Inverse Taper Waveguides for Low-Loss Mode Conversion

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Solution Overview

Problem

Current mode converters face challenges in efficiently coupling light into and out of silicon-based photonic devices due to the small mode size of silicon waveguides, leading to high coupling losses, and existing methods for creating small silicon waveguide tips are complex and non-controllable.

Innovation Solution

A mode converter and fabrication method utilizing thermal oxidation to create silicon inverse taper waveguides with a small tip, where a hard mask protects the top surface while the sidewalls are exposed for oxidation, allowing for efficient mode conversion between small and large mode sizes while reducing coupling losses.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If vertical tapering or knife-edge tapering is used to create a silicon waveguide with a small tip, then the mode size can be reduced, but the fabrication process becomes complicated and non-controllable

Engineering Contradiction:
Improvetip width controlVSAvoidfabrication process complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent changes the fabrication approach from mechanical tapering methods to thermal oxidation process control. By controlling oxidation time and conditions, the tip width is precisely defined by the oxidation process parameters rather than complex mechanical tapering, achieving both precision and process simplicity

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces mechanical tapering methods (vertical or knife-edge) with a thermal oxidation process. This substitution eliminates the need for complex mechanical fabrication steps while achieving precise tip width control through controlled chemical oxidation

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Ease of manufacture

If the silicon waveguide tip is exposed during fabrication, then the mode conversion can be achieved, but the tip becomes susceptible to contamination and surface roughness increases

Engineering Contradiction:
Improvefabrication accessibilityVSAvoidtip contamination
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The patent applies a protective layer to the silicon waveguide surface before the oxidation process. This preliminary protective action prevents contamination during fabrication while allowing the oxidation process to proceed effectively on the exposed tip regions

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent converts the potentially harmful exposure of the tip during fabrication into a beneficial controlled oxidation process. By controlling the oxidation conditions and using protective layers strategically, the exposed surfaces are transformed from contamination-prone areas into precisely controlled feature definition zones

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

3Adaptability or versatility

If adiabatic tapering is used to convert optical mode between small and large mode sizes, then mode conversion is achieved, but coupling losses increase

Engineering Contradiction:
Improvemode conversion capabilityVSAvoidcoupling loss
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The patent applies different structural characteristics to different regions of the waveguide. The tip region has specific dimensional characteristics optimized for mode conversion, while the bulk regions maintain standard waveguide properties. This local optimization enables efficient mode conversion with reduced coupling losses

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent utilizes three-dimensional structural features including vertical sidewalls and controlled oxidation depths to achieve mode conversion. By exploiting the vertical dimension through controlled oxidation and sidewall formation, the patent achieves more efficient mode matching than planar approaches

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method effectively reduces coupling losses by protecting the silicon inverse taper waveguide tip from contamination and improving surface roughness, enabling smooth optical mode transfer with reduced propagation losses.

Implementation Method 1

oxidizing the silicon waveguide and the hard mask, wherein oxidizing the silicon waveguide and the hard mask encloses the silicon waveguide within the silicon dioxide layer

Methodology Applied
Scientific EffectThermal oxidation: Oxidation

Implementation Method 2

a silicon waveguide comprising a first adiabatic tapering

Methodology Applied
Scientific EffectAdiabatic tapering:

Data Source

PatentEP3149523B1Inverse taper waveguides for low-loss mode converters
Publication Date: 2025.03.26 HUAWEI TECH CO LTD
  • EP3149523B1 patent drawingFigure 1
  • EP3149523B1 patent drawingFigure 2
  • EP3149523B1 patent drawingFigure 3

AI summary

An apparatus comprises a substrate comprising a silicon dioxide (SiO2) material disposed on top of the substrate, a silicon waveguide comprising a first adiabatic tapering and enclosed in the silicon dioxide material, and a low-index waveguide disposed on top of the substrate and adjacent to the first adiabatic tapering. A mode converter fabrication method comprises obtaining a mode converter comprising a substrate, a silicon waveguide disposed on the substrate and comprising a sidewall and a first adiabatic tapering, and a hard mask disposed on the silicon waveguide and comprising a silicon dioxide (SiO2) layer, wherein the hard mask does not cover the sidewall, and oxidizing the silicon waveguide and the hard mask, wherein oxidizing the silicon waveguide and the hard mask encloses the silicon waveguide within the silicon dioxide layer.