross-talk between waveguides
Core Design Contradiction:
Use of energy by moving objectVSObject-generated harmful factors

Solution Approach 1:

The patent introduces asymmetric grating structures (first and second gratings) with different configurations on the silicon nitride waveguide. This asymmetry creates directional coupling that suppresses evanescent wave interaction between adjacent waveguides while maintaining low power operation, thereby reducing cross-talk without sacrificing energy efficiency.

Inventive Principle:
Principle #4Asymmetry

Solution Approach 2:

The grating structures act as intermediary elements that mediate the optical field distribution around the waveguide. These gratings control the evanescent wave propagation and prevent harmful interactions between neighboring waveguides, enabling close spacing while maintaining signal isolation.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Adaptability or versatility

If antenna elements are spaced closer to widen horizontal viewing angle, then viewing angle increases, but desired output phase distribution is not obtained due to cross-talk between adjacent elements

Engineering Contradiction:
Improvehorizontal viewing angleVSAvoidoutput phase distribution
Core Design Contradiction:
Adaptability or versatilityVSManufacturing precision

Solution Approach 1:

The patent replaces mechanical phase adjustment mechanisms with optical grating-based phase control. The grating structures provide precise phase modulation through optical path difference, enabling accurate phase distribution even when antenna elements are closely spaced, thus maintaining phase precision while expanding viewing angle.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent utilizes vertical dimension by introducing grating structures that extend perpendicular to the waveguide plane. This three-dimensional grating configuration provides additional phase control degrees of freedom, enabling precise phase distribution in closely spaced antenna arrays by controlling light propagation in multiple dimensions.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Ease of manufacture

If planar optical elements are used for manufacturing, then manufacturing simplicity is maintained, but clear spatial directionality is lost due to vertical refractive index symmetry causing similar emission ratios from upper and lower ends

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidspatial directionality
Core Design Contradiction:
Ease of manufactureVSShape

Solution Approach 1:

The patent introduces asymmetric grating structures that break the vertical refractive index symmetry of planar optical elements. These gratings create preferential emission directions by modifying the optical path and phase distribution, achieving clear spatial directionality while maintaining compatibility with standard planar manufacturing processes.

Inventive Principle:
Principle #4Asymmetry

4Adaptability or versatility

If mechanical rotation is used to achieve 360° viewing angle, then viewing coverage is complete, but weight and power consumption increase due to motor requirements

Engineering Contradiction:
Improveviewing coverageVSAvoidmotor weight
Core Design Contradiction:
Adaptability or versatilityVSWeight of moving object

Solution Approach 1:

The patent replaces mechanical rotation systems with optical phase array technology. By using grating-based phase modulation and beam steering, the system achieves wide viewing angles (120° horizontal, 20° vertical) without mechanical moving parts, eliminating motor weight and associated power consumption while maintaining autonomous vehicle applicability.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution provides a lighter, cheaper, and more efficient LIDAR system with improved directionality and reduced noise, suitable for autonomous vehicles and unmanned aerial vehicles, capable of operating effectively across a wide temperature range without mechanical rotation.

Implementation Method 1

modulating a phase of the dispersed laser

Methodology Applied
Scientific EffectPhase modulation: Phase Modulation

Implementation Method 2

a structure formed by changing the height of an antenna element waveguide of a light output unit and having a plurality of diffraction gratings spaced apart from each other

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentUS20240077594A1Optical phase array antenna based on optical waveguide type with hybrid grating structure and lidar including the same
Publication Date: 2024.03.07 GWANGJU INST OF SCI & TECH
  • US20240077594A1 patent drawing
  • US20240077594A1 patent drawing
  • US20240077594A1 patent drawing

AI summary

Provided is an optical phase array antenna including a coupling unit for receiving light from a light source, a light distribution unit for distributing light propagated from the coupling unit to a plurality of optical paths, a phase modulation unit for modulating a phase of the light distributed from the light distribution unit, and a light output unit that outputs the light modulated by the phase modulation unit, and includes an antenna element waveguide extending at a predetermined length through which the light propagates, and a clad layer formed to surround the antenna element waveguide, in which the antenna element waveguide has a first recessed portion recessed downward with respect to an upper surface thereof, and the clad layer has a second recessed portion recessed downward with respect to an upper surface thereof at a position adjacent to the first recessed portion.