Compact Mach-Zehnder Interferometer with Shared Heater

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Solution Overview

Problem

Mach-Zehnder interferometers with thermo-optic phase shifters in planar lightwave circuits face challenges in achieving compact size and low power consumption while maintaining efficient energy use and optical performance.

Innovation Solution

The design incorporates a Mach-Zehnder interferometer with a heater that simultaneously heats two adjacent waveguide sections, reducing energy consumption by capturing conducted heat and optimizing waveguide placement for compactness and thermal efficiency, using curved waveguides to minimize optical crosstalk and reduce heater size.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Use of energy by moving object

If a conventional Mach-Zehnder interferometer with separate heating for each waveguide arm is used, then each arm can be independently controlled, but the device size and power consumption increase

Engineering Contradiction:
Improvepower consumptionVSAvoidheater configuration
Core Design Contradiction:
Use of energy by moving objectVSDevice complexity

Solution Approach 1:

The patent combines two separate heaters into a single shared heater that simultaneously heats both waveguide arms of the Mach-Zehnder interferometer. This merging reduces the total number of heaters from two to one, thereby reducing device complexity and power consumption while maintaining the ability to control the differential phase shift between the two arms.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The single shared heater performs multiple functions: it heats both waveguide arms simultaneously and enables differential phase control by strategically positioning the heated regions. This multi-functional heater design eliminates the need for separate heaters while maintaining full control capability over the interferometer's phase shift.

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Area of stationary object

If waveguide arms are placed close together to reduce device size, then compactness is achieved, but optical crosstalk increases

Engineering Contradiction:
Improvedevice footprintVSAvoidoptical crosstalk
Core Design Contradiction:
Area of stationary objectVSObject-affected harmful factors

Solution Approach 1:

The patent applies local quality by creating asymmetric heating zones within the shared heater structure. Specifically, the heater is designed to heat the outer curved section and inner curved section of one waveguide arm differently from the other arm, with tailored heating regions that minimize thermal and optical interference between adjacent waveguides while maintaining compact positioning.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The patent employs curved waveguide sections with carefully designed radii of curvature to reduce optical crosstalk. By using curved paths instead of straight parallel guides, the optical modes are better confined, and the curvature helps minimize evanescent field coupling between adjacent waveguides, enabling closer placement without sacrificing optical isolation.

Inventive Principle:
Principle #14Spheroidality (Curvature)

3Area of stationary object

If heater size is reduced to minimize device area, then compactness improves, but heating efficiency decreases

Engineering Contradiction:
Improveheater areaVSAvoidheating efficiency
Core Design Contradiction:
Area of stationary objectVSLoss of energy

Solution Approach 1:

The patent implements a nested heater configuration where the shared heater structure is positioned to efficiently couple thermal energy to both waveguide arms simultaneously. The heater design nests the heating zones within close proximity to the waveguide cores, maximizing thermal coupling efficiency while minimizing the overall heater footprint and reducing energy loss to the substrate.

Inventive Principle:
Principle #7Nested doll (Nesting)

Solution Approach 2:

The patent uses a symmetric design approach where the shared heater structure is configured to replicate heating patterns in both waveguide arms. By copying the heating geometry and thermal coupling configuration for each arm, the system achieves efficient differential phase control with a compact single heater instead of requiring two larger separate heaters.

Inventive Principle:
Principle #26Copying

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration results in a more energy-efficient and compact Mach-Zehnder interferometer with reduced power consumption and improved thermal efficiency, allowing for smaller device size without compromising optical performance.

Implementation Method 1

a first heater configured to heat both the outer curved heated section and the inner curved heated section of the first optical waveguide arm

Methodology Applied
Scientific EffectJoule heating: Joule Heating

Implementation Method 2

A number of optical phase shifters are known in the art, including, but not limited to, thermo-optic phase shifters, carrier injection phase shifters, and carrier depletion phase shifters. The transfer function of the MZI is dependent upon the phase shift of the first arm relative to the phase shift of the second arm. In particular, the transfer function of the MZI depends on the differential phase shift and is substantially independent on the amount of phase shift that is common to both arms. When the MZI is configured with at least one thermo-optic phase shifter, the function of the phase shifter is to introduce a temperature difference between the first arm and the second arm and thereby determine the MZI transfer function.

Methodology Applied
Scientific EffectThermo-optic effect:

Data Source

PatentUS10551643B2Compact, energy efficient mach-zehnder interferometers and optical attenuators
Publication Date: 2020.02.04 WELLS FARGO BANK NA
  • US10551643B2 patent drawing
  • US10551643B2 patent drawing
  • US10551643B2 patent drawing

AI summary

Mach-Zehnder interferometers comprise heater elements configured to have projections in the plane of optical waveguides positioned such that two adjacent sections of one optical waveguide arms are heated by a common heater element. The heater and at least a substantial section of the heated waveguide segments can be curved. Configurations of an optical waveguide arm can comprise an outer curved heated section, an inner curved heated section, and a loopback waveguide section connecting the outer curved heated section and the inner curved heated section, with average radius of curvature selected to form an open accessible space. Appropriate configurations of the two optical waveguide arms provide for nested configurations of the arms that provide for a compact structure for the interferometer.