GaN LED Light Extraction via Patterned Substrate Lift-Off

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Solution Overview

Problem

GaN-based LEDs fabricated on sapphire substrates face issues with heat dissipation, reduced light extraction efficiency due to total internal reflection, and complex chip separation processes, leading to decreased luminance and yield.

Innovation Solution

A method involving pattern formation on the substrate surface, followed by a lift-off process to create a light emitting structure with embedded patterns, enhancing light extraction efficiency by preventing total internal reflection and simplifying chip separation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Strength

If sapphire substrate is used for LED fabrication, then mechanical strength and chemical stability are improved, but thermal conductivity deteriorates causing heat accumulation

Engineering Contradiction:
Improvemechanical strengthVSAvoidheat dissipation
Core Design Contradiction:
StrengthVSTemperature

Solution Approach 1:

The patent extracts the light-emitting active layer from the sapphire substrate using a lift-off process, separating the functional LED structure from the problematic substrate that causes heat accumulation and facet mismatch, while retaining the benefits of sapphire during the growth phase

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent introduces a patterned metal layer as an intermediary between the sapphire substrate and the active layer, serving as both a growth template and a heat dissipation pathway, mediating between the substrate's mechanical stability and the active layer's thermal management needs

Inventive Principle:
Principle #24Intermediary (Mediator)

2Ease of manufacture

If planar substrate surface is used, then fabrication process is simplified, but light extraction efficiency deteriorates due to total internal reflection

Engineering Contradiction:
Improvefabrication simplicityVSAvoidlight extraction efficiency
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent applies curved pattern structures (circles, ellipses, or irregular curves) to the substrate surface instead of flat planes, creating varying surface normals that redirect light at different angles to escape total internal reflection while maintaining manufacturability through standard photolithography patterning

Inventive Principle:
Principle #14Spheroidality (Curvature)

Solution Approach 2:

The patent modifies only the local surface quality at the substrate level where patterns are formed, while keeping the bulk substrate material and overall device structure simple, achieving enhanced light extraction without complicating the entire fabrication process

Inventive Principle:
Principle #3Local quality

3Device complexity

If electrodes are formed in the same direction on LED surface, then process steps are reduced, but light emitting area is reduced due to electrode coverage

Engineering Contradiction:
Improveprocess stepsVSAvoidlight emitting area
Core Design Contradiction:
Device complexityVSArea of stationary object

Solution Approach 1:

The patent moves one electrode formation to the substrate level before the lift-off process, forming electrode patterns in the plane of the substrate rather than on top of the active layer, thereby separating electrode placement from light emission space and enabling both electrodes to be formed with minimal process steps while preserving maximum light emitting area

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

4Stability of the object's composition

If sapphire substrate is used for wafer processing, then initial growth is stable, but yield rate deteriorates due to facet mismatch during lapping and polishing

Engineering Contradiction:
Improvegrowth stabilityVSAvoidfacet mismatch
Core Design Contradiction:
Stability of the object's compositionVSManufacturing precision

Solution Approach 1:

The patent extracts the active layer from the sapphire substrate through lift-off before the lapping and polishing steps, eliminating the facet mismatch problem between sapphire and GaN that occurs during mechanical processing, while still utilizing sapphire's growth stability during the epitaxial growth phase

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent performs the lift-off operation as a preliminary action before wafer-level mechanical processing, preparing the structure in advance to avoid subsequent facet mismatch issues during lapping and polishing, thereby protecting the yield rate while maintaining growth stability benefits

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The method improves light extraction efficiency and reduces manufacturing complexity by embedding patterns on the substrate surface, allowing for better light emission and easier chip separation, thereby enhancing the quality and yield of LEDs.

Implementation Method 1

if the light emitted from an active layer 153 of the nitride compound LED of the prior art travels toward a transparent electrode 155 at an angle larger than the critical angle, it is totally reflected and confined within the device

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Implementation Method 2

light traveling between two media each having a different refractive index experiences reflection and transmission at an interface

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS8709835B2Method for manufacturing light emitting diodes
Publication Date: 2014.04.29 SUZHOU LEKIN SEMICON CO LTD
  • US8709835B2 patent drawing
  • US8709835B2 patent drawing
  • US8709835B2 patent drawing

AI summary

A method for manufacturing the LEDs is disclosed, whereby the light extraction efficiency of the device can be enhanced by forming patterns on a top surface of a substrate, a light emitting structure is formed on the top surface of the substrate formed with the patterns, the substrate is removed from the light emitting structure, and patterns corresponding to those formed on top surface of the substrate are formed on the surface of the light emitting structure.