Lateral BJT Integration on SOI Substrates for CMOS-Compatible Photonics

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Solution Overview

Problem

Conventional bipolar junction transistor (BJT) fabrication processes are not compatible with CMOS technologies, leading to higher costs and larger layout areas, making it challenging to integrate CMOS-compatible BJTs with photonic components on a common substrate for high-frequency applications.

Innovation Solution

A lateral BJT design is employed, compatible with CMOS manufacturing processes, using a gate-first or gate-last process flow, and integrated with dielectric waveguides and laser diodes on a semiconductor-on-insulator (SOI) substrate, allowing for the formation of photonic devices like laser diodes edge-coupled to dielectric waveguides.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional BJT fabrication processes are used, then high-frequency RF characteristics are improved, but manufacturing cost increases and layout area expands

Engineering Contradiction:
ImproveRF characteristicsVSAvoidmanufacturing cost
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent transitions from conventional vertical BJT architecture to a lateral BJT design where the emitter, base, and collector are arranged horizontally rather than vertically stacked. This dimensional change allows the BJT to be fabricated using standard CMOS planar processing techniques, significantly reducing manufacturing cost while maintaining compatibility with existing semiconductor fabrication infrastructure.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The lateral BJT design enables a single fabrication process to produce both photonic components (laser diodes, waveguides) and electronic components (BJTs, CMOS circuits) on the same SOI substrate. This multi-functional approach eliminates the need for separate fabrication lines and reduces overall manufacturing complexity and cost.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Reliability

If conventional BJT design is used, then RF performance is improved, but layout area increases

Engineering Contradiction:
ImproveRF performanceVSAvoidlayout area
Core Design Contradiction:
ReliabilityVSArea of moving object

Solution Approach 1:

By arranging the emitter, base, and collector regions laterally in a planar configuration rather than stacking them vertically, the patent achieves high-frequency RF performance with a compact footprint. The lateral geometry allows for optimized current flow paths and reduced parasitic effects while occupying minimal layout area on the substrate.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Ease of manufacture

If lateral BJT design is used, then CMOS compatibility is improved, but manufacturing process complexity increases

Engineering Contradiction:
ImproveCMOS compatibilityVSAvoidmanufacturing process complexity
Core Design Contradiction:
Ease of manufactureVSDevice complexity

Solution Approach 1:

The patent combines the fabrication processes for photonic devices and lateral BJTs into a unified manufacturing flow. By integrating the formation of dielectric waveguides, laser diodes, and lateral BJTs into a single process sequence on the SOI substrate, the overall manufacturing complexity is managed through process consolidation rather than multiplication.

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach enables the cost-effective integration of high-performance BJTs with photonic components on a common substrate, enhancing RF characteristics and reducing manufacturing costs while maintaining compatibility with CMOS technologies.

Implementation Method 1

After sequentially epitaxially depositing a compound semiconductor seed layer on the exposed portion of the bottom surface of the first trench and a compound semiconductor buffer layer on the compound semiconductor seed layer

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Data Source

PatentUS9742147B2Monolithic integrated photonics with lateral bipolar and BiCMOS
Publication Date: 2017.08.22 INTERNATIONAL BUSINESS MACHINE CORPORATION
  • US9742147B2 patent drawing
  • US9742147B2 patent drawing
  • US9742147B2 patent drawing

AI summary

After forming a first trench extending through a top semiconductor layer and a buried insulator layer and into a handle substrate of a semiconductor-on-insulator (SOI) substrate, a dielectric waveguide material stack including a lower dielectric cladding layer, a core layer and an upper dielectric cladding layer is formed within the first trench. Next, at least one lateral bipolar junction transistor (BJT), which can be a PNP BJT, an NPN BJT or a pair of complementary PNP BJT and NPN BJT, is formed in a remaining portion of the top semiconductor layer. After forming a second trench extending through the dielectric waveguide material stack to re-expose a portion of a bottom surface of the first trench, a laser diode is formed in the second trench.