Metallized Grating Security Element for Value Documents

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Solution Overview

Problem

Existing security elements for value documents, such as bank notes and checks, fail to provide distinct impressions in reflection and transmission, limiting their anti-forgery security.

Innovation Solution

A security element featuring a metallized grating structure with trough-shaped microcavities and planar strips, where the microcavities have an aspect ratio of 0.3 or greater and are separated by strips 200 nm to 1,200 nm wide, creating an angular-dependent color effect in transmission and a hologram structure in reflection.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a microcavity structure with high aspect ratio is used to achieve distinct transmission and reflection effects, then anti-forgery security is improved, but manufacturing complexity increases

Engineering Contradiction:
Improveanti-forgery securityVSAvoidmanufacturing complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The grating structure is segmented into planar strips and trough-shaped microcavities with different geometries. The planar strips (width 200-1200 nm) provide reflection effects while the microcavities (aspect ratio ≥0.3) provide transmission effects, allowing distinct optical functions to be achieved through structural segmentation rather than complex manufacturing processes

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different regions of the grating structure have different local geometries: planar strips with specific width ranges for reflection, and trough-shaped microcavities with aspect ratios ≥0.3 for transmission. This local differentiation of structural quality enables distinct optical effects in different areas without requiring elaborate manufacturing methods

Inventive Principle:
Principle #3Local quality

2Manufacturing precision

If elaborate printing methods are used to produce finely structured images, then image precision is improved, but manufacturing complexity and cost increase

Engineering Contradiction:
Improveimage precisionVSAvoidmanufacturing complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent replaces elaborate mechanical printing methods with a grating structure that generates images through optical diffraction and interference effects. The microcavities and planar strips inherently produce angular-dependent color effects and hologram structures through their geometric configuration, eliminating the need for complex printing processes while achieving high image precision

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If the microcavity aspect ratio is increased to enhance transmission effects, then optical performance is improved, but manufacturing difficulty increases

Engineering Contradiction:
Improveoptical performanceVSAvoidmanufacturing difficulty
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent specifies a minimum aspect ratio parameter of 0.3 for microcavities, which is sufficient to achieve the desired transmission effects without requiring excessively high aspect ratios. This parameter optimization balances optical performance with manufacturing feasibility, and the planar strip width parameter (200-1200 nm) is similarly optimized for reflection effects

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution enhances anti-forgery security by combining transmission and reflective image effects, providing a robust authentication feature that is difficult to replicate, with a manufacturing process that simplifies the production of finely structured images without the need for elaborate printing methods.

Implementation Method 1

The image is formed by a grating structure which has a plurality of microcavities... the microcavities respectively have in a spatial direction lying parallel to the upper side a structure width from 0.5 μm to 3 μm and perpendicular thereto a structure depth and have an aspect ratio which is defined by the ratio of structure depth to structure width

Methodology Applied
Scientific EffectDiffraction: Diffraction

Implementation Method 2

creating an angular-dependent color effect in transmission

Methodology Applied
Scientific EffectInterference: Interference

Implementation Method 3

a metal-containing coating applied to the grating structure... providing a robust authentication feature... with a manufacturing process that simplifies the production of finely structured images

Methodology Applied
Scientific EffectInterference: Interference

Implementation Method 4

creating an angular-dependent color effect in transmission and a hologram structure in reflection

Methodology Applied
Scientific EffectReflection: Reflection

Data Source

PatentUS10682878B2Security element for producing value documents
Publication Date: 2020.06.16 GIESECKE & DEVRIENT CURRENCY TECHNOLOGY GMBH
  • US10682878B2 patent drawing
  • US10682878B2 patent drawing
  • US10682878B2 patent drawing

AI summary

A security element for manufacturing value documents provides at least one image, formed by a grating structure which has a plurality of trough-shaped microcavities. The microcavities have a structure width from 0.5 μm to 3 μm and an aspect ratio of 0.4 or greater, a metal-containing coating is applied to the grating structure, and in the grating structure the trough-shaped microcavities are separated from each other respectively by strips which are planar and respectively more than 200 nm and maximally 1,200 nm wide.