Laser-Modified Diffractive Tracks in Polymer Substrates for Document Security

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Solution Overview

Problem

Current security features on polymer and plastic substrates for documents are prone to detachment, wear, and counterfeiting, as they are typically surface-applied and lack robust integration with the substrate, making them vulnerable to degradation and intentional removal for counterfeit purposes.

Innovation Solution

Incorporating an ordered two-dimensional array of discrete laser-modified tracks within the polymer substrate, generated by a beam-shaped laser, which diffract light to form observable shapes or colors, providing a secure and integral security feature that is less susceptible to detachment or wear.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If security features are applied or adhered to the polymer substrate surface, then the security features can be easily implemented, but they are prone to detachment, wear, and intentional removal

Engineering Contradiction:
Improveease of implementationVSAvoidresistance to detachment and wear
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent merges the security feature with the polymer substrate by embedding diffractive optical elements (DOEs) directly into the substrate material during manufacturing. This integration ensures that the security feature becomes an intrinsic part of the substrate, eliminating detachment and wear issues associated with surface-applied features while maintaining ease of manufacture through a unified production process.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent embeds diffractive optical elements within the polymer substrate, creating a nested structure where the security feature is contained inside the substrate matrix. This nesting approach provides robust integration while allowing the substrate to protect the embedded features from external damage and removal attempts.

Inventive Principle:
Principle #7Nested doll (Nesting)

2Reliability

If security features are integrated into the polymer substrate, then resistance to detachment and wear is improved, but the manufacturing complexity increases

Engineering Contradiction:
Improveresistance to detachment and wearVSAvoidmanufacturing complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent employs a single manufacturing process that simultaneously creates both the polymer substrate and the embedded diffractive optical elements. This multi-functional approach integrates substrate formation and security feature embedding into one operation, reducing manufacturing complexity despite the advanced integration requirements.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent utilizes laser-induced modifications to change the refractive index parameters of specific regions within the polymer substrate, creating embedded diffractive structures. This parameter-based approach allows for precise control of optical properties without adding complex mechanical or chemical manufacturing steps.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If conventional surface-applied security features are used, then manufacturing is simpler, but the features are more susceptible to counterfeiting through removal and re-attachment

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidvulnerability to counterfeiting
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

By merging the security feature with the substrate through direct embedding of diffractive optical elements, the patent creates a unified structure that cannot be separated or transferred. This eliminates the counterfeiting risk of feature removal and re-attachment while maintaining manufacturing simplicity through an integrated production process.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent incorporates anti-counterfeiting measures directly into the substrate manufacturing process by embedding unique diffractive patterns that are inherently difficult to replicate. This preliminary anti-action prevents counterfeiting attempts before they can occur, as the embedded features cannot be removed or transferred to counterfeit substrates.

Inventive Principle:
Principle #9Preliminary anti-action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The laser-modified tracks enhance the security of documents by creating robust, integrated optical effects that are difficult to replicate, thereby improving the authenticity verification and durability of polymer-based security documents.

Implementation Method 1

generated by a beam-shaped laser with incident laser light distributed along a laser beam longitudinal axis extending through the substrate sheet

Methodology Applied
Scientific EffectLaser heating: Laser

Implementation Method 2

each laser-modified track comprising an elongate volume of modified substrate material

Methodology Applied
Scientific EffectMelting: Melting

Implementation Method 3

wherein for each two-dimensional ordered array the laser-modified tracks collectively diffract light impinging on the substrate sheet to form an observable shape, image, or region of colour

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentUS11884091B2Diffractive structures within polymer substrates, their manufacture and use
Publication Date: 2024.01.30 BANK OF CANADA
  • US11884091B2 patent drawing
  • US11884091B2 patent drawing
  • US11884091B2 patent drawing

AI summary

Disclosed are optical devices suitable as security devices for document authentication, which comprise at least one two-dimensional array of elongate laser-modified tracks extending within a document substrate that have a distinct optical refractive index compared to the unmodified substrate, which can exhibit excellent diffractive effects. Also disclosed are the use of such devices for document authentication and methods for their production.