Document Information Extraction Using LLM Reference Prompts

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Solution Overview

Problem

Existing optical character recognition (OCR) technologies struggle to accurately extract character strings corresponding to a specified item when the item name in the image data differs from the expected item name, leading to inaccuracies in information extraction.

Innovation Solution

An information processing apparatus utilizing a large language model (LLM) with few-shot learning, incorporating document information and extraction results from similar reference documents to enhance accuracy by inputting prompts that include document information and extraction results from past documents, effectively leveraging tacit and business knowledge.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If traditional OCR processing is used to extract character strings, then the extraction process is simple and fast, but the accuracy decreases when item names differ from expected names or are not included in the image data

Engineering Contradiction:
Improvecharacter string extraction accuracyVSAvoidinformation processing system complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The system performs preliminary actions by selecting and storing extraction results from reference documents before processing the target document. The selection unit identifies reference documents based on similarity to the target document, and the storage unit pre-stores their extraction results, which are then utilized to improve accuracy in the inference process.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system introduces an intermediary mechanism by using reference documents and their extraction results as mediators between the target document and the final extraction outcome. The inference unit leverages these intermediary reference results to guide and improve the extraction accuracy for the target document, especially when item names differ or are missing.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Measurement precision

If reference documents from past processing are utilized through few-shot learning, then extraction accuracy for items with different or missing names improves, but processing time and computational resources increase

Engineering Contradiction:
Improvecharacter string extraction accuracyVSAvoiddocument processing time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The system applies partial action by selectively utilizing only relevant reference documents and their extraction results that are most similar to the target document, rather than processing all available reference data. The selection unit filters reference documents based on similarity criteria, and the inference unit uses only the necessary portion of stored extraction results, thereby reducing processing time while maintaining accuracy improvements.

Inventive Principle:
Principle #16Partial or excessive action

3Productivity

If only the target document is processed without reference to past documents, then processing is faster and requires fewer resources, but accuracy decreases when item names are missing or differ from expected names

Engineering Contradiction:
Improvedocument processing efficiencyVSAvoidcharacter string extraction accuracy
Core Design Contradiction:
ProductivityVSMeasurement precision

Solution Approach 1:

The system implements multi-functionality by enabling the information processing apparatus to perform both rapid single-document processing and enhanced accuracy processing with reference documents. The selection unit and storage unit allow the system to universally handle different processing scenarios, switching between using only the target document or incorporating reference documents based on the specific extraction challenge.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS20260051190A1Information processing apparatus, information processing method, and recording medium
Publication Date: 2026.02.19 NS SOLUTIONS CORPORATION
  • US20260051190A1 patent drawing
  • US20260051190A1 patent drawing
  • US20260051190A1 patent drawing

AI summary

An information processing apparatus comprises: an acquisitor to obtain document information, including character strings and position data from document image data; a converter to transform the acquired document information into a distributed representation; an information extractor to identify a character string corresponding to an item specified by a prompt, using a large language model by inputting the prompt with the acquired document information; a storage unit to save the document information, distributed representation, and extraction results, associating them with the document; and a selector to choose a reference document from previously processed documents based on distributed representations. The prompt for processing a new document includes details about the selected reference document.