Polarization Splitter Rotator MMI Asymmetric Waveguide

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Solution Overview

Problem

Conventional polarization splitters and rotators in optical waveguide devices suffer from narrow wavelength response, high insertion loss, sensitivity to fabrication errors, and large size, making them inefficient for dual polarization division multiplexing and requiring improvements in bandwidth, tolerance, and compactness.

Innovation Solution

The use of a particle swarm optimized curved multi-mode-interference (MMI) polarization splitter, combined with a bi-level waveguide polarization rotator and an asymmetric waveguide taper mode converter, which reduces loss, enhances fabrication tolerance, and achieves a compact size with a wide wavelength response.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If conventional directional couplers are used for polarization splitting, then the device can separate TE and TM polarizations, but the wavelength response becomes narrow and the coupling ratio becomes wavelength sensitive

Engineering Contradiction:
Improvewavelength response bandwidthVSAvoidcoupling ratio stability
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The patent changes the structural parameters of the waveguide, specifically introducing an asymmetric ridge waveguide configuration with optimized dimensions (ridge width, height, and length). This structural parameter change enables the waveguide to support different effective indices for TE and TM modes, achieving polarization-dependent phase delays that result in polarization splitting across a broad wavelength range while maintaining stable coupling ratios

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent employs asymmetric waveguide structures where the ridge dimensions are deliberately made non-uniform along the propagation direction. This asymmetry creates different confinement conditions for TE and TM polarizations, enabling the device to achieve broadband polarization splitting functionality while maintaining insensitivity to wavelength variations

Inventive Principle:
Principle #4Asymmetry

2Reliability

If polarization rotators and mode converters are added to convert TM0 to TE1 and then to TE0, then the light can be rotated to a known TE state, but the device size becomes large and optical attenuation increases

Engineering Contradiction:
Improvepolarization conversion accuracyVSAvoiddevice size
Core Design Contradiction:
ReliabilityVSVolume of moving object

Solution Approach 1:

The patent merges the polarization rotation and mode conversion functions into a single integrated asymmetric ridge waveguide structure. Instead of using separate polarization rotators and mode converters, the asymmetric waveguide simultaneously performs both functions through its geometric design, significantly reducing the overall device footprint while maintaining conversion accuracy

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The asymmetric ridge waveguide is designed to perform multiple functions: it acts as both a polarization splitter and a polarization rotator/mode converter. This multi-functional design eliminates the need for separate components, reducing device size and minimizing the number of interfaces that could cause optical attenuation

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Ease of operation

If conventional polarization splitters are used, then polarization separation can be achieved, but the insertion loss becomes high and fabrication tolerance becomes low

Engineering Contradiction:
Improveinsertion lossVSAvoidfabrication tolerance
Core Design Contradiction:
Ease of operationVSManufacturing precision

Solution Approach 1:

The patent optimizes the geometric parameters of the asymmetric ridge waveguide (ridge width, height, length, and spacing) to achieve adiabatic mode transformation. By carefully selecting these parameters, the design minimizes scattering losses and mode mismatch, resulting in low insertion loss while maintaining robustness against fabrication variations

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The asymmetric waveguide design incorporates gradual transitions and optimized dimensional profiles that pre-compensate for potential fabrication variations. The adiabatic nature of the mode transformation provides a margin of tolerance, cushioning against the effects of manufacturing imperfections and reducing sensitivity to dimensional deviations

Inventive Principle:
Principle #11Beforehand cushioning (Prior cushioning)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This configuration results in a polarization splitter with a large 1 dB bandwidth, low insertion loss, and high fabrication tolerance, improving the performance of photonic transceivers and other optical communication devices by enabling efficient signal processing and transmission.

Implementation Method 1

particle swarm optimized curved multi-mode-interference (MMI) polarization splitter

Methodology Applied
Scientific EffectMulti-mode interference: Interference

Implementation Method 2

bi-level waveguide polarization rotator

Methodology Applied
Scientific EffectWaveguide mode conversion: Waveguide (optics)

Implementation Method 3

asymmetric waveguide taper mode converter

Methodology Applied
Scientific EffectAsymmetric waveguide taper: Waveguide (optics)

Data Source

PatentUS11899253B2Polarization splitter and rotator
Publication Date: 2024.02.13 MACOM TECH SOLUTIONS HLDG INC
  • US11899253B2 patent drawing
  • US11899253B2 patent drawing
  • US11899253B2 patent drawing

AI summary

Example polarization splitter and rotator devices are described. In one example, an optical apparatus includes a splitter configured to split a light signal into a first signal having a first polarization and a second signal having a second polarization, a polarization rotator configured to rotate the second polarization of the second signal into a third polarization, and a polarization mode converter configured to convert the third polarization of the second signal into the first polarization. In certain aspects of the embodiments, the splitter can be a curved multi-mode inference (MMI) polarization splitter, and the polarization rotator comprises input and output ports, with the output port being wider than the input port. The polarization mode converter can be an asymmetrical waveguide taper mode converter. The devices described herein can overcome the deficiencies of conventional devices and provide low insertion loss, flat and/or wide wavelength response, high fabrication tolerance, and compact size.