Image Forming Apparatus Zero Trust Mode Job Storage Authentication

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Solution Overview

Problem

Conventional image forming apparatuses face challenges in balancing user convenience and defense against external threats, particularly when operating in a zero trust mode, where unsolicited jobs from unauthorized applications can lead to errors or rejection, impacting both security and user experience.

Innovation Solution

The apparatus implements a setting unit to permit only authorized applications, a job storing unit to hold jobs from unauthorized sources, and an authentication unit to permit printing by authenticated users, thereby ensuring secure and convenient operation by restricting network ports and requiring user authentication for printing.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If the ZT mode is executed to block network ports other than prescribed ports, then defense against external threats is improved, but user convenience deteriorates because jobs from unauthorized applications are rejected

Engineering Contradiction:
Improvedefense against external threatsVSAvoiduser convenience
Core Design Contradiction:
ReliabilityVSEase of operation

Solution Approach 1:

The system performs preliminary user authentication before rejecting jobs from unauthorized applications. The authentication unit verifies user credentials in advance, and the control unit stores jobs temporarily even from unauthorized applications, allowing authenticated users to retrieve and execute their jobs later. This preliminary authentication action resolves the contradiction by ensuring user convenience is maintained while security is preserved.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If jobs from unauthorized applications are immediately rejected to maintain security, then defense against external threats is improved, but user convenience deteriorates because legitimate users experience errors

Engineering Contradiction:
ImprovesecurityVSAvoidjob data loss
Core Design Contradiction:
ReliabilityVSLoss of information

Solution Approach 1:

The system provides beforehand cushioning by temporarily storing jobs from unauthorized applications in the job storage unit instead of immediately rejecting them. This cushioning mechanism prevents job data loss while maintaining security, as the control unit preserves the job data and allows authenticated users to retrieve and execute their jobs later, thus resolving the contradiction between security and preventing information loss.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

3Reliability

If all network ports are blocked except prescribed ports, then defense against external threats is improved, but adaptability deteriorates because users cannot submit jobs from various applications

Engineering Contradiction:
Improvedefense against external threatsVSAvoidapplication compatibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The system introduces an intermediary mechanism where the control unit acts as a mediator between unauthorized applications and the image forming apparatus. Even though network ports are blocked, the control unit receives and stores jobs from unauthorized applications through alternative means, then allows authenticated users to execute these jobs. This intermediary approach maintains defense against external threats while preserving application compatibility and user adaptability.

Inventive Principle:
Principle #24Intermediary (Mediator)

Data Source

PatentUS11683439B2Image forming apparatus capable of achieving both convenience of user and defense against external threats, control method for image forming apparatus, and storage medium
Publication Date: 2023.06.20 CANON KK
  • US11683439B2 patent drawing
  • US11683439B2 patent drawing
  • US11683439B2 patent drawing

AI summary

An image forming apparatus capable of achieving both convenience of a user and defense against external threats is provided. The image forming apparatus that transmits and receives data to and from a plurality of external apparatuses via a plurality of network ports includes a setting unit configured to set an application permitted to be used in a mode, which blocks the network ports other than a prescribed network port in response to a request from the outside, a job storing unit configured such that in a case that a job received from the external apparatus via one of the plurality of network ports is not a job of the application permitted to be used which is set by the setting unit, the received job is stored, an authentication unit configured to perform user authentication, and a print permitting unit configured such that in a case that the user authentication is performed by the authentication unit with respect to a user who generated the stored job, printing of the stored job by the authenticated user is permitted.