Ultracompact IR Spectrometer Using Permittivity Gradient Plasmonics

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Solution Overview

Problem

Conventional IR spectroscopy systems are bulky, expensive, and require mechanical motion, making them unsuitable for portable and low-cost applications, while on-chip configurations either have a large footprint or limited resolution.

Innovation Solution

Integration of gradient permittivity materials (GPMs) and near-field detector arrays on a chip, utilizing metal-semiconductor plasmon resonance and shadow mask molecular beam epitaxy (MBE) to create ultracompact spectrometers (UCSs) that eliminate complex optical elements and shrink dimensions to the nanoscale.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional IR spectroscopy systems are used, then spectral analysis capability is achieved, but device size becomes bulky and requires mechanical motion

Engineering Contradiction:
Improvespectral analysis capabilityVSAvoiddevice size
Core Design Contradiction:
Measurement precisionVSVolume of moving object

Solution Approach 1:

The patent replaces mechanical optical elements (prisms, diffraction gratings, moving mirrors) with a static metal-semiconductor plasmon resonance structure. The dispersion function is achieved through the permittivity gradient in the semiconductor substrate that guides different wavelengths to different positions without requiring mechanical motion or complex optical components.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the fundamental operating parameter from mechanical/optical dispersion to plasmon resonance dispersion. By utilizing the frequency-dependent permittivity of the semiconductor substrate and tuning the plasmon resonance conditions, the system achieves spectral separation through electromagnetic parameter variations rather than mechanical movement.

Inventive Principle:
Principle #35Parameter changes

2Volume of moving object

If on-chip spectrometer configurations are used, then device size is reduced, but footprint area remains large

Engineering Contradiction:
Improvedevice sizeVSAvoidfootprint area
Core Design Contradiction:
Volume of moving objectVSArea of stationary object

Solution Approach 1:

The patent transitions from planar 2D on-chip configurations to a 3D vertical structure. The metal scattering structures extend vertically above the semiconductor substrate, creating a three-dimensional plasmon resonance cavity that achieves spectral dispersion in the vertical dimension rather than requiring large horizontal footprint area.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Volume of moving object

If on-chip spectrometer configurations are used, then device size is reduced, but spectral resolution becomes limited

Engineering Contradiction:
Improvedevice sizeVSAvoidspectral resolution
Core Design Contradiction:
Volume of moving objectVSMeasurement precision

Solution Approach 1:

The patent employs a composite metal-semiconductor structure where metal scattering elements are integrated with a semiconductor substrate having a specific permittivity gradient. This composite structure enables strong plasmon resonance coupling that enhances the interaction between light and matter, improving spectral resolution through increased signal intensity and sharper resonance features.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The patent optimizes spectral resolution by precisely controlling the permittivity gradient parameters in the semiconductor substrate and the geometric parameters of the metal scattering structures. By tuning these parameters, the plasmon resonance peaks become sharper and more distinct, enabling higher spectral resolution in the compact device.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The UCSs achieve efficient light dispersion and spectral mapping at the nanoscale, enabling low-cost, portable devices suitable for applications like toxic gas sensing, environmental monitoring, and hyperspectral imaging, with improved signal detection and spectral resolution.

Implementation Method 1

utilizing metal-semiconductor plasmon resonance

Methodology Applied
Scientific EffectSurface plasmon resonance: Resonance

Implementation Method 2

The substrate includes a region having a permittivity gradient

Methodology Applied
Scientific EffectPermittivity gradient: Dielectric Permittivity

Implementation Method 3

shadow mask molecular beam epitaxy

Methodology Applied
Scientific EffectMolecular beam epitaxy: Epitaxy

Implementation Method 4

shadow mask molecular beam epitaxy

Methodology Applied
Scientific EffectShadow mask effect: Shadow

Implementation Method 5

a detector, a plurality of graphene strips arranged directly on the first dielectric spacer

Methodology Applied
Scientific EffectPhotoelectric effect: Photoelectric Effect

Data Source

PatentUS20260029343A1Ultracompact spectrometers for infrared wavelengths
Publication Date: 2026.01.29 UNIVERSITY OF DELAWARE
  • US20260029343A1 patent drawing
  • US20260029343A1 patent drawing
  • US20260029343A1 patent drawing

AI summary

A surface plasmon resonance spectrometer includes a substrate, a first dielectric spacer, a detector, a second dielectric spacer, and a plurality of metal scattering structures. The substrate includes a region having a permittivity gradient. The first dielectric spacer is positioned on the substrate at a location corresponding to the region having the permittivity gradient. The detector is positioned over the region having the permittivity gradient with the first dielectric spacer therebetween. The second dielectric spacer is positioned on the detector opposite the first dielectric spacer. The plurality of metal scattering structures are positioned on the second dielectric spacer opposite the detector.