Instant OCR During Document Upload for Mid-Stream Control

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Solution Overview

Problem

Existing document upload processes prevent users from making mid-stream adjustments, such as canceling or modifying the process, once it has been initiated, due to automated routines that continue until completion without user input.

Innovation Solution

Implementing instant optical character recognition (OCR) during the document upload process to automatically detect content and provide mid-stream adjustment options, allowing users to cancel or modify the upload based on risk assessments and user preferences.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If automated routines are used for document upload processing, then processing efficiency is improved, but user control and ability to make mid-stream adjustments deteriorates

Engineering Contradiction:
Improveprocessing efficiencyVSAvoiduser control
Core Design Contradiction:
ProductivityVSEase of operation

Solution Approach 1:

The system performs preliminary OCR scanning and risk assessment actions during the upload process before final completion. This allows the automated system to prepare processing steps in advance while still allowing user intervention to cancel or modify the process mid-stream, thus maintaining both efficiency and user control

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The upload process is designed to be dynamic rather than static, allowing the system to transition between automated processing and user-controlled states. The process can be paused, cancelled, or modified at various stages, making the automated routine flexible and adaptable to user needs while maintaining processing efficiency

Inventive Principle:
Principle #15Dynamics

2Loss of information

If instant OCR scanning is performed during upload, then user information and control are improved, but processing time and system complexity increases

Engineering Contradiction:
Improveuser informationVSAvoidprocessing time
Core Design Contradiction:
Loss of informationVSLoss of time

Solution Approach 1:

The system performs partial OCR scanning during the upload process rather than waiting for complete document receipt. This partial action provides users with information about document contents early in the process, allowing informed decisions about cancellation or modification without requiring complete processing of all documents first

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The instant OCR scanner acts as an intermediary component that bridges document upload and risk assessment. It provides intermediate information about document contents during the upload process, enabling users to make informed decisions without delaying the overall processing workflow

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If risk assessment is performed during upload process, then fraud prevention is improved, but system complexity and processing overhead increases

Engineering Contradiction:
Improvefraud preventionVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The risk assessment function is merged with the existing document upload process rather than being a separate post-processing step. The OCR scanning and risk assessment operations are combined into a single integrated workflow, allowing fraud prevention to occur during upload without requiring separate complex systems

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

Risk assessment is performed preliminarily during the upload process using instant OCR scanning of document contents. This preliminary risk assessment identifies potential fraud indicators early, allowing the system to flag suspicious documents before complete processing, thus improving fraud prevention without requiring complex post-upload analysis systems

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS20250274552A1Instant optical character recognition during upload process
Publication Date: 2025.08.28 CAPITAL ONE SERVICES LLC
  • US20250274552A1 patent drawing
  • US20250274552A1 patent drawing
  • US20250274552A1 patent drawing

AI summary

Systems for performing instant optical character recognition (OCR) of documents to be uploaded to a server process for allowing mid-stream adjustments during the document upload process are disclosed. A system may include a mobile device with a document upload application and a backend system to which a document is to be uploaded. The backend system may initiate the OCR process automatically upon receiving images of documents to be uploaded and provide options to the document upload application for managing the upload process based on the results of the OCR process.