Lyophilization Method for Controlled Nucleation

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Solution Overview

Problem

Current lyophilization processes face challenges in controlling the random nucleation process during freezing, leading to vial-to-vial variations in ice crystal structure and prolonged drying times, which affects the uniformity and efficiency of the freeze-drying process.

Innovation Solution

A method involving cooling a material to a temperature below its phase transition temperature followed by rapid depressurization to induce nucleation, allowing for controlled nucleation across multiple vials simultaneously within a narrow temperature range.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If natural stochastic nucleation is used during freezing, then the process is simple to operate, but the nucleation temperature varies randomly across vials causing vial-to-vial variation in ice crystal structure and prolonged drying times

Engineering Contradiction:
Improvenucleation controlVSAvoidice crystal structure uniformity
Core Design Contradiction:
Ease of operationVSManufacturing precision

Solution Approach 1:

The patent applies preliminary action by pre-cooling the chamber to a temperature below the freezing point of the solution before introducing the vapor suspension of ice particles. This ensures that when nucleation is triggered, the entire chamber is already at the optimal temperature for controlled simultaneous nucleation across all vials, eliminating the random temperature variations that occur with natural stochastic nucleation.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent uses an intermediary substance (vapor suspension of ice particles or other nucleating agents) to mediate the nucleation process. This intermediary is introduced into the chamber and facilitates controlled nucleation by providing nucleation sites that trigger freezing at a uniform temperature across all vials, replacing the uncontrolled random nucleation process.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Temperature

If additives are used to increase nucleation temperature, then the average nucleation temperature increases, but the composition of the medium is changed which is not acceptable for FDA regulated pharmaceutical products

Engineering Contradiction:
Improvenucleation temperatureVSAvoidsolution composition
Core Design Contradiction:
TemperatureVSStability of the object's composition

Solution Approach 1:

The patent introduces an intermediary nucleating agent (vapor suspension of ice particles or other substances) into the chamber that temporarily facilitates nucleation without becoming part of the final product composition. The intermediary triggers controlled nucleation at elevated temperatures but is removed or does not contaminate the pharmaceutical solution, thus maintaining composition stability while achieving higher nucleation temperatures.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent creates an inert environment by using a vapor suspension that provides nucleation sites without chemically interacting with or contaminating the pharmaceutical solution. The nucleating vapor acts as a temporary facilitator that enables controlled nucleation while maintaining the purity and compositional integrity of the pharmaceutical product.

Inventive Principle:
Principle #39Inert atmosphere (Inert environment)

3Temperature

If the ice fog method is used to induce nucleation, then nucleation can be initiated, but the nucleation event does not occur concurrently in all vials creating temperature differences and increased non-uniformity

Engineering Contradiction:
Improvenucleation initiationVSAvoidvial-to-vial uniformity
Core Design Contradiction:
TemperatureVSManufacturing precision

Solution Approach 1:

The patent applies preliminary action by pre-cooling the entire chamber to a uniform temperature below the freezing point before introducing the nucleating vapor suspension. This ensures that all vials are at the same temperature and ready for simultaneous nucleation when the vapor is introduced, eliminating the sequential nucleation that occurs when vials are at different temperatures.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent creates equipotential conditions by maintaining a uniform temperature throughout the chamber before nucleation. All vials are held at the same sub-freezing temperature, ensuring that when the nucleating vapor suspension is introduced, nucleation occurs simultaneously and uniformly across all vials, eliminating temperature differences that cause non-uniformity.

Inventive Principle:
Principle #12Equipotentiality

4Manufacturing precision

If the drying stage is extended to accommodate the range of ice crystal sizes, then product uniformity is improved, but the processing time is excessively long

Engineering Contradiction:
Improveproduct uniformityVSAvoiddrying time
Core Design Contradiction:
Manufacturing precisionVSLoss of time

Solution Approach 1:

The patent applies preliminary action by controlling the nucleation temperature to be uniformly elevated across all vials before drying begins. By ensuring that all vials nucleate at the same higher temperature, the ice crystal size and structure are uniformly controlled in advance, which allows the drying stage to be shorter while still achieving uniform product quality across all vials.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in a more uniform lyophilized product with reduced processing time by ensuring consistent nucleation temperatures and ice crystal structures, thereby accelerating the freeze-drying process.

Implementation Method 1

The aqueous solution in each vial is cooled below the thermodynamic freezing temperature of the solution and remains in a sub-cooled metastable liquid state until nucleation occurs.

Methodology Applied
Scientific EffectSupercooling: Supercooling

Implementation Method 2

the material is initially cooled to a temperature below a phase transition temperature and subsequently depressurized so as to induce nucleation of freezing in the material

Methodology Applied
Scientific EffectNucleation: Nucleation

Data Source

PatentEP3136030B1Lyophilization method
Publication Date: 2019.09.18 SP INDUSTRIES INC
  • EP3136030B1 patent drawingFigure 1
  • EP3136030B1 patent drawingFigure 2
  • EP3136030B1 patent drawingFigure 3

AI summary

Method for lyophilization or freeze-drying is provided. During the freezing step, the material or solution to be frozen is initially brought to a temperature near or below its freezing temperature after which the pressure in the freeze-dryer chamber is reduced to induce nucleation of the material.