Microoptical System Zero-Order 3D Image Diffraction

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Solution Overview

Problem

Current optical security features, such as 3D holograms on banknotes and cards, lack effective protection against counterfeiting and have widespread manufacturing technologies, making them unreliable for authentication.

Innovation Solution

A microoptical system using multilevel kinoforms to form 3D images in the zero diffraction order, synthesized via computer technology and manufactured with high precision electron beam lithography, providing a secure and difficult-to-replicate visual feature.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If analog optical recording technology is used to create 3D holograms, then the manufacturing process is simple and inexpensive, but the security protection against counterfeiting is poor

Engineering Contradiction:
Improvemanufacturing simplicityVSAvoidanti-counterfeiting protection
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent changes the fundamental parameter of image formation from first-order diffraction to zero-order diffraction. This parameter change creates a new optical effect that is much harder to replicate, as it requires precise control of the optical phase at the image location rather than relying on simple interference patterns. The zero-order formation fundamentally alters how the 3D image is created, providing enhanced security while maintaining manufacturing feasibility through computer-generated holography techniques.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces traditional analog optical recording mechanisms with computer-generated holography (CGH) techniques. Instead of using physical optical setups to record interference patterns, the system uses computational methods to design and fabricate phase modulation elements (such as spatial light modulators or diffractive optical elements) that directly generate the desired 3D image in zero-order diffraction. This substitution of computational design for analog recording provides both enhanced security and manufacturing flexibility.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Ease of operation

If traditional 3D holograms are used for security features, then visual inspection is possible, but the technology is widely available and easy to counterfeit

Engineering Contradiction:
Improvevisual inspection capabilityVSAvoidauthentication security
Core Design Contradiction:
Ease of operationVSReliability

Solution Approach 1:

The patent changes the diffraction order parameter from first-order to zero-order, creating a new visual effect that maintains ease of inspection while dramatically improving security. The zero-order 3D image formation creates unique optical characteristics including precise control over viewing angles, image depth perception, and illumination requirements that are much harder to replicate with traditional holographic methods.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs composite approaches by combining computer-generated holography techniques with phase modulation elements (such as spatial light modulators or multilevel diffractive structures). This composite system integrates computational design with physical optical elements to create a security feature that maintains visual inspectability while incorporating multiple layers of complexity that resist counterfeiting attempts.

Inventive Principle:
Principle #40Composite materials

3Reliability

If zero order diffraction is used to form 3D images, then protection against counterfeiting is enhanced, but the manufacturing precision requirements increase

Engineering Contradiction:
Improveanti-counterfeiting protectionVSAvoidmicrorelief depth accuracy
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent changes the optical formation mode to zero-order diffraction, which inherently provides enhanced security. While this does increase precision requirements, the use of computer-generated holography allows for precise control and compensation during the manufacturing process, ensuring that the security benefits are realized without requiring unattainable manufacturing tolerances.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces traditional mechanical/optical recording methods with computer-generated holography and precision fabrication techniques (such as electron beam lithography or stepped photolithography). These computational and advanced manufacturing approaches provide the necessary precision control for zero-order diffraction while maintaining manufacturability through automated processes and digital design optimization.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The system enhances protection against counterfeiting by creating a secure 3D image visible in the zero diffraction order, reducing the availability of manufacturing technologies and ensuring reliable authentication of banknotes, documents, and securities.

Implementation Method 1

microoptical system for the formation of a 3D image in the zero diffraction order

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentEP3842252B1Microoptical system for the formation of the 3D image in the zero order of diffraction
Publication Date: 2022.05.25 HOLOGRAPHY SYST INT LTD
  • EP3842252B1 patent drawingFigure 1
  • EP3842252B1 patent drawingFigure 2~3
  • EP3842252B1 patent drawingFigure 4~5

AI summary

The claimed microoptical system for visual control of products belongs mainly to the field of optical security technologies and is used to authenticate banknotes, documents, passports, IDs, plastic cards, securities, and brands. The microoptical system consists of fragments of multilevel kinoforms and fragments of diffraction gratings of various periods and directions. In accordance with the claims, a method for synthesizing microoptical systems for forming 3D images in the zero diffraction order is described. Multilevel kinoform is used for the formation of 3D-images. A method for computing the microrelief of a microoptical system that forms a 3D image at diffraction angles smaller than 60° is proposed. At large diffraction angles the observer sees another 2D color image. Microoptical systems are manufactured using electron beam technology and can be replicated using standard equipment for the manufacture of embossed holograms.