InGaAsP Protection Layer for InP Butt-Joint Crystal Defects

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Solution Overview

Problem

The fabrication of optical integrated devices with ridge waveguide structure faces issues such as crystal defects and disconnection at the butt-joint (BJ) section due to mass transport of In atoms during the BJ regrowth process, leading to reduced device performance and yield.

Innovation Solution

The implementation of a BJ protection layer made of InGaAsP-based semiconductor material, which covers the butt-joint section and is etched with high selectivity for InP, preventing crystal defects and disconnection by overriding the BJ portion and maintaining optimal design of MQW layers.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If butt-joint regrowth is performed to connect optical waveguide layers, then optical coupling efficiency is improved, but crystal defects and disconnection occur at the BJ section due to mass transport of In atoms

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidcrystal defect rate
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

An InP-based protection layer is introduced as an intermediary between the waveguide layers during butt-joint regrowth. This protection layer prevents direct mass transport of In atoms across the joint section, eliminating crystal defects and disconnection while maintaining optical coupling efficiency. The protection layer acts as a barrier that mediates the regrowth process.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The device structure is segmented into distinct regions: waveguide layers, protection layer, and cladding layers. The protection layer is specifically positioned at the butt-joint section to isolate the regrowth process from the rest of the device, allowing controlled growth while preventing harmful mass transport effects.

Inventive Principle:
Principle #1Segmentation

2Strength

If mesa etching is stopped above the active layer to prevent damage, then active layer integrity is improved, but injected carrier spreads over the active layer causing increased loss current

Engineering Contradiction:
Improveactive layer integrityVSAvoidloss current
Core Design Contradiction:
StrengthVSLoss of energy

Solution Approach 1:

The protection layer is applied locally only at the butt-joint section where it is most needed to prevent mass transport, while the rest of the device maintains its original structure. This localized application allows carrier confinement to remain effective in the active layer regions while preventing defects at the joint.

Inventive Principle:
Principle #3Local quality

3Ease of manufacture

If InP cladding layer is removed to expose BJ section, then manufacturing access is improved, but crystal defects and disconnection become visible and affect device performance

Engineering Contradiction:
Improveaccess to BJ sectionVSAvoiddevice performance
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The protection layer is formed beforehand during the regrowth process to cushion against the harmful effects of mass transport and disconnection. This prior preparation ensures that when the cladding layer is later removed for manufacturing access, the underlying joint structure remains intact and free of defects.

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution effectively suppresses crystal defects and disconnection, enhancing the reliability and yield of device fabrication by ensuring minimal optical loss and efficient current injection, thereby improving the overall performance of the optical integrated device.

Implementation Method 1

a first protection layer is formed overriding the butt joint section between the first optical waveguide layer and the second optical waveguide layer... the first protection layer covers a portion or all of the butt joint section in the region in which the upper cladding layer is removed for forming a mesa structure

Methodology Applied
Scientific EffectSelective etching:

Data Source

PatentUS7711229B2Optical integrated device and manufacturing method thereof
Publication Date: 2010.05.04 LUMENTUMRADIANT GMBH
  • US7711229B2 patent drawing
  • US7711229B2 patent drawing
  • US7711229B2 patent drawing

AI summary

In the optical integrated devices with ridge waveguide structure based on the conventional technology, there occur such troubles as generation of a recess in a BJ section to easily cause a crystal defect due to the mass transport phenomenon of InP when a butt joint (BJ) is grown, lowering of reliability of the devices, and lowering in a yield in fabrication of devices. In the present invention, a protection layer made of InGaAsP is provided on the BJ section. The layer has high etching selectivity for the InP cladding layer and remains on the BJ section even after mesa etching.