Incremental Document Classification for Unknown Classes and Privacy

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Solution Overview

Problem

Existing document classification systems face challenges in accurately identifying unknown classes, adapting to new class information over time, and maintaining privacy while handling sensitive documents across multiple data owners.

Innovation Solution

A document classification system utilizing Class Incremental Learning (CIL) to update classifiers without compromising accuracy, incorporating privacy-preserving training techniques, and enabling local training on diverse datasets to reduce data leakage.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If statistical ML techniques like TF-IDF are used to extract keywords for new classifier creation, then customization flexibility is improved, but classification accuracy deteriorates due to limitations of statistical ML algorithms

Engineering Contradiction:
Improvecustomization flexibilityVSAvoidclassification accuracy
Core Design Contradiction:
Adaptability or versatilityVSMeasurement precision

Solution Approach 1:

The system transitions from statistical ML parameters (TF-IDF weights) to deep learning parameters (neural network weights and activations), fundamentally changing the parameter representation to achieve both customization and high accuracy through the same classifier architecture

Inventive Principle:
Principle #35Parameter changes

2Measurement precision

If deep learning models with linear layers are used for class prediction, then model capacity is improved, but adaptability to new classes deteriorates as models cannot learn incrementally without retraining from ground up

Engineering Contradiction:
Improveclassification accuracyVSAvoidincremental learning capability
Core Design Contradiction:
Measurement precisionVSAdaptability or versatility

Solution Approach 1:

The system pre-computes and stores activation representations for each class during training, so that when new classes are introduced, the model can immediately compare new activations against stored class representations without requiring full retraining, enabling incremental learning while maintaining deep learning accuracy

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The classification process is segmented into feature extraction (shared across all classes) and class matching (comparing activations against stored class representations), allowing the model to add new classes by simply adding new class representations rather than retraining the entire model

Inventive Principle:
Principle #1Segmentation

3Measurement precision

If multiple data owners collaborate on training and fine-tuning processes, then model performance is improved, but data privacy deteriorates due to disclosure of sensitive information

Engineering Contradiction:
Improvemodel performanceVSAvoiddata leakage risk
Core Design Contradiction:
Measurement precisionVSObject-affected harmful factors

Solution Approach 1:

The system introduces trained model parameters and predicted probability outputs as intermediaries between data owners, allowing collaborative model improvement without direct access to each other's sensitive training data, thus maintaining privacy while achieving good performance

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The system extracts only the necessary information (trained parameters and probability outputs) from the training process, separating the collaborative learning benefit from the sensitive data, allowing data owners to participate in model improvement without exposing their raw data

Inventive Principle:
Principle #2Taking out (Extraction)

4Adaptability or versatility

If comprehensive frameworks with multiple classifiers are implemented, then classification coverage is improved, but system complexity deteriorates

Engineering Contradiction:
Improveclassification coverageVSAvoidsystem complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The system creates a universal classifier framework where a single classifier architecture can handle multiple classes through the activation-matching mechanism, eliminating the need for separate specialized classifiers for each class and reducing overall system complexity

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS20250390735A1Unknown class aware, privacy preserving, customizable and scalable sensitive document classification system
Publication Date: 2025.12.25 HUAWEI TECH CO LTD
  • US20250390735A1 patent drawing
  • US20250390735A1 patent drawing
  • US20250390735A1 patent drawing

AI summary

A method and processor for classifying documents are provided. Using a classification model with classifiers, items are classified into classes. The method includes acquiring a model for classification, creating a training dataset with items and class labels, and training a new classifier for an additional class not in the original set. This results in a modified model that includes both the original classifiers and the new classifier, allowing for classification into an expanded set of classes. The method involves generating a training dataset, training a new classifier, modifying the classification model, and determining a predicted class for items, including the new class.