MEMS Tunable Etalon Electrostatic Actuation Gap Control

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Solution Overview

Problem

Conventional tunable etalons have limited tuning range and resolution of the gap between mirrors, high manufacturing costs due to expensive actuators, and manufacturing variations leading to distorted transmission spectra, making them unsuitable for wide spectral imaging applications.

Innovation Solution

Development of MEMS-based tunable etalon devices with electrostatic actuation using silicon-on-insulator (SOI) wafers and novel architectures that allow for low-cost mass production, featuring a front mirror attached to a MEMS functional mechanical layer and electrostatic forces adjusted by electrodes to control the gap between mirrors, addressing manufacturing tolerances and spectral distortion.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional tunable etalon configurations are used, then the device can provide spectral filtering, but the tuning range and resolution of the gap between mirrors are limited

Engineering Contradiction:
Improvetuning range and resolution of gapVSAvoidspectral imaging applications
Core Design Contradiction:
Measurement precisionVSAdaptability or versatility

Solution Approach 1:

The patent replaces conventional mechanical actuators with MEMS-based electrostatic actuation systems. The MEMS functional mechanical layer uses electrostatic forces generated by electrodes to precisely control the gap between mirrors, enabling finer tuning resolution and wider tuning range compared to traditional mechanical systems while maintaining compatibility with spectral imaging applications

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the actuation mechanism from mechanical to electrostatic, allowing continuous and precise adjustment of the mirror gap parameter. This enables the etalon to achieve a wider tuning range and higher resolution in spectral filtering, directly addressing the limitations of conventional configurations

Inventive Principle:
Principle #35Parameter changes

2Measurement precision

If high end actuators are used in conventional etalons, then the tuning performance is improved, but the manufacturing cost increases and mass production becomes difficult

Engineering Contradiction:
Improvetuning performanceVSAvoidmanufacturing cost and mass production
Core Design Contradiction:
Measurement precisionVSEase of manufacture

Solution Approach 1:

The patent employs MEMS-based actuators that are cost-effective and suitable for mass production. These MEMS components can be fabricated using standard semiconductor manufacturing processes, significantly reducing the cost compared to high-end mechanical actuators while maintaining adequate tuning performance for spectral imaging applications

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

By substituting expensive mechanical actuators with MEMS electrostatic actuation systems, the patent achieves a balance between tuning performance and manufacturing cost. The MEMS approach enables mass production while providing sufficient actuation precision for the intended applications

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Device complexity

If conventional etalon configurations are used, then the device structure is simple, but manufacturing variations cause distorted transmission spectra

Engineering Contradiction:
Improvedevice structureVSAvoidtransmission spectrum accuracy
Core Design Contradiction:
Device complexityVSManufacturing precision

Solution Approach 1:

The patent incorporates feedback mechanisms that monitor and compensate for manufacturing variations in the etalon structure. This allows real-time adjustment of the mirror gap to maintain accurate transmission spectra despite variations in fabrication tolerances, thereby improving spectral fidelity without significantly increasing device complexity

Inventive Principle:
Principle #23Feedback

4Adaptability or versatility

If the etalon is designed for wide spectral transmission profile, then the free spectral range increases, but the aspect ratio between width and mirror distance becomes very high

Engineering Contradiction:
Improvespectral transmission profileVSAvoidaspect ratio
Core Design Contradiction:
Adaptability or versatilityVSShape

Solution Approach 1:

The patent uses dynamically adjustable MEMS actuators to tune the mirror gap in real-time. This dynamic adjustment capability allows the etalon to achieve wide spectral transmission profiles when needed while maintaining a more compact physical aspect ratio, as the electrical tuning mechanism replaces the need for large mechanical travel distances

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The MEMS-based tunable etalons offer improved tuning range and resolution, reduced manufacturing costs, and calibrated spectral transmission, making them suitable for wide spectral imaging applications and consumer electronics, while maintaining accurate spectral fidelity.

Implementation Method 1

electrostatic actuation using silicon-on-insulator (SOI) wafers and novel architectures that allow for low-cost mass production, featuring a front mirror attached to a MEMS functional mechanical layer and electrostatic forces adjusted by electrodes to control the gap between mirrors

Methodology Applied
Scientific EffectElectrostatic forces: Electrostatics

Data Source

PatentUS11474343B2Tunable MEMS etalon device
Publication Date: 2022.10.18 UNISPECTRAL LTD
  • US11474343B2 patent drawing
  • US11474343B2 patent drawing
  • US11474343B2 patent drawing

AI summary

Tunable MEMS etalon devices comprising: a front mirror and a back mirror, the front and back mirrors separated in an initial pre-stressed un-actuated etalon state by a gap having a pre-stressed un-actuated gap size determined by a back stopper structure in physical contact with the front mirror and back mirrors, the etalon configured to assume at least one actuated state in which the gap has an actuated gap size gap greater than the pre-stressed un-actuated gap size; an anchor structure, a frame structure fixedly coupled to the front mirror at a first surface thereof that faces incoming light, and a flexure structure attached to the anchor structure and to the frame structure but not attached to the front mirror, and a spacer structure separating the anchor structure from the back mirror, and wherein the front mirror and the spacer structure are formed in a same single glass layer.