Metallurgical Process Planning With CALPHAD Phase Transformation Control

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Solution Overview

Problem

Current metallurgical production processes face limitations in accurately modeling and controlling phase transformations, particularly for complex phases and microalloy elements, leading to suboptimal product quality and increased defects due to the lack of predictive power in existing phase transformation models.

Innovation Solution

A method utilizing the CALPHAD (Calculation of Phase Diagrams) approach with multiple sublattices to create a thermodynamic basic model that simulates material behavior across multiple process steps, enabling consistent thermodynamic data for all sub-models, thereby improving process control and product quality.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If empirical Avrami equations and solubility products are used for phase transformation modeling, then the modeling process is simple, but the predictive power and accuracy for complex phases are insufficient

Engineering Contradiction:
Improvemodeling complexityVSAvoidprediction accuracy
Core Design Contradiction:
Device complexityVSMeasurement precision

Solution Approach 1:

The patent transitions from empirical parameters (Avrami coefficients) to thermodynamic parameters (Gibbs free energy, chemical potentials) to describe phase transformations. This parameter change enables accurate prediction of complex phase behavior while maintaining computational feasibility through thermodynamic databases.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces empirical/mechanical fitting approaches with thermodynamic-based computational models. By using thermodynamic principles and databases, the system achieves predictive capability without requiring extensive experimental calibration for each specific alloy composition.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Ease of manufacture

If solubility product approach is used, then simple stoichiometric precipitates can be calculated, but complex precipitates and multi-component phases cannot be modeled

Engineering Contradiction:
Improvecalculation simplicityVSAvoidphase type coverage
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The patent implements a universal thermodynamic modeling framework that can handle diverse phase types (simple precipitates, complex carbonitrides, multi-component phases) through a single consistent approach based on Gibbs free energy minimization and chemical potential equilibrium, eliminating the need for separate models for different phase complexities.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent models complex multi-component precipitates (such as (V, Nb, Ti)(C, N) carbonitrides and sigma phase) by treating them as composite phases with multiple sublattices and components, allowing simultaneous consideration of multiple alloying elements and their interactions within a unified thermodynamic framework.

Inventive Principle:
Principle #40Composite materials

3Reliability

If empirical models with fitted coefficients are used, then the model can be calibrated to experimental data, but the model lacks predictive power for new compositions

Engineering Contradiction:
Improvemodel calibrationVSAvoidpredictive capability
Core Design Contradiction:
ReliabilityVSMeasurement precision

Solution Approach 1:

The patent replaces empirical coefficient fitting with thermodynamic-based prediction using Gibbs free energy functions and chemical potential calculations. This substitution enables the model to predict phase transformations for new alloy compositions without requiring recalibration, as the thermodynamic parameters are derived from fundamental principles and databases.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent performs preliminary thermodynamic calculations to determine phase stability, transformation temperatures, and equilibrium compositions before actual processing. By using thermodynamic databases that pre-calculate Gibbs free energy functions for various phases and compositions, the system establishes predictive capability in advance rather than relying on post-hoc fitting.

Inventive Principle:
Principle #10Preliminary action

4Device complexity

If simple Avrami approach for isothermal transformations is used, then the calculation is straightforward, but it fails for non-isothermal conditions and re-heating scenarios

Engineering Contradiction:
Improvecalculation complexityVSAvoidtemperature profile applicability
Core Design Contradiction:
Device complexityVSAdaptability or versatility

Solution Approach 1:

The patent implements dynamic phase transformation modeling that adapts to varying temperature profiles (isothermal, non-isothermal, heating, cooling) by continuously calculating chemical potentials and phase equilibria at each time step. This dynamic approach replaces static isothermal Avrami equations with time-dependent thermodynamic calculations that automatically adjust to any temperature history.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent changes the governing parameters from empirical kinetic coefficients (valid only for isothermal conditions) to thermodynamic parameters (Gibbs free energy, chemical potentials) that are valid for all temperature and pressure conditions. This parameter change enables the model to handle complex thermal histories including re-heating, rapid cooling, and multi-stage processing.

Inventive Principle:
Principle #35Parameter changes

Data Source

PatentEP4235318A1Method for planning and/or controlling a production process in a metallurgical production plant, involving several sequential process steps
Publication Date: 2023.08.30 SMS GROUP GMBH
  • EP4235318A1 patent drawingFigure 1
  • EP4235318A1 patent drawingFigure 2
  • EP4235318A1 patent drawingFigure 3

AI summary

The invention relates to a method for planning and/or controlling and/or regulating a manufacturing process in a metallurgical production plant with several successive process steps, comprising the steps of: creating a basic model (1) to represent the material behavior in metal production and processing, wherein the basic model (1) uses the application of the CALPHAD method (Calculation of Phase Diagrams) for property descriptions of these materials; creating at least one submodel (2) which receives and further processes the information from the created basic model (1); creating process models (3) for the several successive process steps of the manufacturing process in the metallurgical production plant, wherein the created process models (3) optimize the manufacturing process of the respective process step based on one or more of the created submodels (2).and optimizing the manufacturing process in the metallurgical plant with the several successive process steps, taking into account the created process models (3) and global and/or local optimization objectives.