Latent Concept Analysis in NLP Models

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Solution Overview

Problem

Researchers primarily focus on pre-defined concepts in deep neural networks for Natural Language Processing, ignoring latent concepts which leads to a narrow view of the model and introduces human bias, resulting in potentially misleading interpretations.

Innovation Solution

A method is developed to identify latent concepts in NLP models by constructing a dataset through agglomerative hierarchical clustering, defining a hierarchical concept tag-set, annotating clusters, and using a logistic regression classifier, allowing for the discovery of meaningful clusters and their relationships.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If researchers rely on pre-defined linguistic concepts to interpret NLP models, then the interpretation process is simplified and follows established frameworks, but the view of the model becomes narrow and human bias is introduced

Engineering Contradiction:
Improveinterpretation processVSAvoidlatent concepts
Core Design Contradiction:
Ease of operationVSLoss of information

Solution Approach 1:

The patent extracts latent concepts from NLP models by clustering hidden layer activations without relying on pre-defined linguistic concepts. This extraction process isolates the actual concepts the model has learned, separating them from human-defined categories, thereby revealing information that would otherwise be lost.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

Instead of starting with pre-defined concepts and checking if the model learns them, the patent inverts the approach by first examining what concepts the model actually learns through clustering, then comparing these discovered concepts against pre-defined categories. This inversion prevents bias from shaping the interpretation from the outset.

Inventive Principle:
Principle #13The other way round (Inversion)

2Reliability

If researchers focus only on pre-defined concepts, then the study framework is well-established and comparable across studies, but latent concepts within the model are ignored

Engineering Contradiction:
Improveinterpretation frameworkVSAvoidlatent concepts
Core Design Contradiction:
ReliabilityVSLoss of information

Solution Approach 1:

The patent performs preliminary clustering analysis on model activations before comparing results to pre-defined concepts. This preliminary action discovers the actual concepts the model has learned, ensuring that the established framework is applied to the model's true conceptual structure rather than forcing pre-defined categories onto the model's actual behavior.

Inventive Principle:
Principle #10Preliminary action

3Measurement precision

If pre-defined concepts are used for probing model knowledge, then the interpretation aligns with human linguistic understanding, but human bias is introduced leading to misleading interpretations

Engineering Contradiction:
Improvelinguistic knowledge measurementVSAvoidhuman bias
Core Design Contradiction:
Measurement precisionVSObject-generated harmful factors

Solution Approach 1:

The patent introduces clustering algorithms as an intermediary between model activations and conceptual interpretation. This intermediary objectively groups activations based on their actual relationships in the model's representation space, eliminating human bias from the initial concept identification while maintaining interpretability through subsequent analysis of the discovered clusters.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Ease of operation

If a narrow view of the model is created by ignoring latent concepts, then the interpretation process remains simple and focused, but comprehensive understanding of the model is lost

Engineering Contradiction:
Improveinterpretation processVSAvoidmodel understanding
Core Design Contradiction:
Ease of operationVSLoss of information

Solution Approach 1:

The patent segments the model's conceptual space by clustering hidden layer activations into distinct groups. This segmentation reveals the actual conceptual structure the model has learned, allowing researchers to understand the model's true knowledge organization without oversimplifying or losing important latent concepts.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS20230325426A1Latent concept analysis method
Publication Date: 2023.10.12 HAMAD BIN KHALIFA UNIVERSITY
  • US20230325426A1 patent drawing
  • US20230325426A1 patent drawing

AI summary

A method of constructing a dataset for identifying a plurality of latent concepts in a Natural Language Processing model is provided. The method includes executing a clustering process on a first dataset, preparing a second dataset, defining a hierarchical concept tag-set from the second dataset, and annotating the hierarchical concept tag-set.