3D MIMO Codebook for Dynamic Vertical Beam Adjustment

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Solution Overview

Problem

Conventional MIMO systems in LTE networks are limited by fixed downtilt in the vertical dimension, which restricts beam adjustment and optimizes system throughput, as they can only adjust beams horizontally, failing to fully utilize the 3D channel characteristics.

Innovation Solution

A method and apparatus for measuring and feeding back channel information using a codebook structure that adjusts antenna port weights based on 3D channel information, allowing dynamic downtilt adjustments in the vertical direction, enabling more flexible beamforming and improved MIMO performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If fixed downtilt is used in conventional MIMO systems, then device complexity is reduced and ease of operation is improved, but beam adjustment flexibility in the vertical dimension is limited and system throughput cannot be optimized

Engineering Contradiction:
Improvebeam adjustmentVSAvoidsystem throughput
Core Design Contradiction:
Ease of operationVSProductivity

Solution Approach 1:

The patent implements dynamic downtilt adjustment by enabling the beam to adapt its vertical angle based on user equipment positions and channel conditions. The base station dynamically modifies the downtilt parameter for different antenna ports, allowing the beam to track moving users and maintain optimal signal quality, thereby resolving the contradiction between operational simplicity and throughput optimization.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent changes the downtilt parameter from a fixed value to a dynamically adjustable parameter. By modifying the vertical beamforming weights and downtilt angles based on channel state information and user locations, the system achieves both ease of operation through standardized procedures and improved system throughput through adaptive optimization.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If 3D beamforming with dynamic downtilt adjustment is implemented, then system throughput and signal quality are improved, but device complexity and measurement requirements increase

Engineering Contradiction:
Improvesystem throughputVSAvoidbeamforming system
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent segments the codebook into multiple subsets, each corresponding to different downtilt ranges or antenna port groups. This segmentation allows the system to manage the complexity of 3D beamforming by dividing the large codebook search space into smaller, more manageable subsets, reducing the computational burden while maintaining the benefits of dynamic downtilt adjustment.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent implements dynamic codebook subset selection where the base station and user equipment adaptively choose from different codebook subsets based on current channel conditions and user positions. This dynamic approach enables the system to achieve high throughput through 3D beamforming while managing complexity by only considering relevant codebook subsets rather than the entire codebook.

Inventive Principle:
Principle #15Dynamics

3Adaptability or versatility

If codebook subset selection for 3D beamforming is implemented, then adaptability to different channel conditions is improved, but feedback overhead and measurement precision requirements increase

Engineering Contradiction:
Improvechannel adaptationVSAvoidfeedback overhead
Core Design Contradiction:
Adaptability or versatilityVSLoss of information

Solution Approach 1:

The patent implements partial codebook feedback where the user equipment reports only the selected codebook subset index and preferred beam indices rather than complete channel state information. This partial feedback approach provides sufficient adaptability for 3D beamforming while significantly reducing feedback overhead compared to full channel quantization, as only the most relevant subset identification is required.

Inventive Principle:
Principle #16Partial or excessive action

Solution Approach 2:

The patent establishes a feedback mechanism where the user equipment measures channel quality across different codebook subsets and feeds back the preferred subset index and beam selections. This feedback enables the base station to adaptively adjust 3D beamforming parameters while managing overhead by transmitting only essential selection information rather than complete channel matrices.

Inventive Principle:
Principle #23Feedback

Data Source

PatentUS10367556B2Method and apparatus for measuring and feeding back channel information
Publication Date: 2019.07.30 HUAWEI TECH CO LTD
  • US10367556B2 patent drawing
  • US10367556B2 patent drawing
  • US10367556B2 patent drawing

AI summary

A method for measuring and feeding back channel information and a corresponding apparatus are provided. In an embodiment the method includes determining, by a first network device, a first codebook from a first codebook set, wherein the first codebook set comprises at least two first codebooks, wherein a sub-vector Wx of each first codebook is formed by a zero vector and a non-zero vector, wherein vectors forming the Wx are associated with different groups of antenna ports, wherein each first codebook comprises at least one first sub-vector [Va00Va10]and/or at least one second sub-vector [0Vb00Vb1],and wherein Va0 and Va1 are elements in the vector Va, and Vb0 and Vb1 are elements in the vector Vb and sending a codebook index to a second network device, wherein the codebook index is associated with the first codebook selected from the first codebook set.