2-Acetoxyalkanoic Ester Synthesis via Lactide Intermediary

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Solution Overview

Problem

Current synthetic routes from lactic acid to methyl 2-acetoxypropionate (MAP) suffer from low conversions and high production of unwanted by-products due to the presence of water, which is difficult to remove and leads to hydrolysis and oligomerization, resulting in diminished yields and selectivity.

Innovation Solution

A process involving heating a mixture of 3,6-dialkyl-1,4-dioxane-2,5-dione with an excess of acetate ester and an alkanol or phenol under superatmospheric pressure and in the presence of a transesterification catalyst, converting the dione to a 2-acetoxyalkanoic acid ester with high yields and selectivity, while minimizing water content and using polylactic acid with controlled water and carboxyl group concentrations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If water is removed from lactic acid to prevent hydrolysis and improve yield, then reaction selectivity improves, but oligomerization increases and processing difficulty worsens

Engineering Contradiction:
Improvereaction selectivityVSAvoidprocessing difficulty
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The patent uses lactide as an intermediary compound. Lactic acid is first converted to lactide (which can be produced in substantially anhydrous form), and then lactide serves as the actual starting material for MAP synthesis. This intermediary step allows the process to avoid the water content problems of direct lactic acid while maintaining feasibility.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the physical and chemical parameters of the starting material by using lactide instead of lactic acid. Lactide can be produced in substantially anhydrous form, fundamentally changing the water content parameter from the problematic levels in lactic acid to near-zero levels, thereby preventing hydrolysis without causing oligomerization issues.

Inventive Principle:
Principle #35Parameter changes

2Device complexity

If conventional routes from lactic acid to MAP are used, then the process is simple, but conversion is low and by-product formation is high

Engineering Contradiction:
Improveprocess simplicityVSAvoidconversion efficiency
Core Design Contradiction:
Device complexityVSProductivity

Solution Approach 1:

The patent performs preliminary conversion of lactic acid to lactide before the main MAP synthesis reaction. This preliminary action creates a more suitable starting material (anhydrous lactide) that enables high conversion and selectivity in the subsequent reaction, overcoming the limitations of direct lactic acid conversion.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

Lactide serves as an intermediary that bridges the gap between readily available lactic acid and the desired MAP product. This intermediary enables a two-step process that achieves high productivity by avoiding the low conversion and high by-product formation problems of direct one-step routes.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Ease of operation

If water is present in the reaction system, then the process is easier to operate, but hydrolysis occurs and yield decreases

Engineering Contradiction:
Improveoperational easeVSAvoidproduct yield
Core Design Contradiction:
Ease of operationVSManufacturing precision

Solution Approach 1:

The patent fundamentally changes the water content parameter by using lactide as the starting material instead of lactic acid. Lactide can be produced in substantially anhydrous form, changing the system from water-containing to water-free, thereby preventing hydrolysis while maintaining ease of operation through the use of readily available lactide.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This process achieves high yields and selectivity to the desired 2-acetoxyalkanoic acid ester, with selectivity of 40% or higher and yield of 60% or more, effectively overcoming the limitations of prior art by reducing by-product formation and maintaining high reaction efficiency.

Implementation Method 1

heating a mixture of 3,6-dialkyl-1,4-dioxane-2,5-dione with an excess of acetate ester having the structure to a temperature of at least 150°C under superatmospheric pressure in the presence of at least 0.1 mole per mole of the 3,6-dialkyl-1,4-dioxane-2,5-dione of an alkanol or phenol

Methodology Applied
Scientific EffectTransesterification: Chemical Bonding

Implementation Method 2

heating a mixture of 3,6-dialkyl-1,4-dioxane-2,5-dione with an excess of acetate ester having the structure to a temperature of at least 150°C

Methodology Applied
Scientific EffectHeating: Heating

Implementation Method 3

heating a mixture of 3,6-dialkyl-1,4-dioxane-2,5-dione with an excess of acetate ester having the structure to a temperature of at least 150°C under superatmospheric pressure

Methodology Applied
Scientific EffectPressure increase: Pressure Increase

Data Source

PatentEP3333148B1Process for making a 2-acetoxyalkanoic ester
Publication Date: 2020.10.14 NATUREWORKS LLC
  • EP3333148B1 patent drawing
  • EP3333148B1 patent drawing
  • EP3333148B1 patent drawing

AI summary

2-Acetoxyalkanoic acid esters are made in a reaction of a poly(α-hydroxyalkanoic acid), an acetate ester and an alcohol or phenol in the presence of a transesterification catalyst. Unlike previous methods for making 2-acetoxyalkanoic acid esters, this process proceeds in high yield and high selectivity to the desired product.