Lithium Niobate Dry Etching with Cl2/H2 for Smooth Pattern Transfer

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Solution Overview

Problem

Lithium niobate (LN) is difficult to etch efficiently using traditional dry etching methods, leading to slow etching rates, surface roughness, and damage to the crystal wafer due to the use of metal masks, which are costly and complex to implement.

Innovation Solution

The use of chlorine-based gases (Cl2 and H2) with a dielectric or photoresist mask in an inductively coupled plasma (ICP) etching process, optimizing the etching parameters to achieve a high selection ratio and smooth morphology, eliminating the need for metal masks.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If fluorine-based gases (CF4, CHF3, SF6) are used to etch lithium niobate, then the etching process can proceed, but the etching rate becomes slow and LiF deposits on the etched surface reducing rate and increasing roughness

Engineering Contradiction:
Improveetching rateVSAvoidsurface roughness
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent changes the chemical composition parameters of the etching gas from fluorine-based (CF4, CHF3, SF6) to chlorine-based (Cl2, BCl3, SiCl4), which fundamentally alters the etching chemistry. This parameter change eliminates LiF deposition and enables high etching rates while maintaining smooth surfaces, directly resolving the contradiction between productivity and manufacturing precision.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces expensive metal masks (Cr, Cu, Al) with disposable photoresist masks that are easily applied and removed. The photoresist masks serve their purpose during etching and are then discarded or easily stripped, eliminating the cost and complexity associated with metal mask fabrication, deposition equipment, and removal processes.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

2Reliability

If metal film masks (Cr, Cu, Al) are used to achieve deep etching, then the mask provides etching resistance, but the manufacturing process becomes complicated and cost increases

Engineering Contradiction:
Improvemask etching resistanceVSAvoidmanufacturing process complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent replaces expensive, complex metal masks with simple, disposable photoresist masks. The photoresist masks are applied through standard photolithography, provide sufficient etching resistance for the optimized chlorine-based process, and are easily removed afterward, dramatically simplifying the manufacturing process while maintaining reliability.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent extracts and eliminates the metal mask step from the manufacturing process entirely. By optimizing the chlorine-based etching parameters, the process achieves the required etching resistance using only photoresist masks, removing the need for metal film deposition equipment and complex metal mask fabrication procedures.

Inventive Principle:
Principle #2Taking out (Extraction)

3Manufacturing precision

If metal masks are used for pattern formation, then the pattern can be transferred, but the metal can damage the LN crystal wafer causing dark cracking

Engineering Contradiction:
Improvepattern transfer fidelityVSAvoidcrystal damage
Core Design Contradiction:
Manufacturing precisionVSObject-affected harmful factors

Solution Approach 1:

The patent uses soft, disposable photoresist masks instead of hard metal masks. The photoresist material is compliant and does not cause mechanical damage to the brittle lithium niobate crystal during pattern formation, eliminating dark cracking while maintaining pattern transfer fidelity through standard photolithography processes.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

4Productivity

If traditional photoresist or dielectric masks are used, then the mask can be applied, but the selection ratio is insufficient and the process is less efficient

Engineering Contradiction:
Improveetching efficiencyVSAvoidselection ratio
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The patent changes the etching chemistry from fluorine-based to chlorine-based, which fundamentally improves the selection ratio between lithium niobate and photoresist/dielectric masks. The chlorine-based chemistry provides highly anisotropic etching with excellent mask selectivity, enabling efficient processing without requiring thick or complex mask structures.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method enhances etching efficiency, reduces production costs, and prevents crystal damage, resulting in a smoother and more precise etched surface with improved productivity.

Implementation Method 1

The dry etching is a process for forming volatile substances or directly bombarding the surface of a sample to enable the sample to be etched by utilizing the action of atoms and molecules in a plasma state on the surface of the material

Methodology Applied
Scientific EffectPlasma: Plasma

Implementation Method 2

Nb element in LN reacts with F ion chemically, generating easily volatile NBF3, NBF4 and NBF5

Methodology Applied
Scientific EffectChemical reaction: Chemical Bonding

Implementation Method 3

The ion bombardment of Ar gas can remove LiF sediment, increase the physical action in the etching reaction, improve the etching rate and improve the smoothness on the etched surface

Methodology Applied
Scientific EffectIon bombardment: Ion Beam

Data Source

PatentEP4290556B1Method for dry-etching lithium niobate
Publication Date: 2025.07.16 JIANGSU LEUVEN INSTR CO LTD
  • EP4290556B1 patent drawingFigure 1~2
  • EP4290556B1 patent drawingFigure 3~4

AI summary

A method for dry-etching lithium niobate, belonging to the field of semiconductor processing. The method for dry-etching lithium niobate comprises the etching steps of: putting patterned lithium niobate into an etching machine; introducing a mixed etching gas of Clz, H2 and an inert gas into an etching cavity of the etching machine, and the etching machine being started by radio frequency ignition to start to etch; and completing the etching after etching time is reached. The gas for dry-etching lithium niobate adopts Cl2/H2, which is different from a conventional system of fluorine-based etching lithium niobate, and a dielectric material or photoresist is used as a mask, so that the production process can be optimized, the production capacity is greatly increased, and the cost is saved. Dry-etching lithium niobate can use a conventional photoresist mask or a dielectric material such as SiO, SiN, and Si as a hard mask, and a good selection ratio and good topography are achieved.