MIMO Precoding Matrix Prediction via Codebook Fitting

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Solution Overview

Problem

Existing MIMO systems face challenges in predicting precoding matrices for multiple-stream transmission in fading channels, particularly in frequency division duplexing (FDD) systems, where accurate temporal correlation estimation is required, and current methods are limited to single-stream beamforming.

Innovation Solution

A method for predicting a precoding matrix in MIMO systems involves obtaining a present precoding matrix, fitting it with previous matrices using a predefined model, and determining a forthcoming matrix for the next transmission, allowing for decoupled transmitter and receiver designs and reduced feedback overhead.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If MMSE filter is used to generate forthcoming channel values, then channel prediction is achieved, but accurate temporal correlation estimation is required which increases system complexity

Engineering Contradiction:
Improvechannel prediction accuracyVSAvoidtemporal correlation estimation complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent extracts the essential information from the precoding matrix feedback by using a codebook-based approach with focusing factors. Instead of requiring full temporal correlation estimation, the system extracts key characteristics (focusing factors and codebook indices) that suffice for prediction, thereby reducing complexity while maintaining prediction accuracy.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent uses a simplified prediction model based on codebook entries and focusing factors that can be easily updated. The model discards complex temporal correlation calculations and replaces them with a lighter-weight approach using recent feedback information, making the system more adaptable and less complex.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

2Ease of operation

If Grassmannian predictive coding is used for beamforming, then single-stream prediction is achieved, but it cannot handle spatial multiplexing with multiple streams

Engineering Contradiction:
Improvebeamforming prediction simplicityVSAvoidspatial multiplexing capability
Core Design Contradiction:
Ease of operationVSAdaptability or versatility

Solution Approach 1:

The patent extends the predictive coding approach to be universal for both beamforming and spatial multiplexing scenarios. By using a codebook-based framework that can accommodate multiple focusing factors and codebook indices, the system achieves multi-functionality, handling both single-stream beamforming and multi-stream spatial multiplexing with the same underlying prediction mechanism.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The patent segments the precoding matrix into components that can be independently predicted. By breaking down the PM into focusing factors and codebook indices, the system can predict each component separately and then combine them, enabling handling of multiple streams through spatial multiplexing while maintaining the simplicity of the prediction process.

Inventive Principle:
Principle #1Segmentation

3Manufacturing precision

If full feedback of precoding matrix is used, then transmission accuracy is improved, but feedback overhead increases

Engineering Contradiction:
Improvetransmission accuracyVSAvoidfeedback overhead
Core Design Contradiction:
Manufacturing precisionVSQuantity of substance

Solution Approach 1:

The patent extracts only the essential information needed for prediction from the full precoding matrix. By using codebook-based representation with focusing factors, the system transmits only the necessary parameters (focusing factors and codebook indices) rather than the complete PM, significantly reducing feedback overhead while maintaining transmission accuracy.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent applies partial feedback by transmitting only the focusing factors and codebook indices rather than the complete precoding matrix. This partial action approach provides sufficient information for accurate prediction without the excessive overhead of full matrix feedback, achieving the right balance between accuracy and efficiency.

Inventive Principle:
Principle #16Partial or excessive action

Data Source

PatentUS9356668B2Method and apparatus for predicting precoding matrix in MIMO system
Publication Date: 2016.05.31 NEC CORP
  • US9356668B2 patent drawing
  • US9356668B2 patent drawing
  • US9356668B2 patent drawing

AI summary

A method for predicting precoding matrix (PM) in a MIMO System includes the steps of: obtaining a present PM based on a present transmission; fitting the present PM and previous PMs with a predefined model; and determining a forthcoming PM which is expected to be used in the next transmission based on the fitting.