Hydroxypropyl Starch Capsules for Gelatin Replacement

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Solution Overview

Problem

Current plant-based starch capsules face challenges with poor stability and mechanical properties, failing to match gelatin capsules in performance, and have a short shelf life due to hygroscopicity, which has hindered their market adoption.

Innovation Solution

The development of hydroxypropyl starch-based capsules with a formulation of 80%~95% hydroxypropyl starch, 5%~15% water, and optional additives like adhesives, light-screening agents, colorants, aromatics, and flavoring agents, processed through a method involving gelation and stabilization at specific temperatures to enhance mechanical properties and stability, allowing for the production of capsules with properties comparable to gelatin capsules without the need for additional plasticizers or gel agents.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If starch is used as basic material for capsules, then the capsules are biodegradable and from renewable resources, but the capsules have poor mechanical properties and limited film-forming ability

Engineering Contradiction:
Improvebiodegradability and renewabilityVSAvoidmechanical properties and film-forming ability
Core Design Contradiction:
ReliabilityVSStrength

Solution Approach 1:

The patent applies parameter changes by modifying the chemical structure of starch through hydroxypropylation. This chemical modification changes the physical and mechanical properties of starch, enabling it to form films with sufficient strength and elasticity for capsule applications while maintaining biodegradability and renewability.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates a composite material system by combining hydroxypropyl starch with plasticizers and cross-linking agents. This composite approach enhances the mechanical properties and film-forming ability of starch while preserving its environmentally friendly characteristics.

Inventive Principle:
Principle #40Composite materials

2Reliability

If starch is used as basic material for capsules, then the capsules are biodegradable and from renewable resources, but the capsules have short shelf life due to hygroscopicity

Engineering Contradiction:
Improvebiodegradability and renewabilityVSAvoidshelf life
Core Design Contradiction:
ReliabilityVSDuration of action of stationary object

Solution Approach 1:

The hydroxypropylation modification changes the hygroscopic properties of starch by introducing hydrophobic propyl groups. This parameter change reduces water absorption, thereby extending shelf life while maintaining the biodegradable and renewable nature of the material.

Inventive Principle:
Principle #35Parameter changes

3Strength

If gelatin is used to produce capsules, then the capsules have good mechanical properties and film-forming ability, but the capsules have safety hazards for Islamic and Jewish believers and distrust due to BSE and Poison Capsule scandal

Engineering Contradiction:
Improvemechanical properties and film-forming abilityVSAvoidsafety hazards and religious restrictions
Core Design Contradiction:
StrengthVSObject-affected harmful factors

Solution Approach 1:

The patent replaces animal-derived gelatin with plant-based hydroxypropyl starch, creating a disposable capsule material that is safe for all religious groups and free from animal-source contamination risks, while maintaining adequate mechanical properties for capsule function.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

4Reliability

If HPMC is used to produce capsules, then the capsules have advantages over gelatin capsules, but the price is much higher than gelatin

Engineering Contradiction:
Improvecapsule quality and safetyVSAvoidcost
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent uses starch, an abundant and inexpensive natural polysaccharide, as the base material for capsules. Through hydroxypropylation modification, it achieves capsule quality comparable to HPMC but at a lower cost, making it economically viable for widespread use.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The hydroxypropyl starch capsules demonstrate improved mechanical properties, stability, and shelf life, matching the quality of gelatin capsules while eliminating the security risks associated with animal-derived gelatin, and allowing for reuse of process tailings to maintain viscosity, resulting in capsules with ideal friability, fast disintegration, and no leakage.

Implementation Method 1

processed through a method involving gelation and stabilization at specific temperatures

Methodology Applied
Scientific EffectGelation: Gel

Implementation Method 2

The manufacturing process of this type of hard capsule includes the following steps: immersing the die pin in the hot gelatin solution, removing the die pin from the gelatin solution, cooling to make the gelatin adhered to the die pin solidified, drying and releasing from the die pin the capsule shell so formed

Methodology Applied
Scientific EffectDrying: Desiccation

Data Source

PatentUS9693964B2Hydroxypropyl starch vacant capsules and a process for producing them
Publication Date: 2017.07.04 HUNAN ER KANG PHARMA
  • US9693964B2 patent drawing
  • US9693964B2 patent drawing

AI summary

This present invention discloses hydroxypropyl starch vacant capsules and a process for producing them, wherein said hydroxypropyl starch vacant capsules are made of hydroxypropyl starch and water and optional light-screening agent, colorant, aromatics, and flavoring agent through the processes of raw material mixup, gelatinization, stabilization, and capsule-forming. The hydroxypropyl starch capsules disclosed in this invention have such advantages as extensive source of raw material, high safety level, disintegrating property and friability over the products prepared through existing technologies.