Integrated Circuit Spectrometer With Microring Filter Arrays

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Solution Overview

Problem

Existing miniaturized spectrometers face challenges in achieving high performance due to the need for long optical paths and moving parts, which limit miniaturization and robustness, and suffer from trade-offs between resolution and bandwidth, making it difficult to scale up to broader spectral ranges.

Innovation Solution

An integrated circuit spectrometer using a photonic circuit with a filter array of microring resonators and detectors, coupled with an artificial neural network for spectrum reconstruction, allowing for high-resolution spectral analysis without the need for tuning or moving parts, and enabling broadband operation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If long optical paths are used to achieve high spectral resolution, then measurement precision is improved, but device volume increases and miniaturization is limited

Engineering Contradiction:
Improvespectral resolutionVSAvoiddevice volume
Core Design Contradiction:
Measurement precisionVSVolume of moving object

Solution Approach 1:

The optical path is segmented into multiple S-shaped sections that fold back on each other within a compact footprint. This segmentation allows the light to traverse a long effective optical path while maintaining a small device volume, resolving the contradiction between spectral resolution and miniaturization.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The optical path is extended by utilizing three-dimensional spatial arrangement with S-shaped folding patterns. Instead of a simple linear extension that would increase device volume, the path folds in multiple dimensions (up-down-left-right sequences) to achieve long optical path length within a compact two-dimensional footprint.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Adaptability or versatility

If movable mirrors are used to achieve optical path variation, then spectral analysis capability is improved, but device complexity increases and robustness to vibrations deteriorates

Engineering Contradiction:
Improvespectral analysis capabilityVSAvoidrobustness to vibrations
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

Movable mechanical mirrors are replaced with fixed waveguide structures that implement optical path variation through optical interference principles. The S-shaped waveguides create fixed but effective variable optical paths using phase modulation and interference, eliminating mechanical moving parts while maintaining spectral analysis capability and improving vibration robustness.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Adaptability or versatility

If arrayed waveguide gratings or planar concave gratings are used to increase bandwidth, then spectral range is improved, but device area increases due to trade-off between resolution and channel count

Engineering Contradiction:
Improvespectral rangeVSAvoiddevice area
Core Design Contradiction:
Adaptability or versatilityVSArea of stationary object

Solution Approach 1:

The system achieves broadband operation by dynamically tuning the resonance wavelengths of microring resonators rather than using fixed grating structures. By changing the operational parameters (resonance wavelengths) of the same compact filter array, the system can cover broad spectral ranges without increasing device area, overcoming the resolution-bandwidth trade-off inherent in grating-based systems.

Inventive Principle:
Principle #35Parameter changes

4Adaptability or versatility

If filter arrays with large free spectral range are used to scale up spectral range, then bandwidth is improved, but manufacturing difficulty increases due to fabrication restrictions

Engineering Contradiction:
Improvespectral rangeVSAvoidfabrication difficulty
Core Design Contradiction:
Adaptability or versatilityVSEase of manufacture

Solution Approach 1:

Instead of relying on large static free spectral ranges that are difficult to fabricate, the system uses dynamically tunable microring resonators. The resonance wavelengths can be adjusted through thermal, electrical, or optical tuning mechanisms, allowing the same compact filter array to achieve broad spectral coverage without requiring large FSR structures that are challenging to manufacture.

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The proposed solution enables miniaturized spectrometers with high resolution and robustness against vibrations, capable of broadband spectral analysis and efficient spectrum reconstruction, suitable for portable devices and miniaturized sensors.

Implementation Method 1

a filter array of microring resonators in optical communication with the optical input port, each microring resonator being characterized by a different series of resonance wavelengths

Methodology Applied
Scientific EffectOptical resonance: Resonance

Implementation Method 2

a plurality of detectors, each of which is associated with one of said microring resonators to detect photons from an output of the microring resonator

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentUS12422302B2Integrated circuit spectrometer
Publication Date: 2025.09.23 AGENCY FOR SCI TECH & RES
  • US12422302B2 patent drawing
  • US12422302B2 patent drawing
  • US12422302B2 patent drawing

AI summary

An integrated circuit spectrometer comprises a photonic circuit comprising: an optical input port for receiving light from a light source: and a filter array of filter elements, such as microring resonators, in optical communication with the optical input port. Each microring resonator is characterized by a different series of resonance wavelengths. If alternative filter elements are used, the filter elements may have different filter peaks to each other. The integrated circuit spectrometer also comprises a plurality of detectors, each of which is associated with one of said microring resonators to detect photons from an output of the microring resonator: and at least one processor configured to reconstruct, from signals received at the detectors, an input spectrum of the light received at the optical input port. The input spectrum may be reconstructed by an artificial neural network.