Intermediate Waveguide for Photonic Integrated Circuit Coupling

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Current photonic integrated circuits (PICs) face challenges in efficient optical coupling between materials with dissimilar refractive indices, particularly due to the need for precise alignment and the limitations of taper tip dimensions, which are cost-prohibitive and hinder scalable integration of active gain media with high-performance waveguides.

Innovation Solution

The implementation of a device and method using a common substrate with active and passive sub-layers, where an intermediate waveguide facilitates efficient mode transformation through butt-coupling and mode conversion, eliminating the need for narrow taper tips by using lithographic alignment marks for precise alignment.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Loss of energy

If taper structures are used to transfer optical modes between dissimilar materials, then optical coupling efficiency is improved, but manufacturing complexity and cost increase due to prohibitively narrow taper tip dimensions

Engineering Contradiction:
Improveoptical coupling lossVSAvoidtaper structure complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The patent introduces an intermediate waveguide layer with refractive index between the high-index active material and low-index passive waveguide. This intermediate layer acts as a mediator that gradually transitions the optical mode from the active to passive waveguide, avoiding the need for extremely narrow taper tips while maintaining efficient optical coupling.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the refractive index parameter by introducing an intermediate material layer, and modifies the geometric parameters of the waveguide structure to achieve mode matching. This allows efficient optical coupling without requiring prohibitively small taper dimensions, thus reducing manufacturing complexity.

Inventive Principle:
Principle #35Parameter changes

2Loss of energy

If precise alignment is required for optical coupling between dissimilar materials, then optical coupling efficiency is improved, but manufacturing precision requirements increase and scaling is limited

Engineering Contradiction:
Improveoptical coupling lossVSAvoidalignment precision
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The intermediate waveguide layer provides a larger interaction area and more tolerant coupling interface, reducing the sensitivity to alignment errors. This mediator structure allows for relaxed alignment precision requirements while maintaining efficient optical coupling, enabling better scaling and manufacturing.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Productivity

If narrow taper tips are used to achieve mode matching, then optical power transfer efficiency is improved, but fabrication complexity and cost become prohibitive

Engineering Contradiction:
Improveoptical power transfer efficiencyVSAvoidfabrication ease
Core Design Contradiction:
ProductivityVSEase of manufacture

Solution Approach 1:

The intermediate waveguide layer with intermediate refractive index serves as a mediator that enables gradual mode transformation over a longer interaction length. This eliminates the need for extremely narrow taper tips that are difficult and expensive to fabricate, while maintaining high optical power transfer efficiency through the extended coupling region.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Temperature

If high refractive index materials are used for active devices, then optical confinement and gain are improved, but coupling to low refractive index passive waveguides becomes difficult

Engineering Contradiction:
Improveoptical confinementVSAvoidcoupling loss
Core Design Contradiction:
TemperatureVSLoss of energy

Solution Approach 1:

The intermediate waveguide layer with refractive index between the high-index active material and low-index passive waveguide acts as a mediator that enables gradual mode transformation. This intermediate structure maintains the optical confinement benefits of high-index materials while facilitating efficient coupling to low-index passive waveguides through the refractive index transition layer.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables efficient optical coupling between high-refractive index active devices and low-refractive index passive waveguides, allowing for scalable integration and improved power handling, bandwidth, and reduced optical losses across a wide wavelength range.

Implementation Method 1

efficient optical coupling between high-refractive index active devices and low-refractive index passive waveguides

Methodology Applied
Scientific EffectEvanescent field coupling:

Implementation Method 2

intermediate waveguide facilitates efficient mode transformation through butt-coupling and mode conversion

Methodology Applied
Scientific EffectOptical mode transformation:

Data Source

PatentUS11480734B2Active-passive photonic integrated circuit platform
Publication Date: 2022.10.25 NEXUS PHOTONICS INC
  • US11480734B2 patent drawing
  • US11480734B2 patent drawing
  • US11480734B2 patent drawing

AI summary

A device providing efficient transformation between an initial optical mode and a second optical mode includes first, second and third elements fabricated on a common substrate. The first element includes first and second active sub-layers supporting initial and final optical modes with efficient mode transformation therebetween. The second element includes a passive waveguide structure supporting a second optical mode. The third element, at least partly butt-coupled to the first element, includes an intermediate waveguide structure supporting an intermediate optical mode. If the final optical mode differs from the second optical mode by more than a predetermined amount, a tapered waveguide structure in the second or third elements facilitates efficient transformation between the intermediate optical mode and the second optical mode. Precise alignment of sub-elements formed in one of the elements, relative to sub-elements formed in another one of the elements, is defined using lithographic alignment marks.