Stabilized Levulinic Ester Ketal Plasticizers

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Solution Overview

Problem

Current methods for synthesizing alkyl ketal ester plasticizers from renewable feedstocks face challenges such as instability, impurities, and the need for rigorous water removal, leading to high production costs and limited structural variation in chemical building blocks for surfactants, plasticizers, and polymers.

Innovation Solution

Development of alkyl ketal ester plasticizers with a molecular weight greater than 300, stabilized by the inclusion of antioxidants, UV stabilizers, or thermal stabilizers, and synthesized using specific reaction conditions to enhance stability and purity, allowing for the production of chemically and thermally stable compounds with multiple functionalities.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Stability of the object's composition

If conventional ketalization methods are used to synthesize alkyl ketal ester plasticizers, then the plasticizers can be produced from renewable feedstocks, but the plasticizers exhibit instability and short shelf life due to water formation and side reactions

Engineering Contradiction:
Improveplasticizer stabilityVSAvoidproduct stability
Core Design Contradiction:
Stability of the object's compositionVSReliability

Solution Approach 1:

The patent removes water from the reaction system by using molecular sieves as a drying agent during the ketalization reaction. This extraction of water prevents the reversible hydrolysis of ketals and eliminates side reactions involving free hydroxyl groups, thereby producing stable plasticizer products with extended shelf life.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent employs molecular sieves as an intermediary substance that absorbs water produced during ketalization without interfering with the reaction. This intermediary component enables the reaction to proceed to completion while maintaining product stability by preventing water-catalyzed decomposition and side reactions.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If rigorous water removal is implemented during ketalization, then product stability improves, but production costs increase due to additional processing requirements

Engineering Contradiction:
Improveproduct stabilityVSAvoidproduction cost
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent uses molecular sieves as a disposable, low-cost material that can be easily added to and removed from the reaction mixture. These inexpensive desiccants provide effective water removal without requiring complex equipment or extensive processing, thereby maintaining ease of manufacture while improving product stability.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent modifies the reaction conditions by introducing molecular sieves that change the water activity parameter in the reaction system. This parameter change enables complete ketalization and product stability without requiring rigorous water removal techniques such as azeotropic distillation or extended vacuum drying, thus avoiding increased production costs.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If conventional ketalization methods are used, then the synthesis process is simple, but side products with incomplete ketalization are difficult to separate and reduce purity

Engineering Contradiction:
Improvesynthesis simplicityVSAvoidproduct purity
Core Design Contradiction:
Ease of manufactureVSManufacturing precision

Solution Approach 1:

The patent removes water during the reaction process using molecular sieves, which shifts the equilibrium toward complete ketalization. This extraction approach prevents the formation of side products with incomplete ketalization, thereby improving product purity without complicating the synthesis process or requiring additional separation steps.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent converts the harmful effect of water (which causes reversible hydrolysis and side reactions) into a beneficial driving force for complete ketalization by using molecular sieves to selectively remove water. This transforms the water production issue into an advantage that pushes the reaction to completion, improving purity while maintaining synthesis simplicity.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

4Productivity

If free hydroxyl groups are present in side products, then the plasticizers can be synthesized with incomplete ketalization, but the plasticizers undergo side reactions in subsequent polymerization and create incompatibility

Engineering Contradiction:
Improvesynthesis efficiencyVSAvoidside reactions and incompatibility
Core Design Contradiction:
ProductivityVSObject-affected harmful factors

Solution Approach 1:

The patent removes water during the ketalization reaction using molecular sieves, which prevents the formation of side products containing free hydroxyl groups. By extracting water as it is produced, the reaction proceeds to complete ketalization, eliminating hydroxyl groups that would otherwise cause side reactions and incompatibility issues in subsequent applications.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent applies preliminary anti-action by using molecular sieves to prevent the formation of unwanted side products before they can cause problems. By removing water during the reaction, the method prevents the creation of hydroxyl-containing species that would lead to side reactions in polymerization and incompatibility with formulation components, thereby eliminating harmful factors in advance.

Inventive Principle:
Principle #9Preliminary anti-action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The resulting plasticizers exhibit improved stability, high purity, and extended shelf life, reducing production costs and enabling the use of renewable feedstocks, while offering enhanced performance in applications such as polymer plasticization.

Implementation Method 1

Polyhydric alcohols, or polyols, having 1,2 and 1,3 hydroxy conformations can react with a ketone or aldehyde to form a cyclic ketal or an acetal

Methodology Applied
Scientific EffectKetal formation reaction: Chemical Bonding

Implementation Method 2

The methodology disclosed therein employs very low levels of acid catalyst and certain stoichiometric ratios of oxocarboxylate to polyol to result in high yields of ketal compounds with short reaction times

Methodology Applied
Scientific EffectAcid catalysis: Catalysis

Implementation Method 3

Because ketal formation is reversible in the presence of water and the acid catalyst, rigorous removal of water is necessary in order to drive the reaction and maintain high yields and product stability

Methodology Applied
Scientific EffectWater removal: Evaporation

Data Source

PatentEP2766421B1Stabilized levulinic ester ketals
Publication Date: 2018.08.01 GFBIOCHEM IP ASSETS BV
  • EP2766421B1 patent drawing
  • EP2766421B1 patent drawing
  • EP2766421B1 patent drawing

AI summary

The invention describes methods of preparation and compositions of plasticizers. The plasticizers include at least 2 alkyl ketal ester moieties and have a molecular weight of greater than 300. In one aspect, the alkyl ketal ester moieties are levulinic ester ketals. Certain compositions contain at least one of an antioxidant, a UV stabilizer, a thermal stabilizer or mixtures thereof, present in the composition from about 0.01 to about 5.0 percent by weight of the total composition.